SEC Oversight Of Asset Managers: A Decade In The Making

By Julie Riewe, Debevoise & Plimpton LLP ( December 5, 2016, 12:13 PM EST) -- Amid the rapid asset management industry expansion and the accompanying growth in private fund assets managed by U.S. Securities and Exchange Commission-registered investment advisers, there has been, for the first time, a real and sustained investor and regulatory spotlight on the actual business practices of private fund managers. Because today's SEC oversight of asset managers has been a decade in the making, it is instructive to examine the shifting agency and market dynamics that led up to this point....

Law360 is on it, so you are, too.

A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence. Over 200 articles are published daily across more than 60 topics, industries, practice areas and jurisdictions.


A Law360 subscription includes features such as

  • Daily newsletters
  • Expert analysis
  • Mobile app
  • Advanced search
  • Judge information
  • Real-time alerts
  • 450K+ searchable archived articles

And more!

Experience Law360 today with a free 7-day trial.

Start Free Trial

Already a subscriber? Click here to login

Hello! I'm Law360's automated support bot.

How can I help you today?

For example, you can type:
  • I forgot my password
  • I took a free trial but didn't get a verification email
  • How do I sign up for a newsletter?
Ask a question!