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SEC Can't Bar Ex-Atty From Industry, DC Circ. Hears

By Carmen Germaine (March 30, 2016, 8:52 PM EDT) -- Amicus curiae supporting a former attorney banned from the securities industry for life by the U.S. Securities and Exchange Commission after being convicted of securities fraud told the D.C. Circuit on Tuesday that the industry ban is an unlawful retroactive application of Dodd-Frank rules....

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