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Expert Analysis

SEC Enforcement: 2014 Review And 2015 Outlook

Law360, New York ( December 15, 2014, 9:38 AM EST) -- "Aggressive." It's been the watchword for the U.S. Securities and Exchange Commission's enforcement program since veteran prosecutor Mary Jo White became chairwoman in April 2013. One of her early speeches was "Deploying the Full Enforcement Arsenal."[1] Chairwoman White followed that with her "Broken Windows" speech, aiming "to see that the SEC's enforcement program is — and is perceived to be — everywhere, pursuing all types of violations of our federal securities laws, big and small."[2] White started 2014 telling the industry's compliance and legal gathering she was emphasizing "all-encompassing enforcement."[3]...

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