Compliance

  • June 30, 2026

    Securities Cos. Hit With Spoofing Suit In Florida

    An investor is accusing Citadel Securities LLC and Virtu Americas LLC of securities violations in Florida federal court, saying in a proposed class action that the broker-dealer firms used the illegal trading strategy known as spoofing to artificially depress a technology company's market value, enriching themselves in the process.

  • June 30, 2026

    Last 'Big 6' Advertiser Settles FTC Group Boycott Claims

    The Federal Trade Commission announced a settlement Tuesday resolving claims that Havas Media Group USA LLC colluded with other advertising agencies to demonetize "disfavored political viewpoints" using brand safety standards, making Havas the last of the industry's "Big Six" to cut deals in the sweeping campaign against alleged censorship of conservatives.

  • June 30, 2026

    CFPB's Slimmer Small-Biz Data Rule Cements End To 2 Suits

    Kentucky banks and a lender trade group have dropped their parallel lawsuits over the Consumer Financial Protection Bureau's Biden-era small business loan reporting requirements, citing the agency's scaled-back version of the requirements that went into effect Tuesday.

  • June 30, 2026

    DC Judge Blocks DoD Escort Rule For NYT Reporters

    A D.C. federal judge on Tuesday preliminarily blocked the U.S. Department of Defense from enforcing its rule requiring reporters to be escorted at all times inside the Pentagon.

  • June 30, 2026

    Rail Group Says DC Train Car 'Border Fee' Rule Preempted

    The nation's largest railroad trade group told a federal judge on Monday that Washington, D.C.'s 60-cent fee for every railcar entering the district violates the dormant commerce clause, federal law and the city's own Administrative Procedure Act.

  • June 30, 2026

    Eversource, Avangrid Say Conn. Grid Law Is Unconstitutional

    Eversource Energy and Avangrid have accused Connecticut officials of violating the U.S. Constitution's supremacy, takings and contracts clauses by enacting a 2025 state law that forces utilities to participate in a regional power grid, arguing the state cannot meddle with their two-decade-old, federally approved voluntary memberships.

  • June 30, 2026

    Warren Asks Capital One If CFPB Pick Had Role In Ending Suit

    A key Democratic senator is calling on Capital One to say whether its executive Brian Johnson, who is now President Donald Trump's pick to run the Consumer Financial Protection Bureau, had any role in getting the agency to drop a major lawsuit against the bank last year.

  • June 30, 2026

    Tribes Back RI As CFTC Sues Over Kalshi Betting Ban

    Indigenous rights groups are supporting Rhode Island in a challenge by the U.S. and the Commodity Futures Trading Commission that looks to block the state's efforts to prevent prediction market platforms from offering sports-related event contracts, saying the litigation could turn decades of federal law on its head.

  • June 30, 2026

    SEC Explores Rules For Novel ETFs As Filings Surge

    The U.S. Securities and Exchange Commission on Tuesday called for input on its oversight of "novel exchange-traded funds" as it contemplates potential rule updates to address the surge of unusual product filings, including those seeking to hold event contracts and crypto.

  • June 30, 2026

    Cigna, Others Fight Ohio AG's Drug Price-Fixing Suit

    Ohio pharmacy benefit managers and their corporate parents urged a federal judge to toss the state's drug price-fixing lawsuit, saying in a series of briefs that the state is trying to skirt federal pleading standards, collapse corporate separateness and stretch Ohio's antitrust law beyond its limits.

  • June 30, 2026

    Egg Producers Settle Collusion Claims From DOJ, States

    State and federal enforcers have reached settlements with Cal-Maine, Versova and Hickman's Egg Ranch over claims that the egg producers inflated prices by colluding to manipulate benchmarking rates.

  • June 30, 2026

    FERC Future Fuzzy After High Court's Agency Firings Ruling

    The Federal Energy Regulatory Commission faces an uncertain future following the U.S. Supreme Court's blockbuster ruling that presidents have unlimited authority to fire members of independent agencies, which creates new risks for an energy industry that's used to regulatory continuity at FERC.

  • June 30, 2026

    FCC Set To Streamline Info On Broadband 'Nutrition' Labels

    The Federal Communications Commission next month will consider revamping broadband "nutrition" labels of cable service performance crafted during the Biden administration to purportedly make them less confusing, according to a Tuesday blog post.

