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FINRA Tells 4th Circ. Scottsdale's Challenge To Its Power Fails

By Matthew Perlman ( July 29, 2016, 6:48 PM EDT) -- The Financial Industry Regulatory Authority pushed the Fourth Circuit on Thursday to affirm the dismissal of Scottsdale Capital Advisors Corp.'s challenge to the agency's authority, saying the brokerage is trying to circumvent the established review process for disciplinary actions....

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