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6 Tips For Private Equity Firms When The SEC Comes Knocking

By Liz Hoffman ( September 21, 2012, 8:46 PM EDT) -- The U.S. Securities & Exchange Commission is knocking on the door of some of the 1,400 private equity and hedge fund managers that Dodd-Frank brought under its oversight last spring, and experts say these exams can set the tone for what is likely to be an uneasy relationship between industry and regulator....

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