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FINRA Asks Court To Quash Suit Challenging Its Authority

By Ed Beeson ( April 11, 2016, 8:29 PM EDT) -- The Financial Industry Regulatory Authority on Monday urged a Maryland federal court to reject a challenge to its enforcement powers, arguing that it has long been recognized that FINRA has a wide mandate and that any attempts to question that authority must go through the regulator's own appeals process first....

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