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SEC, NJ Accuse Duo Of Duping Investors In Tech Startup

By Natalie Olivo ( May 4, 2016, 6:34 PM EDT) -- The U. S. Securities and Exchange Commission sued a pair of unregistered brokers on Wednesday for their alleged scheme to pocket millions of investor dollars raised for stock in a technology startup, the same day the New Jersey Bureau of Securities ordered civil penalties and the state's U. S Attorney's Office filed related criminal charges. . . .

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