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SEC Charges Firm, Execs With Breaking Custody Rule

By Jeff Sistrunk (October 29, 2014, 3:56 PM EDT) -- The U.S. Securities and Exchange Commission on Wednesday accused investment advisory firm Sands Brothers Asset Management LLC and three of its top officers of violating the "custody rule" of the Investment Advisers Act by failing to timely distribute audited financial statements to fund investors....

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