Asset Management Archive » March, 2025

Asset Management - March, 2025

235 articles

• Trump Commutes Con Man Jason Galanis' Prison Sentence
• Alcoa Retirees, Unions Win Block On Health Benefits Cutoff
• Firm Says Ex-Fin. Adviser Can't Arbitrate Trade Secrets Claims
• Primerica Can't Force Arbitration In $1.4M Theft Suit
• Mich. Judge Dismisses Biz's 'Pump-And-Dump' RICO Suit
• Ex-Bridgewater Execs Forced To Arbitrate Discrimination Suit
• Ropes & Gray Guides Commonwealth On $2.7B Sale To LPL
• Firms Must Embrace Alternative Billing Models Or Fall Behind
• 7 Ways CFTC Should Nix Unnecessary Regulatory Burdens
• Judge Won't Let Wells Fargo Duck Bulk Of $22M ADA Verdict
• Wachtell, S&C Build Mechanics Bank, HomeStreet Merger
• Ex-Mayor Gets 2 Months In Probe Of Angel Stadium Sale
• GM's Cruise Must Face Trimmed Securities Fraud Suit
• AI Startup CoreWeave's Tepid Debut Chills IPO Enthusiasm
• PE Firm Hits Back Against Medical Device Coating Challenge
• Labcorp Denied Early Win In 401(k) Fee Suit
• How Attorneys Can Master The Art Of On-Camera Presence
• Blackstone Nabs Stake In British Airport Operator For £235M
• FTX Sitting On $11.4B In Cash To Distribute To Creditors
• PE Firm Peppertree Wins $354M Award In Telecom Deal Row
• Simpson Thacher-Led EQT Wraps €21.5B Infrastructure Fund
• DOGE Officials Arrive At SEC With Unclear Agenda
• NC Biz Court Bulletin: TikTok Duel Heats Up, NIL Suit Plays On
• Fenwick-Led AI Startup CoreWeave Prices Reduced $1.5B IPO
• SEC Liquidity Rule Suit Can't Be Axed Just Yet, Judge Says
• Upstart Investors Land Class Cert. In Insider Selling Suit
• Russian Oligarch-Linked Firm Owner Can't Shake SEC's Claim
• Standing Emerges As Key Front In ERISA Health Fee Battles
• Ex-Atty Ran $840M Tax Evasion Scheme, DOJ Says
• FINRA Improperly Acts As Government Agency, 6th Circ. Told
• Atkins Suggests He May Open SEC's Doors To DOGE
• Baseball Fantasy Camp Makes Me A Better Lawyer
• Paul Atkins' Past Speeches Offer A Glimpse Into SEC's Future
• CalSTRS, Mubadala Plug $215M Into Real Estate Lender
• Align Capital Clinches Inaugural Collaborate Fund At $233M
• Sotomayor Urges Caution On Nondelegation Doctrine Revamp
• Crypto Co. CEO Must Face Suit Alleging Refund Fraud
• Standard General's $4.6B Bally's Buy Draws Del. Court Suit
• Atty's Falsehoods In Key Docs Aided $23M Fraud, Suit Says
• Atkins' Industry Ties To Be Under Scope At SEC Nom Hearing
• 3 Firms Guide Nuclear Power Startup's $925M SPAC Merger
• Ga. Judge Orders 3 To Pay $1.4M In SEC's Ponzi Scheme Suit
• Trump Pardons Ex-Hunter Biden Biz Pal For Tribal Bond Fraud
• NYC Property Cos. Hit With Security Deposits Class Action
• Court Holds On Tight To 'What I Like About You' Band's Row
• Fintech Biz Hits $3.5B Valuation After $300M Funding Round
• Toronto Exchange Says Court In Texas Can't Hear TM Suit
• Adapting To Private Practice: From Fed. Prosecutor To BigLaw
• Willkie Securities Enforcement Leader Joins Simpson Thacher
• Olympus Partners Raises $3.5B For 8th PE Fund
• The Fund Finance Market Is In Its Transformative Era
• Alerus Evades Challenge To $7.2M Employee Stock Plan Sale
• Enterprise Browser Co. Valued At $4.8B After Funding Round
• Amazon Slams 'Alternative Reading' Of ERISA In Worker Suit
• Fix It Early, Do Your Homework: Bank Legal Chiefs Share Tips
• Industry Backs BlackRock Over States' 'Crippling' Coal Suit
• GOP-Led House Committee Mulls Bills To Ease Capital Raising
• Insurance Mogul Seeks To Overturn $122M Contempt Order
