Compliance

  • July 23, 2026

    Conn. Banking Dept. Says Debt Servicer Lacks Key Atty Ties

    An Illinois servicing company that says it provides administrative services to debt relief lawyers cannot avoid Connecticut Department of Banking enforcement efforts because it does not appear to be connected to licensed in-state attorneys, the department has said, urging a state judge to dismiss a challenge to its authority.

  • July 23, 2026

    2026 Marks Banner Year For AI Changes To Insurance Industry

    The first half of 2026 has seen continued development of artificial intelligence systems in the insurance industry, including new coverage terms for policyholders and evolving regulatory scrutiny for insurers. The changes promise to alter the insurance market in the months to come.

  • July 23, 2026

    NCAA Appeals Ohio Judge's Block On Athletes' Eligibility

    The NCAA has appealed an Ohio state judge's decision that permitted 24 college basketball players to play in the upcoming season while they challenge the organization's eligibility restrictions.

  • July 23, 2026

    Montana Judge Orders BIA To Reconsider Tribe Policing Bid

    A Montana federal judge says the Bureau of Indian Affairs must reconsider a Montana tribe's request to assume the agency's law enforcement operations on its reservation after a U.S. magistrate judge last month recommended the decision.

  • July 23, 2026

    NM Tribes Move To Block Kalshi Offerings On Native Land

    Four indigenous nations have asked a New Mexico federal judge to stop Kalshi from offering sports-related contracts on their lands, arguing that the prediction market giant is plainly violating laws that give the tribes sole authority over sports betting.

  • July 23, 2026

    Another Landlord Exits Kentucky's RealPage Antitrust Case

    Kentucky has settled antitrust claims with another landlord that it had accused of using RealPage's revenue management software for rent price-fixing.

  • July 23, 2026

    Crowell & Moring Adds Former UBS Bank USA GC

    Crowell & Moring LLP hired a former general counsel for UBS Bank USA this week to advise banks, fintechs and digital assets companies on regulatory matters.

  • July 23, 2026

    Orrick Adds Financial Services Partner From Cooley In DC

    Orrick Herrington & Sutcliffe LLP has hired a former Cooley LLP partner with years of experience advising clients like emerging financial institutions, retailers and others on financial services regulations, the firm announced Thursday.

  • July 23, 2026

    Mass. Finance Co. Owner To Cop To $11M Ponzi Scheme

    The owner of a small finance company in western Massachusetts will plead guilty to running what the government says was an $11 million Ponzi scheme that defrauded more than 200 investors, the U.S. attorney's office said.

  • July 23, 2026

    $1.26M Cannabis Retail Dispute Headed To Mediation

    The cannabis companies behind the Stiiizy brand have agreed to take into mediation a $1.26 million dispute with a San Diego-based retailer, with a Los Angeles County judge ordering a pause in the pending litigation.

  • July 23, 2026

    Google Fined €890M By EU For Restricting Competition

    The European Union fined Google owner Alphabet Inc. a total of €890 million ($1.04 billion) on Thursday after finding that the U.S. technology giant unfairly favored its own services in search results and restricted app developers from directing users to cheaper options.

  • July 22, 2026

    SpaceX May Not Escape Shareholder Suits' Orbit So Easily

    SpaceX's recent blockbuster initial public offering includes a novel and untested framework to steer shareholder disputes to Texas' Business Court and arbitration while prohibiting investor class actions, in a move attorneys said will certainly be challenged in court and could lead to the company facing an impractical number of arbitration proceedings.

  • July 22, 2026

    OpenAI Says AI Agent Hacked Startup Platform During Testing

    OpenAI disclosed "an unprecedented cyber incident" that occurred when two of its artificial intelligence models broke out of their testing environment and accessed the servers of Hugging Face, a third-party AI and machine learning startup that operates an open-source platform for developers and others to share models and datasets.

  • July 22, 2026

    House Republicans Urge Fed To Speed Up Bank M&A Reviews

    Republicans on the House Financial Services Committee are calling on the Federal Reserve to explore what else can be done to speed up its bank merger reviews, urging it to look into clearing long-delayed applications and allowing more approvals without a board vote.