  • June 30, 2026

    DOJ Says Mich. Climate Antitrust Claims Are Barred

    The U.S. Department of Justice has weighed in on Michigan Attorney General Dana Nessel's antitrust lawsuit against some of the world's largest oil companies, arguing much of the state's case is legally barred because Michigan is improperly attempting to regulate climate change through state antitrust law. 

  • June 30, 2026

    DOJ Defends Live Nation Deal As Boosting Competition Sooner

    The Justice Department offered its formal defense of the controversial midtrial settlement that allowed Live Nation to keep its Ticketmaster subsidiary, telling a New York federal judge the deal frees up artists and venues much faster than any remedy state attorneys general could achieve through their jury win.

  • June 30, 2026

    Justices Won't Hear MSPB Case After Slaughter Decision

    The U.S. Supreme Court Tuesday denied a former Merit Systems Protection Board member's bid to review a D.C. Circuit decision upholding her firing from the agency, following a Monday high court decision finding that presidents have unlimited authority to fire members of independent agencies.

  • June 30, 2026

    GEO Still Blocking Parts Of NJ Detention Center, State Says

    New Jersey and its Department of Health told a federal judge that despite consent from U.S. Immigration and Customs Enforcement to tour its Newark detention center, facility operator GEO Group Inc. is still barring entrance to certain areas.

  • June 30, 2026

    Ohio Accounting Firm Escapes Holtec's Fraud Claims

    A New Jersey state court judge tossed Holtec International's claims against an accounting firm in its suit alleging fraud against its former general counsel and others accused of embezzling tens of millions of dollars from the company, according to a court order.

  • June 30, 2026

    Atlas Data's Daniel's Law Notices Not Spam, Judge Rules

    A New Jersey federal court has found that Atlas Data Privacy Corp.'s flurry of thousands of takedown notices do not constitute a "spam attack," dismissing counterclaims brought by database providers alleging that the company was abusing a New Jersey judicial privacy law in violation of state and federal statutes.

  • June 30, 2026

    Kalshi Must Face Expanded Mass. Gaming Suit, Judge Says

    Massachusetts' attorney general may amend a lawsuit alleging KalshiEX flouts state sports betting rules to add claims that the platform allowed residents under 21 to gamble and committed other violations of state law, a judge said Tuesday.

  • June 30, 2026

    EEOC Scraps Long-Standing Affirmative Action Guidance

    The U.S. Equal Employment Opportunity Commission announced Tuesday it has rescinded several decades-old guidance documents relating to voluntary workplace affirmative action plans, concluding the previous positions were out of step with Title VII of the Civil Rights Act.

  • June 30, 2026

    Gordon Rees Adds 8 Partners In Northern California

    Gordon Rees Scully Mansukhani LLP has expanded its offices in Northern California with eight new partners who have expertise in multiple practice areas, a firm spokesperson told Law360 Pulse on Tuesday.

  • June 30, 2026

    6th Circ. Says Insurers Needn't Cover Malpractice Suit

    A woman's legal malpractice claim against a Michigan law firm that represented her in a medical malpractice action is excluded under the firm's professional liability policies, the Sixth Circuit ruled, affirming the toss of her suit seeking to recoup coverage.

  • June 30, 2026

    Mass. Justices OK $258K In Late Estate Tax Penalties, Interest

    Penalties and interest of more than $250,000 on a Massachusetts estate tax bill paid nearly seven years late were reasonable and lawful, the state's top court affirmed Tuesday.

  • June 30, 2026

    ICE Scraps Plan For NJ Immigrant Detention Center

    The U.S. Department of Homeland Security and U.S. Immigration and Customs Enforcement have decided to cancel plans to convert a New Jersey warehouse into a 1,500-bed immigrant detention center, according to a joint status report filed in federal court, saying the property will instead be sold.

Expert Analysis

  • Justices' FCC Fine Ruling May Weaken Agency Leverage

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    The U.S. Supreme Court's decision in Federal Communications Commission v. AT&T upheld the commission's forfeiture framework as consistent with Jarkesy, but it is also likely to reduce the effectiveness of the commission’s forfeiture proceedings as a collection and deterrence tool, say attorneys at Venable.

  • DOL Deal Offers FMLA Lesson On Handling Intermittent Leave

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    The U.S. Department of Labor's recent deal with the University of Tennessee paying an employee over $30,000 for alleged violations of the Family and Medical Leave Act offers lessons about responding to intermittent leave requests, avoiding forced resignations and providing required notices, says Jason Knott at Zuckerman Spaeder.

