SEC Seeks Smaller Brookstreet Penalty After Miscalcutions
By Ed Beeson ( November 18, 2014, 4:50 PM EST) -- The U.S. Securities and Exchange Commission on Monday asked a California federal judge to impose a much smaller penalty on Brookstreet Securities Corp.'s former CEO than the $10 million originally sought after the agency acknowledged its first calculations of what he should pay likely were flawed....
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