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Colo. Adviser Says SEC Can't Seek Suspension

By Emilie Ruscoe ( March 19, 2025, 10:39 PM EDT) -- A Colorado-based municipal adviser and his company have sued the U.S. Securities and Exchange Commission, asserting that the regulator violated their right to due process with administrative moves to revoke their registration following its partial summary judgment win in first-of-its-kind enforcement litigation....

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