Corporate Crime & Compliance UK

  • August 07, 2026

    UK Litigation Roundup: Here's What You Missed In London

    The past week in London has seen Cleary Gottlieb sued by a former client it advised on the proposed sale of a holding company, children's book author David Walliams target ITN and the Guardian with an injunction, and the continuation of litigation between pharma giants Merck Sharp & Dohme and Merck KGaA over rights to the Merck name in the U.K.

  • August 07, 2026

    KC 'Professionally Embarrassed' Set To Quit POCA Case

    Ayaz Qazi KC said Friday he would withdraw from representing a businessman convicted of a £6 million ($8 million) investment fraud, telling a confiscation proceedings hearing in London that there had been a "dramatic shift" in his client's declared financial position. 

  • August 07, 2026

    Former LC&F Boss Fails To Cut Sentence For Contempt

    The former chief executive of London Capital & Finance failed to have his six-month prison term for breaching a restraint order reduced on Friday when a London appellate court said it could "find no fault" with the sentence.

  • August 07, 2026

    Illegal Worker Crackdown Yields £74M In Fines, Gov't Says

    The U.K. government said Friday that arrests of migrants suspected of working illegally have more than doubled over the past two years, while rogue employers have faced more than £74 million ($100 million) in fines. 

  • August 07, 2026

    FCA Tightens AML Checks On Registered Service Providers

    The Financial Conduct Authority said Friday it is applying increased scrutiny to some businesses it registers for anti-money laundering purposes amid growing concerns that their weak internal controls allow financial crime.

  • August 06, 2026

    Ex-Goldman Exec Convicted Of Ghana Bribery Plot

    A former Goldman Sachs executive director was convicted Thursday for his role in what Brooklyn federal prosecutors say was a wide-ranging conspiracy to bribe Ghanaian officials in support of a Turkish energy company's push to obtain a lucrative power plant contract as the West African nation was reeling from an electricity crisis.

  • August 06, 2026

    Companies House Bans 23 Directors Over Filing Failures

    Companies House said Wednesday that it has disqualified almost two dozen company directors for a combined 70 years in the past half year amid a surge in enforcement action as the agency transitions from a passive registrar to an economic crime watchdog. 

  • August 06, 2026

    Director Jailed For Running Football Magazine While Banned

    A company director who avoided court by claiming to be in a coma has been sentenced to 18 months in prison after he was caught running a football magazine despite being banned three times, the Insolvency Service has said.

  • August 06, 2026

    Fake D&G Cold Callers Held In Contempt For Misleading Court

    A London judge has held two people linked to businesses that falsely claimed ties to Domestic & General during cold calls in criminal contempt of court for giving "knowingly false" evidence during litigation.

  • August 06, 2026

    UK Sanctions Russian Banks, Metals Firms, Oil Tankers

    The U.K. government issued fresh sanctions against Russia on Thursday, targeting 19 entities including banks, shadow fleet tankers and companies that import rare metals used for producing military equipment.

  • August 05, 2026

    Goldman Exec Was Linchpin To Ghana Bribery Ploy, Jury Told

    A federal prosecutor on Wednesday told jurors in Brooklyn that emails and recordings back up allegations a former Goldman Sachs banker was the central player behind a plot to secure a lucrative energy contract by bribing Ghanaian government officials, while the defense argued that a dearth of evidence about illicit payments should doom the case.

  • August 05, 2026

    Solicitor Barred After Sending Sexually Motivated Messages

    A solicitor has been struck off after he sent inappropriate and unwanted messages to three women, conduct that a tribunal found was sexually motivated and caused harm to them and damaged the reputation of the profession.

  • August 05, 2026

    Care Home Must Reinstate Whistleblower After Suspension

    An employment tribunal has ordered a care home operator to take back an administrator who was suspended days after she blew the whistle on safety concerns, finding that she has a strong chance of proving she was discriminated against.

  • August 05, 2026

    TikTok Can't Scrap £12.7M Fine For Misusing Children's Data

    TikTok has failed to overturn a fine of £12.7 million ($17.1 million) over its unlawful processing of children's personal data, as a London tribunal rejected the video-sharing app's argument that its activities qualified for legal protection reserved for artistic expression.

