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FINRA Bars Waiver Of UBS Adviser Action, 2nd Circ. Told

By Stewart Bishop ( January 30, 2015, 9:08 PM EST) -- An attorney for a proposed class of financial advisers for UBS AG's broker-dealer unit on Friday urged the Second Circuit to find they cannot be forced to arbitrate their overtime claims, saying waivers of class actions are void under Financial Industry Regulatory Authority rules....

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