Compliance

  • July 27, 2026

    Former JPMorgan Banker Levels Race Bias, Harassment Suit

    A former JPMorgan Chase employee filed a race discrimination and sexual harassment suit against the investment bank in Manhattan federal court Monday, on the heels of dropping a similar state court complaint that triggered an ongoing defamation case from his former boss. 

  • July 27, 2026

    Sig Sauer Likely Faces Remand Of NJ Gun Marketing Suit

    A New Jersey judge on Monday recommended sending the state attorney general's lawsuit alleging Sig Sauer Inc. deceptively marketed its P320 handgun back to state court, concluding the firearms-maker failed to establish that the case belonged in federal court.

  • July 27, 2026

    Kalshi To 'Geofence' Nevada After Regulators Expose Gap

    Kalshi will implement additional tech tools to block Nevada users from its platform or face daily six-figure fines after the state's gambling regulators showed they could still place trades in the state despite a standing court order barring the prediction market platform from serving Nevada residents.

  • July 27, 2026

    NY AG Urges 2nd Circ. To Deny Kalshi Sports Bet Ban Shield

    New York regulators urged the Second Circuit to deny Kalshi's request for an emergency order that would allow the prediction market company to continue conducting business in New York while its challenge to the state's gambling laws is resolved, arguing the company's operations are both prohibited and predatory.

  • July 27, 2026

    SEC Fines Simplify $400K Over ETF Transaction Violations

    A Delaware-based registered investment adviser has agreed to pay a $400,000 fine to the U.S. Securities and Exchange Commission to resolve claims that, among other things, it caused an affiliated trust to engage in prohibited transactions and separately caused one of its exchange-traded funds to exceed leverage thresholds for derivatives trading.

  • July 27, 2026

    Crypto Hedge Fund Manager Gets 3 Years For Tax Evasion

    A crypto hedge fund manager who renounced his U.S. citizenship and moved to the Cayman Islands was sentenced to over three years in prison for tax evasion, the U.S. Attorney's Office for the Western District of Texas said Monday.

  • July 27, 2026

    Hygiene Co. Can't Fight FTC's Need To Back Up COVID Claims

    Xylitol-based hygiene products company Xlear can't challenge the Federal Trade Commission's general insistence that companies "substantiate" health claims like COVID-19 protections, because the FTC isn't currently suing over those claims, a Utah federal judge ruled Monday.

  • July 27, 2026

    Clean-Energy Projects Face Scrutiny After Tax Credit Rush

    Clean-energy developers' rush to start project construction in order to remain eligible for expiring tax credits has investors and buyers questioning whether their work actually qualifies, complicating efforts to meet future project completion deadlines.

  • July 27, 2026

    FTC Reaches Deal With Corteva In Pesticides Rebate Case

    Corteva told a North Carolina federal court Monday that it reached a settlement with the Federal Trade Commission in a case accusing the pesticide maker of blocking competition from generic rivals through the use of loyalty rebates.

  • July 27, 2026

    Railroads, Feds Spar Over Train Crew Size Rule In 11th Circ.

    Railroads have told the Eleventh Circuit that the Federal Railroad Administration failed to properly justify its 2024 two-person train crew rule, saying the agency flip-flopped from its previous determination that such a rule was unnecessary.

  • July 27, 2026

    Nicotine Pouch Maker, FDA Strike Deal To End Suit

    The maker of Zone nicotine pouches reached a deal to end its lawsuit accusing the U.S. Food and Drug Administration of unfairly holding up its market application, which the company said could force it to stop selling its products for years.

  • July 27, 2026

    Wash., Hayden Homes Reach $1.6M Deal To End Fee Claims

    Hayden Homes LLC and affordable housing-focused nonprofit lender First Story agreed to pay more than $1.6 million to settle Washington state's claims that they charged home sellers illegal private transfer fees, the state's attorney general announced Monday.

  • July 27, 2026

    PE Shop Founder Pleads Guilty In $50M Ponzi Scheme

    The managing partner of a New Hampshire-based private equity firm has pled guilty in New York federal court to multiple counts of fraud and money laundering in connection with a scheme that solicited over $50 million in investments for purported health and wellness companies.

