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SEC OKs Muni Adviser Compliance Rule, Supervision Regime

By Ed Beeson ( October 24, 2014, 7:16 PM EDT) -- The Municipal Securities Rulemaking Authority on Friday said it has won federal approval of its plan to hold newly regulated municipal advisers responsible for supervising their business, including by appointing chief compliance officers and having CEOs attest their firm has processes in place to meet the letter of the law....

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