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Expert Analysis

SEC Enforcement Numbers Show Shift To High-Impact Cases

By Gerald Hodgkins, Linh Nguyen and Margaret Shin ( November 30, 2022, 5:50 PM EST) -- On Nov. 15, the U. S. Securities and Exchange Commission announced the results of its enforcement efforts in the fiscal year that ended in September. [1] As reflected in the SEC's report and our own analysis, fiscal year 2022 saw an uptick of enforcement activity. . . .

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