'Big Short' Money Manager Appeals $3M SEC Sanction

By Ed Beeson ( February 9, 2015, 7:55 PM EST) -- An investment adviser sued by the U.S. Securities and Exchange Commission after his depiction in Michael Lewis' "The Big Short" has appealed a $3 million sanction and industry bar an agency judge handed down over his alleged misconduct in assembling structured products just before the financial crisis....

Law360 is on it, so you are, too.

A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence. Over 200 articles are published daily across more than 60 topics, industries, practice areas and jurisdictions.


A Law360 subscription includes features such as

  • Daily newsletters
  • Expert analysis
  • Mobile app
  • Advanced search
  • Judge information
  • Real-time alerts
  • 450K+ searchable archived articles

And more!

Experience Law360 today with a free 7-day trial.

Start Free Trial

Already a subscriber? Click here to login

Attached Documents

Related Sections

Law Firms

Companies

Government Agencies

Hello! I'm Law360's automated support bot.

How can I help you today?

For example, you can type:
  • I forgot my password
  • I took a free trial but didn't get a verification email
  • How do I sign up for a newsletter?
Ask a question!