  • July 22, 2026

    Ex-DHL Workers Ask Court To Keep Discrimination Suit Intact

    Two former DHL Supply Chain employees have urged a Texas federal judge to preserve their lawsuit alleging the company has a pervasive culture of racial discrimination against Black workers, saying summary judgment in favor of the company would be improper.

  • July 22, 2026

    SEC To Pay Coinbase's Atty Fees In FOIA Suit Settlement

    The U.S. Securities and Exchange Commission said Wednesday that it will pay $150,000 in attorney fees and share its document retention policies to resolve a Coinbase-backed lawsuit seeking internal documents surrounding closed crypto investigations.

  • July 22, 2026

    Google Settles With Ex-Director Who Won Gender Bias Verdict

    Google and a woman former engineering director who accused the company of discriminating against her because of her gender have reached a settlement, the parties told a New York federal judge Wednesday, months after the judge declined to throw out a jury's verdict in the woman's favor.

  • July 22, 2026

    SEC's Peirce Says Crypto Vaults May Trigger Securities Laws

    The U.S. Securities and Exchange Commission's Hester Peirce said Wednesday that cryptocurrency assets and activities including some vaults and lending may implicate securities laws, urging firms to "work with us to find a compliant path forward so that you can use new technology to serve investors without running afoul of the federal securities laws."

  • July 22, 2026

    Cambia Health Hit With FCA Suit Over Medicare Fraud Claims

    Cambia Health Solutions Inc. stole millions of dollars from the federal Centers for Medicare & Medicaid Services over more than a decade by submitting fraudulent diagnostic information to the government, according to a whistleblower's False Claims Act lawsuit unsealed by a Seattle federal judge this week.

  • July 22, 2026

    Sen. Warren Urges Watchdog Probe Of CFTC Staff Cuts

    U.S. Sen. Elizabeth Warren, D-Mass., on Wednesday urged the Government Accountability Office to investigate the impact of staffing cuts at the Commodity Futures Trading Commission, saying the reductions come as the CFTC faces increased responsibilities in overseeing prediction markets and implementing cryptocurrency market legislation.

  • July 22, 2026

    GOP Sens. Unveil Crypto Bill With New Gov't Ethics Provision

    U.S. Senate Republicans released an updated draft of a bill to regulate digital asset markets Wednesday that includes an ethics provision limiting President Donald Trump's and other officials' involvement with crypto, but a coalition of Democrats said the text "falls short" on several issues.

  • July 22, 2026

    Senior SEC Enforcer To Exit Agency After 16-Year Career

    A former acting enforcement head at the U.S. Securities and Exchange Commission will depart at the end of July after a 16-year career with the agency.

  • July 22, 2026

    EPA 'Defying' Order Reviving $2.8B Grant Program, Judge Says

    A South Carolina federal judge Wednesday told the U.S. Environmental Protection Agency it must comply with the court's prior order and continue administering a $2.8 billion environmental and climate justice grant funding program that was authorized by Congress in 2022.

  • July 22, 2026

    Mamdani Taps Lina Khan, McKinsey Partner For EDC Roles

    New York City Mayor Zohran Mamdani on Wednesday named former Federal Trade Commission Chair Lina Khan board chair of the ​New York City Economic Development Corp. and Anthony E. Shorris, a partner at consulting giant McKinsey & Co., as its president.

  • July 22, 2026

    NY Stablecoin Rule Update Advances Amid Genius Act Rollout

    New York's Department of Financial Services moved Wednesday to formally propose rules that would align its existing stablecoin oversight framework with federal standards, advancing a fresh draft following a so-called preproposal version released last month.

Expert Analysis

  • Gatorade Suit Offers Lessons On Product Performance Claims

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    A proposed class action in New York federal court disputing PepsiCo's claim that Gatorade "hydrates better than water" presents a broad challenge to the way food and beverage companies communicate product benefits — and the risks that arise when marketing claims outpace the evidence supporting them, says Pejman Javaheri at Juris Law Group.

  • Steps For Employers After 7th Circ. BIPA Retroactivity Ruling

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    The Seventh Circuit's recent ruling in Clay v. Union Pacific sharply limits per-scan statutory damages theories in pending Biometric Information Privacy Act cases by retroactively applying a 2024 amendment, but employers should not mistake the holding for a broad safe harbor, say attorneys at Thompson Coburn.