• FINRA President Hints At Offloading Arbitration Oversight
• SEC Shouldn't Complicate Broker-Dealers' AML Compliance
• Hershey Escapes Ex-Production Worker's Leave Bias Suit
• McGuireWoods-Led Falfurrias Wraps $1.35B PE Fund
• Google Pares Back Investors' Suit Over Antitrust Probe
• Wells Fargo Loses Bid To Toss Suit Over $300M Ponzi Scheme
• Live Nation Inks $20M Deal Over Swift Tour-Tied Investor Suit
• FINRA Fines Pa. Broker-Dealer $1M Over Muni Bond Sales
• Skadden, Latham Lead Crypto Platform EToro's IPO Filing
• Mass. Wants Info On Robinhood's March Madness Contracts
• Kirkland-Led Pike Street Clinches $199M Continuation Fund
• Ga. Clinic Hit With Retaliation, Confidentiality Allegations
• SEC, FINRA Enforcement Heads Say Crypto Still A Focus
• SmartStop REIT Plans $864M IPO Amid US-Canada Trade Row
• State Securities Enforcers May Fill A Federal Enforcement Gap
• Firms Still Have Lateral Market Advantage, But Risks Persist
• Only FDIC Can Sue Over Signature Bank Collapse, Judge Says
• Latham-Led Online Ticket Giant StubHub Files IPO
• SEC Guidance Moves Needle In Favor Of Private Fundraising
• Ex-Jefferies Employee Says Age Bias Led To Termination
• Chicago Feds Charge 7 Over Alleged $214M Pump-And-Dump
• What Rodney Hood's OCC Stint Could Mean For Banking
• We Must Allow Judges To Use Their Independent Judgment
• 4 Actions For Cos. As SEC Rebrands Cyber Enforcement Units
• Israel-Focused SPAC Raises $125M To Pursue Merger
• Credit Unions Denied Class Cert. In NY Rate Cut Suit
• OCC Says It Will Stop Examining Banks For Reputation Risk
• Iowa Adviser To Pay $15M Over SEC Conflict Claims
• Fla. Fund Sued In Del. After Denying Investor Redemptions
• Bitcoin Rival Can't Reargue $2M Suit Against Grayscale
• South Korea Can't Nix $32M Award To US Hedge Fund
• 2nd Circ. Appears Open To Restarting IBM Pension Fight
• NC Statehouse Catch-Up: Helene, Crypto, Curbing The AG
• New SEC Guidance May Change How Investors, Cos. Talk
• Oracle Eyes Stake In TikTok's US Entity, And More Rumors
• Lockheed Workers Claim Self-Dealing In 'DIY' 401(k) Plans
• Marathon Clinches 2nd Credit Fund With $2.7B Committed
• AI Startup CoreWeave Launches Plans For $2.5B IPO
• Performing Stand-Up Comedy Makes Me A Better Lawyer
• Colo. Adviser Says SEC Can't Seek Suspension
• Turn/River Clinches 6th Fund With $2.5B Of Committed Capital
• How Cleary, Simpson Thacher Went To The Mattresses With FTC
• How 2025 Is Shaping The Future Of Bank Mergers So Far
• AI Is Growing Focus For Corporate Boards, Proxy Proposals
• Adapting To Private Practice: From SEC To BigLaw
• Law360 Announces The Members Of Its 2025 Editorial Boards
• Citi, HSBC Ink $12M Deal To End UK Bond Price-Fixing Suit
• PetroSaudi Says Feds' Suit Over $380M Award Must Proceed
• Nasdaq Plans New Regional HQ In Texas Amid Competition
• Trustee Files 2nd Suit Over Fuel Co. Execs' Alleged Looting
• Judge Probes Atty Conflict In Vanguard $40M Settlement
• Convicted Insurance Mogul's Co. Liable For $57M Fraud
• Fried Frank Adds Simpson Thacher Private Funds Pro In NY
• 4 Firms Lead Ukrainian Telecom Firm's $2.2B SPAC Merger
• Hogan Lovells Adds Ex-Apis Atty Amid Expected M&A Pickup
• Making The Case For Rest In The Legal Profession
• M&A Disputes Expected To Jump Once Again In 2025
• Debevoise Atty Goes In-House As TPG's Legal Chief
• Private Equity Billionaire Greenlighted As Pentagon's No. 2
• 4 Suits Benefits Attys Should Watch As ESG Pressures Persist
• SEC's Acting Chair Uyeda Promises To Slow Rulemaking
