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Barclays To Pay FINRA Fine Over Reporting Violations

By Daniel Siegal ( July 16, 2015, 10:11 PM EDT) -- The Financial Industry Regulatory Authority has fined a unit of Barclays PLC $800,000 for failing to update the bank's internal systems for reporting stock trades, affecting the regulator's ability to surveil trading activity, according to FINRA documents made public Wednesday....

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