  • How NEPA Review Has Changed Since Seven County

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    A year after the U.S. Supreme Court's decision in Seven County Infrastructure Coalition v. Eagle County instituted major changes to judicial review under the National Environmental Policy Act, courts are effectively applying the decision, but where things go from here may be up to agencies and project proponents, say attorneys at Venable.

  • Agentic AI And Securities Law: The Machine As A Manipulator

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    The market manipulation doctrine that emerges following the rise of agentic artificial intelligence may be more focused on market effects than on individual states of mind, and more attentive to system design than to discrete acts of deception, says Joseph A. Hall at Davis Polk.

  • Trump AI Order: Voluntary Framework, Mandatory Implications

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    President Donald Trump's recent executive order promoting the advancement of artificial intelligence innovation and security establishes a new framework for government collaboration with the AI industry, but its classified benchmarking criteria, prerelease framework terms and operational rules will determine whether it establishes de facto compliance expectations, say attorneys at Ropes & Gray.

  • FDIC Proposal Takes Bank-Like AML Approach To Stablecoins

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    Rather than craft a bespoke regime for stablecoin issuers, a recently proposed Federal Deposit Insurance Corp. rule builds a technology-neutral Bank Secrecy Act compliance framework under the Genius Act, firmly anchoring stablecoins within the U.S. financial regulatory perimeter, says David Zaslowsky at Baker McKenzie.

  • A Midyear Look At Antiterrorism Act Jurisprudence And Policy

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    Plaintiffs have filed comparably fewer new actions under the Antiterrorism Act this year, though a handful of key decisions further defined the statute’s aiding-and-abetting standard and highlighted continuing risks for financial services companies, say attorneys at Skadden.

  • What NERC Reliability Guideline Means For Large Loads

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    The North American Electric Reliability Corporation's new reliability guideline — which addresses issues associated with large loads like data centers, cryptocurrency mining facilities and factories — is nonbinding, but hints at possible future expansion of reliability obligations for large load owners, operators, developers and equipment providers, say attorneys at Morgan Lewis.

  • Defending Against Remote Work Risks During The World Cup

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    With World Cup matches underway, remote work policies and security measures can help employers manage the risks of employees working from sports arenas and other nontraditional locations, including hours-worked compliance, network security and data protection, says Lisa Burton at Ogletree.

  • How A Novel NY Law Fits Into The AI Legal Landscape For Ads

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    An amendment to New York's General Business Law requiring disclosures when advertisements use performers generated by artificial intelligence arrives at a moment of rapid transformation in the marketing ecosystem and indicates that advertisers should take a proactive approach grounded in transparency, contractual protections and alignment across legal and creative teams, say attorneys at Manatt.

  • Opinion

    Current Consumer Protection Laws Can Fit Agentic Commerce

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    While agentic commerce — artificial intelligence that searches, compares and makes purchases for customers — doesn't warrant a new consumer protection regime, it will require companies to design compliance into their products from the outset and challenge regulators to consistently apply existing laws, says Katherine Adkins at Affirm.

  • How Reserve Studies Fit Into Condo Association Compliance

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    In the five years since the Surfside condominium collapse and as states like New Jersey establish related safety mandates, reserve planning has emerged as a central compliance concern for community associations, acting as a practical tool for responsible disclosure and managing long-term capital obligations, say attorneys at Dilworth Paxson.

  • Justices' ICA Ruling Provides Certainty For Regulated Funds

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    The U.S. Supreme Court's recent ruling in FS Credit v. Saba that a contract-rescission provision of the Investment Company Act does not provide investors with a private right of action is a victory for the regulated fund industry, emphasizing that where Congress intended to create private remedies, it did so expressly, say attorneys at Simpson Thacher.

  • AI Heightens Old Compliance Risks For Investment Advisers

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    Though artificial intelligence offers genuine promise for investment advisers, it also magnifies long-standing risks — including those involving fiduciary duties, books and records, client confidentiality, and marketing — with most foundational compliance requirements likely to remain, says Theodore Edwards at Troutman.

  • Drawing A Line Between Settlement Pressure And Extortion

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    U.S. v. Luo, pending in the U.S. District Court for the Southern District of New York, may force courts to address anew when settlement negotiations become criminal extortion, particularly in the age of easily fabricated digital evidence, says attorney Denis Kiely.

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