• $4.4B Alteryx Sale Was Lowball Offer, Investors Tell Del. Court
• Fraud Victims Claim CRE Fintech Firm Skirted Securities Law
• During Financial Regulatory Uncertainty, Slow Down And Wait
• It's Time To Fix The SEC's Pay-To-Play Rule
• RRJ Capital Leads $600M Investment In Aviation Biz Vista
• Kleinberg Kaplan Adds Simpson Thacher Atty As Tax Partner
• K&L Gates Adds Ex-Schulte Roth Broker-Dealer Adviser In NY
• Auto Mogul Says $150M Note Changes Were For Co.'s Survival
• Crypto Firm Stole $28M In 'Pig Butchering' Scam, Suit Says
• 4 Firms Guide Up To $1.14B Sale Of PE-Backed Biotech
• 4 Ways Women Attorneys Can Build A Legal Legacy
• Fannie, Freddie Can't Avoid $612M Investor Win, Judge Rules
• Qatari Sheikh's Billions Invoked In $1M Scam, SEC Claims
• 'Pig Butchering' Crypto Site Must Pay $2.5M, Judge Says
• BNY Sued Over $17.7B Unregistered Barclays-Issued Notes
• Market Turbulence Threatens To Stall IPO Recovery
• Brookfield Hits Peru With $2.7B Arbitration Over Toll Roads
• Chief Justice Won't Halt FINRA Case Against Suing Brokerage
• Davis Polk-Led Fintech Startup Klarna Files For IPO
• Three Arrows Beats FTX To Get $1.5B Bankruptcy Claim
• Why A Rare SEC Dismissal May Not Reflect A New Approach
• Father Drops Suit Over Auction Of NBA Star's Viral Jersey
• Deficiency Trends In National Futures Association Exams
• A Judge's Pointers For Adding Spice To Dry Legal Writing
• Weil-Led European PE Shop Wraps €430M Fund
• Taxation With Representation: Davis Polk, Paul Weiss
• SEC's Expansion Of Confidential Filings Likely To Spur Deals
• $181K Sanctions Against Texas AG-Tied Investor Stand
• Judge Trims Claims Of Botched Federal Savings Transition
• Stifel Owes $132.5M Over Structured Notes, FINRA Panel Says
• StubHub, Figma Pursue IPOs, And More Deal Rumors
• US Bank Agrees To Massive Class In 401(k) Fee Suit
• Vanguard's $40M Deal In Tax Suit Gets Delay In Final Approval
• SEC Drops Dealer-Registration Case Criticized By Hedge Fund
• Willkie Farr Hires Kirkland Private Funds Partner In NY
• Pleading Rules At Stake In High Court Hamas Banking Case
• European Commission Wants DC Court To Ax $84M ECT Suit
• Wells Fargo Can't Force Adviser's Widow To Arb., Panel Finds
• SEC Answers Latham's Call To Free Up Private Capital
• Bitcoin ATM Co. Wants TRO Over Unplugged Machines
• Convicted Insurance Magnate Settles SEC's $57M Fraud Suit
• Crypto CEO Linked To Jack Abramoff Convicted Of Fraud
• PwC Singapore Fudged Compliance Test Data, PCAOB Says
• Expectations For SEC Exams As Private Credit Market Grows
• Capitala Group Clinches Latest Fund With Over $1B In Tow
• Crypto CEO A 'Grifter' Who Stole Millions, Jurors Told
• Northrop Grumman Mishandled Benefits Plan, Ex-Workers Say
• Florida Judge Won't Block FINRA Action Against Broker
• Hedge Fund Group Sends SEC Its Regulatory Wish List
• Entity That Got Ponzi Scheme Funds Must Face SEC Suit
• GPB Capital Execs Denied New Trial In Fraud Case
• Conservative Outlet Newsmax Eyes $75M Go-Public Offering
• NYC Workers Can't Revive Fossil Fuel Divestment Challenge
• Endo Sells International Pharma Biz To Knight For Up To $99M
• What's Potentially In Store For CFTC Under New Leadership
• Revived Executive Order Is A Deregulatory Boon To Banks
• Brookfield Wraps Inaugural Infrastructure Fund At $1B
• Real Estate Cos. Commingled $50M Investor Funds, SEC Says
• Warren Says Defense Nominee Has 'Clear Conflict Of Interest'
• Split SEC Pulls Subpoena Authority From Enforcement Head
• Adviser Wants OK Of $15M Award Against Electric Car Co.
