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Broker, Exec Pay $1.5M To SEC Over Alleged CDO Bid-Rigging

By Max Stendahl ( February 19, 2015, 1:43 PM EST) -- A New York broker-dealer and its CEO have agreed to pay about $1.5 million to settle a U.S. Securities and Exchange Commission suit claiming they manipulated auctions for collateralized debt obligations, the agency said Thursday....

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