Securities Archive » March, 2011

Securities - March, 2011

446 articles

• Wylys' Dismissal Bid Falters In Insider Trading Suit
• Cephalon Investor Sues Over $5.7B Valeant Bid Rebuff
• Rising Star: Cravath's Antony Ryan
• Coventry Shareholder, ERISA Suits Trimmed
• E-Trade Beats Investors' Securities Fraud Claims
• BofA Sued Over Countrywide Mortgage Problems
• Lindsey Can't Nix FCPA Case For Brady Issues: Judge
• NY Court Revives Medicor Claims Against UBS Units
• AIG Can't Ditch Pension Plan Action
• Proskauer Adds Former SEC Atty To Corporate Division
• Madoff Trustee Fights JPMorgan Bid To Move $6B Suit
• Rajaratnam Atty Accuses Witness Of 'Playing Coy'
• Buffett Looks To Control Spin After Exec's Departure
• Republicans Push CFTC To Slow Creation Of Swap Rules
• Lehman Gets Real Estate Investors' Fraud Suit Tossed
• Freddie Mac Dodges Securities Class Action
• Conseco Gets Securities Fraud Action Booted
• Judge Tosses $3B Madoff Feeder Fund Action
• Ex-Computer Associates CFO Avoids SEC Penalty
• How Galaviz V. Berg Affects Forum Selection Bylaws
• Judge Snips Dow Corning MDL Claims Over Merrill ARS
• Lions Gate Wins Toss Of Icahn Contract Suit
• Madoff Employees Can't Shake Fraud Charges
• West End Fights Bid To Appoint Ch. 11 Trustee
• UK Lays Out Limits To Overseas Reach Of Bribery Act
• Minkow Pleads Guilty In Lennar Conspiracy Suit
• Ex-Bank Employee Pleads Guilty In Muni Bond Probe
• Sanofi Can't Nix Shareholder Suit Over Zimulti
• House Panel Picks At Dodd-Frank Implementation
• Insurer Trims Claims In A&F Derivative Coverage Suit
• Energy Co. CEO's Comments Cut From FCPA Case
• Ark. Appeals Court Nixes Dillard's Investor Suit
• Madoff Victims Win $1.1M From Cohmad VP
• Eaton Vance Beats Investor's Broker Pay Suit
• 5th Exec To Plead Guilty Over $2B Taylor Bean Fraud
• Shareholder Suit Over Ladish's $778M Sale Tossed
• Rising Star: Skadden's Edward Micheletti
• SEC OKs Risk Retention, Compensation Rules
• Web Tightens Around Gupta In Galleon Trial
• Judge Refuses To Kick Trustee Off Madoff Case
• Northrop Workers Win Class Cert. In ERISA Action
• Texas Bank Loses Bid To Split Up Investors' Fraud Suit
• Sonova Execs Resign Amid Insider Trading Probe
• Deutsche Bank Dropped From La. Pacific's ARS Suit
• GSI Investor Sues Over $2.4B EBay Deal
• Victoria's Secret Parent Escapes Securities Fraud Suit
• Big Brother Is Watching, And He Pays Really Well
• Encore Faces Investor Class Action Over $567M Sale
• BofA Beats Merrill Shareholders' Derivative Suits
• Shareholders Sue BofA Over Foreclosure Practices
• Most Of Subprime Suit Against ING Tossed Again
• SEC Says FDA Chemist Made $3.6M In Insider Trading
• Cynergy Trustee Wants $47M From Predecessor Prez
• 3rd Circ. Cuts Clifford Chance From Investor Action
• Milbank Scores Capital Markets Pro From Fried Frank
• 7th Circ. Revives Investor Suit Over Cadant Loans
• Deutsche Bank, Fitch, S&P Can't Escape ARS Suit
• Rising Star: Mayer Brown's Matthew Ingber
• FDIC Backs 5% Risk Retention For Most Mortgages
• Ex-CFTC Deputy General Counsel Joins Baker Botts
• Ex-Galleon Employee Says Rajaratnam OK'd Tips
• Saudi Conglomerate Hits US Man With $9B Fraud Suit