  • 8 Ways 2026's Market Divide Is Rewriting Real Estate Risk

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    As construction activity increasingly concentrates in data centers, healthcare and other resilient sectors, real estate developers and their counsel in the second half of 2026 should consider earlier risk allocation and more protective contract terms, and expect greater pressure on labor, pricing and infrastructure, say attorneys at Cozen O'Connor.

  • 2 Prediction Market Cases Will Test Insider Trading Theory

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    Prosecutors in two recent Southern District of New York cases have filed separate charges against two defendants who used confidential information gathered from each employer to place prediction market bets, but each prosecution must overcome different legal hurdles established by the U.S. Supreme Court and the Second Circuit, says John Siffert at Lankler Siffert.

  • Takeaways From 1st Del. Ruling Applying Moelis Amendments

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    Delaware corporations should carefully review contractual arrangements and governance documents following the Court of Chancery's recent enforcement of a non-Delaware forum selection clause in a CEO's employment agreement under 2024 amendments to the state's General Corporation Law, say attorneys at Morgan Lewis.

  • Ill. Law Firm MSO Bill Clashes With Court Power, Ethics Rules

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    An Illinois bill prohibiting law firms from certain business arrangements with management service organizations, sent to the governor for signature last week, encroaches upon the courts' constitutional powers and goes beyond the Illinois Rules of Professional Conduct in regulating investment in law-related services, says Matthew O’Hara at Smith Gambrell.

  • Justices' Montgomery Ruling Doesn't Expand Shipper Liability

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    Whether negligent hiring liability claims against shippers will increase after the U.S. Supreme Court's decision last month in Montgomery v. Caribe Transport II is anyone's guess, but the ruling itself will have no impact on shippers' actual liability in personal injury claims relating to trucking accidents, says Ronald Leibman at McCarter & English.

  • GHG Rescission Undermines State Climate Suit Preemption

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    As the U.S. Supreme Court considers the fate of state climate litigation in Suncor Energy Inc. v. Boulder County, it must confront the fact that the U.S. Environmental Protection Agency's rescission of its greenhouse gas endangerment finding has also removed the foundation for federal preemption of state climate suits, says attorney Gregg Goldfarb.

  • 3rd Circ. Decision Sheds Light On BIPA Bank Exemption

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    The Third Circuit's recent decision in McGoveran v. Amazon illuminates how courts are extending the Illinois Biometric Information Privacy Act's financial institution carveout beyond banks and insurers to technology vendors and other businesses handling biometric data, a defendant-friendly shift that still casts uncertainty around BIPA's enforcement, say attorneys at Dorsey & Whitney.

  • Constructing AI Compliance Plans As State Laws Diverge

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    With Colorado, Connecticut and the federal government recently announcing wildly different approaches to artificial intelligence regulation, creating a workable compliance program means addressing overlapping obligations using shared systems rather than separate silos, say attorneys at Ogletree.

  • Assessing Issues The CFTC's Sports Betting Rules May Face

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    The U.S. Commodity Futures Trading Commission recently proposed a rule to consolidate its control of sports bets made on prediction market trading platforms, but problems may arise from possible conflicts between the proposed changes and state laws — and maybe even the Commodity Exchange Act itself, says David Slovick at Kopecky Schumacher.

  • As Quantum Computing Evolves, So Do Antitrust Risks

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    Amid quantum computing's increased strategic importance there are five potential antitrust fault lines that may arise not only between quantum developers, but also within and across the layers of the stack as the industry matures, say attorneys at Proskauer.

  • Opinion

    State Courts Must Be Gatekeepers Of Expert Testimony

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    Based on my experience in the state judiciary, emulating federal courts' role as gatekeepers of expert witness testimony would help state court judges maintain the appearance of impartiality and assist juries, thus enhancing the overall confidence people have in their justice system, says Lorie Gildea at Greenberg Traurig.

  • Capitalizing On Increased Retail Access To Alternative Assets

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    The recent extension of co-investment relief to open-end funds represents the latest regulatory action aimed at providing retail investors with meaningful private market opportunities — a trend that means alternative asset managers should develop and deploy a retail strategy to capture this emerging capital source, say attorneys at Willkie.

  • Examining 3 Notable DOL Moves In The First Half Of 2026

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    With the U.S. Department of Labor addressing independent contractor classification, joint employment and white collar exemptions so far this year, employers must understand this shifting landscape to ensure proper treatment of employees based on their classification and to mitigate enforcement risk, say attorneys at Conn Maciel.

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