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SEC Won't Seek Civil Penalties Against Investment Co. Execs

By Katryna Perera ( July 26, 2023, 6:50 PM EDT) -- The U.S. Securities and Exchange Commission won't seek civil monetary penalties against two New England men who were sentenced and ordered to pay roughly $6 million each for scamming seniors through their allegedly unregistered investment company, stating that the restitution the men have been ordered to pay in their criminal cases is sufficient....

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