By Peter Morrison, Virginia Milstead and Raza Rasheed ( August 28, 2019, 1:45 PM EDT) -- On Aug. 13, in the first case by a circuit court to apply the U.S. Supreme Court's recent decision in Lorenzo v. U.S. Securities and Exchange Commission,[1] the U.S. Court of Appeals for the Tenth Circuit held in Malouf v. SEC that the defendant could be liable under SEC Rules 10b-5(a) and (c) for knowingly failing to correct another party's material misstatements in connection with a securities transaction.[2]...
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