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Expert Analysis

SEC's Home Court Loss Undermines DOJ's Newman Argument

Law360, New York ( September 17, 2015, 5:00 PM EDT) -- A U.S. Securities and Exchange Commission administrative law judge (ALJ) found that former Wells Fargo trader Joseph Ruggieri traded on material nonpublic information based on tips he received from former analyst Greg Bolan, but dismissed the insider trading charges against Ruggieri, because the Division of Enforcement did not prove personal benefit to his tipper....

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