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SEC Won't Rethink Investor's Lifelong Ban, Fine

By Kat Greene ( June 10, 2016, 9:48 PM EDT) -- The U.S. Securities and Exchange Commission won't reconsider its lifetime trading ban and nearly $1 million in fines to Max J. Zavanelli and his firm, in part because the investment adviser had brought up already rejected arguments on appeal, the commission said Thursday....

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