SEC Examiners Say Private Funds Falling Short In Key Areas

By Al Barbarino ( June 24, 2020, 9:10 PM EDT) -- The U. S. Securities and Exchange Commission's examinations unit issued a risk alert urging private fund managers to address compliance "deficiencies" uncovered through its exams, saying that firms and advisers continue to fail in three departments fee disclosures, conflicts of interest and ethics policies. . . .

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