  • August 05, 2026

    Consultancy Sues IT Co. For £6M Over Cyberattack Flaw

    An engineering consultancy has sued its IT security provider for £6.4 million ($9 million), alleging it failed to patch a software security vulnerability that allowed a cyberattacker to steal personnel information and commercially sensitive data.

  • August 05, 2026

    Axiom Ince Administrators Sue Accountants For Negligence

    Administrators for Axiom Ince have sued the collapsed law firm's chartered accountants for alleged negligence, according to an entry on the High Court's register that has now been made public.

  • August 04, 2026

    Goldman Jury Sees Undercover Video As Bribe Trial Nears End

    A federal jury in Brooklyn Tuesday saw a clandestinely recorded video of a former Goldman Sachs banker talking to an acquaintance about what prosecutors say were bribes paid to government officials in Ghana to greenlight a power plant deal, as the Foreign Corrupt Practices Act trial enters the home stretch.

  • August 04, 2026

    NCA Unfreezes Ex-OPEC Head's Assets After Bribery Acquittal

    The National Crime Agency confirmed Tuesday that it has unfrozen the assets of former Nigerian oil minister Diezani Alison-Madueke after she was acquitted of corruption charges earlier in 2026.

  • August 04, 2026

    Apple Files Fresh Legal Challenge To UK Encryption Demands

    Apple has filed a fresh claim contesting the British government's latest demand for a back door to gain access to encrypted customer data in a new legal challenge at the Investigatory Powers Tribunal, the technology giant confirmed Tuesday. 

  • August 04, 2026

    Lender MFS Sues Barclays Over Fallout From £1B Insolvency

    The administrators of Market Financial Solutions have sued Barclays at a London court seeking to reclaim funds after the mortgage lender fell into insolvency with debts of more than £1 billion ($1.3 billion), including approximately £600 million owed to the bank.

  • August 04, 2026

    Cayman Judge To Chair BoE Enforcement Committee

    The Bank of England has named Nicholas Segal, a judge of the Grand Court of the Cayman Islands, as chair of its enforcement decision-making committee, a move aimed at strengthening the body that determines contested regulatory action for financial regimes.

  • August 03, 2026

    Food Safety Whistleblower Can Seek Pay In Amended Claim

    A worker who claims he was fired for food safety whistleblowing can seek a paycheck from his former employer, as an employment tribunal found that though there was no determination on his application to add an unfair dismissal complaint to his claim, this was no barrier to his application for interim relief.

  • August 03, 2026

    Consultancy Accused Of Lying About Source Of Drained $9M

    A financial services company has denied allegations that it siphoned off a management consultancy's $9.4 million investment after promising to hold it only as proof of funds, alleging instead that the consultancy itself fraudulently misrepresented that it owned the money it transferred.

  • August 03, 2026

    Liechtenstein Says Hack Exposed 31,000 Biz Ownership Data

    Hackers illegally accessed data from Liechtenstein's corporate register containing information on the beneficial owners of 31,000 companies and legal entities, the principality said.

  • August 03, 2026

    Wine Investment Biz Denied Appeal For Negligent Audit

    The liquidators of a collapsed wine investment company have failed to revive parts of their £5 million ($6.7 million) claim against a London-based accounting business that allegedly failed to properly audit how promised returns would be generated.

Expert Analysis

  • Despite Acquittal, Gallery Case Warns Of UK Sanctions Risk

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    Although art gallery Hauser & Wirth was able to defeat criminal charges of breaching the U.K. Russia sanctions regime, the ruling illustrates that prosecution for those operating in high-value international markets is a real-world risk, say lawyers at Fieldfisher.

  • Sanctions Spotlight: Rise Of Trade Measures In The UK

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    With HM Revenue & Customs' recent settlement with Petrofac marking the first public naming of a company for breaches of U.K. trade sanctions, and regulators demonstrating an increasing emphasis on systems and controls, there is clearly a more complex landscape evolving that businesses need to navigate, says Alexandra Melia at Steptoe.

  • Entain Ruling Offers Parties Key E-File Guidance

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    The U.K. Commercial Court’s recent decision in Various Claimants v. Entain PLC provides guidance for the first time for those navigating a court document filing pilot scheme, offering a practical template for parties to litigation involving sensitive issues by balancing transparency obligations with legitimate confidentiality concerns, say lawyers at HSFK.