• Latham-Led Physical Therapy Startup Hinge Health Files IPO
• 2nd Circ. Won't Free Ex-JPMorgan Banker From Industry Ban
• MicroStrategy Seeks To Raise $21B To Buy More Bitcoin
• Tribal Casino Says Sovereign Immunity Sinks 401(k) Fee Suit
• Fintech-Focused SPAC Titan Acquisition Files $240M IPO
• 2 Practical Ways For Banks To Battle Elder Financial Abuse
• Comerica Sued Over Interest Earned On Gov't Benefits Cards
• Ropes & Gray-Led Pamlico Raises $1.75B For 6th Fund
• FINRA Says High Court Appeal Shouldn't Stop Broker's Case
• SEC Reopens Defunct Broker's Decade-Old NYSE Appeal
• Split DC Circuit Says Distillery, Union Didn't Reach Impasse
• Robinhood To Pay $30M To Settle FINRA Supervisory Claims
• Insignia Opens Books To Bain And CC Capital In Buyout Battle
• Investment Adviser Charged In 2-Year Client Swindle Scheme
• FINRA Fines Baird For Reg BI Violations At Subsidiary
• Hotel Says 'Wealth Of Detail' Proves Liability For $60M Award
• High Court Urged To Toss $22M SEC Disgorgement Order
• FTC Challenges PE Firm's Medical Device Coatings Deal
• Fintech Startup Klarna Ready For $1B IPO, Plus More Rumors
• As FDIC Walks Back Biden-Era Policies, Bank Groups Applaud
• Trump Policy Uncertainty Bringing 'Pause' In M&A: Tulane Panel
• NY Court Rejects Leon Black's Malicious Prosecution Suit
• SEC Defense Bar Should Pursue Sanctions Flexibility Now
• 7 Tips For Associates To Thrive In Hybrid Work Environments
• Kirkland-Led Medical Device Firm Prices Upsized $202M IPO
• Playing Beach Volleyball Makes Me A Better Lawyer
• Wyo. Firm's 'Classic' Ponzi Scheme Made $92M, Investors Say
• Rival Cos. Called 'Empower' Agree To End TM Fight, For Now
• Debt Relief Co. Entities Want CFPB Excluded From Appearing
• US Looks For Pause In PetroSaudi $380M Seizure Suit
• SEC Defends 'Follow-On' Action From Post-Jarkesy Challenge
• 401(k) Forfeiture Suits Are Prompting Plan Changes
• Judge Says DC Union Station Foreclosure Fight Too Late
• 30 Years Later: How PSLRA Has Improved Securities Litigation
• Terraform Case May Be Bellwether For Crypto Enforcement
• US Development Agency Opposes Credito Real Ch. 15
• Biotech Co. Maravai Hit With Investor's Internal Controls Suit
• DOJ Fights Bid To Pause Piece Of Amedisys Merger Case
• NJ Judge Nixes Derivative Suit Over $38M Tech Co. Spinoff
• How Law Firms Can Counteract The Loneliness Epidemic
• Clorox Can't Escape Novel ERISA Suit Over 401(k) Forfeitures
• 3 Firms Build Instinct Brothers' $242M SPAC Merger
• What Remedies Under New Admin's SEC Could Look Like
• Pretium Clinches $500M Inaugural Legal Opportunities Fund
• Justices Mull If 2nd Circ. Overstepped In Hamas Banking Case
• Fenwick-Led AI Startup Coreweave Files For IPO
• SEC Expands Confidential Filing Options For Companies
• Fired NBA Ref Wants $178K Atty Fees After 2nd Circ. Win
• Kirkland-Led Garnett Station Partners Clinches $1.2B Fund
• 5 Keys To Building Stronger Attorney-Client Relationships
• BlackRock Suit Highlights Antitrust Risks Of ESG
• Simpson Thacher-Led ICG Wraps $11B Secondaries Fund
• Suggestions For CFTC Enforcement's New Leadership
• Energy Co. Inks $8.2M Deal In 401(k) Mismanagement Suit
• Former SDNY Top Prosecutor Kim Returns To Private Sector