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3rd. Circ. Defines Investment Adviser For 1st Time

By Jeannie O'Sullivan ( August 12, 2016, 7:50 PM EDT) -- The Third Circuit for the first time clarified the definition of an investment adviser when it handed down a decision Friday rejecting a convicted New Jersey Ponzi schemer's argument that his 10-year prison sentence was too harsh because a federal judge wrongly labeled his occupation....

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