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4th Circ. Says FINRA Challenge Must Go To SEC First

By Carmen Germaine ( December 20, 2016, 5:54 PM EST) -- The Fourth Circuit on Tuesday found microcap broker-dealer Scottsdale Capital Advisors Corp. can't challenge the Financial Industry Regulatory Authority's power in federal court, because Congress gave exclusive review of FINRA rules and decisions to the U.S. Securities and Exchange Commission....

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