  • July 27, 2026

    Carriers Back Changes To Broadband Map Data Gathering

    An association of competitive communications providers backed the Federal Communications Commission's recent action to eliminate regulations the agency has characterized as unduly burdensome, in addition to improving data collection and the national broadband deployment map.

  • July 27, 2026

    DuPont, Chemours Say Vagueness Bars NC Utility PFAS Suit

    DuPont de Nemours Inc., Corteva Inc., The Chemours Co. and their affiliates are asking a North Carolina federal court to throw out a suit from a water utility alleging they contaminated water systems with so-called forever chemicals, saying the complaint is too vague to support the claims.

  • July 27, 2026

    DLA Piper Launches Congressional Investigations Group

    DLA Piper has launched a congressional investigations practice in Washington, D.C., with a former U.S. House oversight committee attorney for Republicans and a Biden-Harris White House adviser as its leaders, the firm announced Monday.

  • July 27, 2026

    Pa. Landfill Owner Hit With $9.2M Water Pollution Judgment

    Republic Services' six-year-long delay in expanding water treatment facilities at a Pennsylvania landfill led a federal judge to impose a $9.2 million civil penalty for violations of the Clean Water Act.

  • July 27, 2026

    Live Nation, DOJ Say States Have Enough Discovery Into Deal

    The U.S. Department of Justice has joined with Live Nation to resist a discovery request by a bipartisan group of state attorneys general seeking more information about a settlement the federal government reached with the company in the middle of an antitrust trial.

  • July 27, 2026

    Amex Bracing For Enforcement Action Amid AML Scrutiny

    American Express Co. may face regulatory fines over its anti-money-laundering compliance programs and has been working to "identify and remediate deficiencies" in them, according to its latest public investor disclosures.

  • July 27, 2026

    Trade Group Can't Challenge Calif. PBM Law

    A healthcare industry group representing pharmacy benefit managers lost its initial bid to challenge a California state law restricting their business practices, after a federal judge determined its complaint didn't go far enough to prove standing for the group representing PBMs, which intermediate between drugmakers, pharmacies and insurers.

  • July 27, 2026

    Hemp Co. Says DEA Defied Farm Bill By Banning HHC

    A North Carolina hemp company challenging the legality of a recent U.S. Drug Enforcement Administration rule designating a psychoactive hemp-derived compound as a Schedule I substance has told the Fourth Circuit that the agency defied Congress when it issued the rule.

  • July 27, 2026

    Bus Co. Settles Bid-Rigging Claims For $2.4M

    A national student transportation company will pay $2.4 million to settle allegations that two Massachusetts subsidiaries colluded with another bus company to allocate contracts in three Greater Boston communities, the state attorney general's office announced Monday.

  • July 27, 2026

    Catching Up With Delaware's Chancery Court

    The Delaware Chancery Court last week tackled disputes involving restrictive covenants, corporate governance, trade secrets, real estate investments, receiverships, and books and records demands.

  • July 27, 2026

    Weill Cornell Medicine Settles Doctor Sex Abuse Probe

    Weill Cornell Medicine reached a settlement on Monday with Manhattan federal prosecutors to end a criminal investigation into allegations that the prestigious medical and graduate school failed to prevent one of its doctors from sexually abusing patients for more than a decade.

  • July 27, 2026

    Utilities Org. Urges FCC Not To Preempt Wash. Pole Regs

    A group representing 27 consumer-owned public utility districts in Washington state has told the Federal Communications Commission not to preempt the state's process to resolve issues stemming from mobile or internet service providers wanting to attach equipment to utility poles.

Expert Analysis

  • New Timeline For Benefits Cases May Increase FCA Litigation

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    Recent reforms designed to speed enforcers’ intervention decisions in False Claims Act suits involving state-administered benefits will likely encourage more qui tam relators to litigate cases without the government’s imprimatur, and increase defendants’ discovery burdens, defense costs and business disruptions, say attorneys at Morgan Lewis.

  • Tracking The Rare 'Quick Look' Win In FTC's Zillow-Redfin Suit

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    The Federal Trade Commission’s suit claiming that Zillow illegally paid Redfin to exit the apartment rental market is one to watch because its early success under the less rigorous “quick look” standard of antitrust review could turn into a rare case won under the doctrine, say attorneys at Axinn.

