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Morgan Stanley Pays FINRA $5M Over IPO Sales

By Stephanie Russell-Kraft (May 6, 2014, 12:10 PM EDT) -- Morgan Stanley Smith Barney LLC has agreed to pay the Financial Industry Regulatory Authority $5 million to settle allegations it failed to adequately supervise sales to retail customers in initial public offerings for Facebook Inc., Yelp Inc. and dozens of other companies, FINRA announced Tuesday....

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