FINRA Blackballs John Thomas Financial For Trading Ahead

By Ed Beeson ( January 9, 2015, 9:17 PM EST) -- A Financial Industry Regulatory Authority panel on Friday delivered a mixed victory to the regulator's enforcement division when it expelled defunct broker-dealer John Thomas Financial Inc. and barred its CEO, Anastasios "Tommy" Belesis, over a series of alleged violations that included trading ahead of customer orders....

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