SEC Fights To Call Spartan 'Shell Factory' At Trial

By Cara Salvatore ( November 23, 2020, 5:57 PM EST) -- The U.S. Securities and Exchange Commission urged a Florida federal court on Friday to reject Spartan Securities' bid to block the use of the term "shell factory" in an upcoming trial over allegations that the broker-dealer was complicit in the creation of sham companies that allegedly fraudulently sold stock....

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