  • Why Highly Specialized Experts May Risk Exclusion At Trial

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    Expert witnesses with highly specific areas of focus may be vulnerable to exclusion in court, making it important for attorneys to check how potential witnesses' qualifications can be bolstered by their publications and other professional activities, say Evan Weisberg and Christopher Cunio at Hunton, and Kevin Cahill at FTI Consulting.

  • Gatorade Suit Offers Lessons On Product Performance Claims

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    A proposed class action in New York federal court disputing PepsiCo's claim that Gatorade "hydrates better than water" presents a broad challenge to the way food and beverage companies communicate product benefits — and the risks that arise when marketing claims outpace the evidence supporting them, says Pejman Javaheri at Juris Law Group.

  • Steps For Employers After 7th Circ. BIPA Retroactivity Ruling

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    The Seventh Circuit's recent ruling in Clay v. Union Pacific sharply limits per-scan statutory damages theories in pending Biometric Information Privacy Act cases by retroactively applying a 2024 amendment, but employers should not mistake the holding for a broad safe harbor, say attorneys at Thompson Coburn.

  • How NEPA Review Has Changed Since Seven County

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    A year after the U.S. Supreme Court's decision in Seven County Infrastructure Coalition v. Eagle County instituted major changes to judicial review under the National Environmental Policy Act, courts are effectively applying the decision, but where things go from here may be up to agencies and project proponents, say attorneys at Venable.

  • Agentic AI And Securities Law: The Machine As A Manipulator

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    The market manipulation doctrine that emerges following the rise of agentic artificial intelligence may be more focused on market effects than on individual states of mind, and more attentive to system design than to discrete acts of deception, says Joseph A. Hall at Davis Polk.

  • Trump AI Order: Voluntary Framework, Mandatory Implications

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    President Donald Trump's recent executive order promoting the advancement of artificial intelligence innovation and security establishes a new framework for government collaboration with the AI industry, but its classified benchmarking criteria, prerelease framework terms and operational rules will determine whether it establishes de facto compliance expectations, say attorneys at Ropes & Gray.

  • FDIC Proposal Takes Bank-Like AML Approach To Stablecoins

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    Rather than craft a bespoke regime for stablecoin issuers, a recently proposed Federal Deposit Insurance Corp. rule builds a technology-neutral Bank Secrecy Act compliance framework under the Genius Act, firmly anchoring stablecoins within the U.S. financial regulatory perimeter, says David Zaslowsky at Baker McKenzie.

  • A Midyear Look At Antiterrorism Act Jurisprudence And Policy

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    Plaintiffs have filed comparably fewer new actions under the Antiterrorism Act this year, though a handful of key decisions further defined the statute’s aiding-and-abetting standard and highlighted continuing risks for financial services companies, say attorneys at Skadden.

  • What NERC Reliability Guideline Means For Large Loads

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    The North American Electric Reliability Corporation's new reliability guideline — which addresses issues associated with large loads like data centers, cryptocurrency mining facilities and factories — is nonbinding, but hints at possible future expansion of reliability obligations for large load owners, operators, developers and equipment providers, say attorneys at Morgan Lewis.

  • Defending Against Remote Work Risks During The World Cup

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    With World Cup matches underway, remote work policies and security measures can help employers manage the risks of employees working from sports arenas and other nontraditional locations, including hours-worked compliance, network security and data protection, says Lisa Burton at Ogletree.

  • How A Novel NY Law Fits Into The AI Legal Landscape For Ads

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    An amendment to New York's General Business Law requiring disclosures when advertisements use performers generated by artificial intelligence arrives at a moment of rapid transformation in the marketing ecosystem and indicates that advertisers should take a proactive approach grounded in transparency, contractual protections and alignment across legal and creative teams, say attorneys at Manatt.

  • Opinion

    Current Consumer Protection Laws Can Fit Agentic Commerce

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    While agentic commerce — artificial intelligence that searches, compares and makes purchases for customers — doesn't warrant a new consumer protection regime, it will require companies to design compliance into their products from the outset and challenge regulators to consistently apply existing laws, says Katherine Adkins at Affirm.

  • How Reserve Studies Fit Into Condo Association Compliance

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    In the five years since the Surfside condominium collapse and as states like New Jersey establish related safety mandates, reserve planning has emerged as a central compliance concern for community associations, acting as a practical tool for responsible disclosure and managing long-term capital obligations, say attorneys at Dilworth Paxson.

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