  • FCA Letter Highlights Football Clubs' Crypto Deal Risks

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    The Financial Conduct Authority’s recent warning to Premier League football clubs about sponsorship arrangements with unauthorized crypto-asset businesses demonstrates its concerns over unlawful financial promotions and anti-money laundering compliance failures, both of which run the risk of significant reputational damage and criminal prosecution, says Sushil Kuner at Freeths.

  • SRA Whistleblower Protections Will Test Legal Sector Culture

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    The Solicitors Regulation Authority's recent extension of whistleblower protections to law firm employees helps close the long-standing gap between professional and ethical obligations, but it does not fully resolve the cultural and structural barriers to reporting legal industry misconduct, says Georgia Learoyd at Howard Kennedy.

  • Parsing ICO Storage And Access Guidance Exceptions

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    Recent final guidance on storage and access technologies from the U.K. Information Commissioner's Office reflects the government's emphasis on key data privacy concerns, though businesses should consider leveraging several crucial exceptions, say lawyers at Hunton.

  • Int'l Bribery Enforcement Takeaways After SFO Conference

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    While the U.K. Serious Fraud Office's recent conference demonstrated a global consensus on the importance of combating bribery and corruption, lagging enforcement from U.S. and U.K. regulators suggests that muscular supranational agencies may soon step up to lead cross-border investigations, say lawyers at Addleshaw Goddard.

  • Making Deals Once EU Merger, Investment Screenings Overlap

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    Though proposed updates would result in greater overlap between European Commission merger control efforts and foreign investment screening, dealmakers must understand how different objectives still drive these regimes and how this recalibrated regulatory environment will affect their transactions, say attorneys at Mayer Brown.

  • BP Board Coup Spotlights Powers To Remove Directors In UK

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    Recent action taken against BP PLC’s chair reveals the authority conferred on boards by an organization's bespoke articles of association and stands as a reminder that director removal in the U.K. is not a simply a voting rights issue, raising questions about the allocation of power between boards and shareholders, say Dan Coppel and James Ford at Faegre Drinker.

  • What EU Tech Licensing Changes Mean For Businesses

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    Following the European Union’s modernization of the Technology Transfer Block Exemption Regulation, organizations should consider how the broadened antitrust safe harbor applies, particularly where technology licensing agreements involve data-sharing arrangements, territorial restrictions or competitor relationships, say lawyers at Steptoe.

  • UK-Gulf Trade Deal Offers Key Benefits, But Hurdles Remain

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    The U.K.’s recent free trade agreement with the Gulf Cooperation Council is expected to deliver U.K. businesses a competitive advantage, with simplified procedures and tariff removal across manufacturing, services and digital trade sectors, but navigating Gulf regional tensions and differing regulatory regimes will create challenges, say lawyers at King & Spalding.

  • Crypto Sector Sees Tougher Sanctions Compliance Demands

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    The U.K. government’s recently announced Russian sanctions package focusing on crypto-assets is a clear indication that authorities consider the crypto sector a major enforcement area, firmly within the scope of financial sanctions law, says Thomas Cattee at Gherson Solicitors.

  • AI Puts Financial Firms' Human Accountability To The Test

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    A recent Financial Services Skills Commission report illustrates the paradox that artificial intelligence increases the need for human oversight while automating the pathways through which that expertise is developed, and financial firms whose governance evolves at pace with technology are poised to benefit the most, say Louise Neave and Jack Paul at Fox Williams.

  • Why Tonzip Is Notable In English Sanctions Law Development

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    The Court of Appeal's ruling in Tonzip Maritime Ltd. v. 2Rivers Pte Ltd., the latest in the English law of sanctions ownership and control, confirms that where a contract refers to sanctions exposure, the relevant question may be whether there is a real and objectively reasonable risk, not whether a sanctions breach has already been proved, say lawyers at Michelman Robinson.

  • AI Makes Law Firm Change Management A Client Issue

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    As artificial intelligence implementation is causing clients' expectations of outside counsel to shift toward greater risk control and more transparent value, successful law firm transformation and the preservation of professional trust will require governance, training and accountability, says John Hutchinson at Broadfield.

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