• An Ounce Of Prevention For Problems With No Cure
• Lingering Questions Over CFTC's New Authority
• Argentine Bank Not Liable For $2.2B Judgments: Judge
• Beazer CEO To Repay $6.4M Bonus To Settle Fraud Suit
• NY Judge Won't Reconsider MF Global Coverage Ruling
• Judge Won't Step Down From Ex-AIG Execs' Fraud Case
• 'World Of Warcraft' Operator Ducks Securities Action
• Rajaratnam, US Spar Over Trader's Testimony
• SEC Wins Freeze Of $14M In Acorn Capital Fight
• Lehman Loses UK Suit Over $4M In Swap Payments
• Judge Consolidates Goldman Suits, Taps Lead Counsel
• Ball Resolves SEC Case Over Bribes In Argentina
• Syncora Gets Quick Win In Suit Over $666M In MBS
• Enron VP Gets Halfway House Stint For Insider Trading
• HP Investor Denied Law Firm Report On CEO's Exit
• 'Money Man' Radio Host Settles SEC Fraud Suit
• MBIA Suit Over $1B CDO Deal Survives
• MetroPCS Dodges Securities Class Action
• Judge Misread MBIA Policies, Insurers Tell 2nd Circ.
• UBS Escapes ERISA Stock Drop Action
• Drugstore.com Investor Fights $409M Walgreen Deal
• 2nd Circ. Prods Credit Suisse Over ARS Award Protest
• Rising Star: Sullivan & Cromwell's Suhana Han
• Judge Shoots Down Smith & Wesson Securities Suit
• FCPA Enforcement In 2010 — A Look Back
• NetBank Execs Seek Ruling On Investors' Hedge Claims
• NY Judge Steps Away From Hevesi Case
• Animal Health Investor Contests $251M Lextron Deal
• Rising Star: Shearman & Sterling's Adam Hakki
• State Street Tries To Pare Subprime MDL Suit
• Investor Tells 2nd Circ. Amaranth Lacked Controls
• Madoff Trustee Blasts 'Unprofessional' Removal Bid
• Agency Merger May Put New Cop On Wall Street Beat
• C&R Financial Ponzi Schemer Hit With $5M Penalty
• Rosetta Stone Slapped With Shareholder Action
• Dallas Banker Fights To Overturn 25-Year Sentence
• Deutsche, BNP Contract Claims Against BofA Cut Short
• 2nd Circ. Affirms Suntrust Win In Defamation Suit
• Hedge Fund Operators Get 7 Years For Fraud
• Medifast Hit With 2nd Securities Fraud Action
• An Adverse Event For Statistical Significance
• Combating Junior Lawyer Fallout — Part I
• SEC Sues Fund Chief To Halt $14M Ponzi Deal
• Wells Fargo Settles With Sims In $7M Muni Bond Suit
• Howrey White Collar Bigwig Joins Bracewell & Giuliani
• $8.9M Nuvelo Class Action Deal Wins Preliminary OK
• Minkow Charged In Stock Fraud, Extortion Case
• Point Blank CEO Hit With Lawsuit Over SEC Deal
• State Street Settles $2.7M MBS Case
• La. Investors Sue SEC Over Stanford Failures
• SEC Names WilmerHale Partner As Deputy GC
• Call Shows Rajaratnam Knew Of Clearwire Deal: Feds
• Jury Convicts Former Exec In $100M Fraud Suit
• Stanford Drops Suit Against US Officials
• Ballard Spahr Adds Parsons Behle Securities Vet
• Akin Gump, Orrick Securities Attys Start Calif. Firm
• Jailed Homestore CEO Fights Verdict In Investor Suit
• Assessing SEC Power In Administrative Proceedings
• CORRECTED: Broadcom Execs Reach $79M Derivative Settlement
• Senior SEC Atty Accuses Agency Of Race Bias
• BAE Exec Settles SEC Insider Trading Claims
• Jaffe Tries To Enforce $550M Deal In Madoff Case
• Judge Pares Lions Gate Merger Suit Against Icahn
• Iowa Gov. Signs Law To Cut Down On Hostile Takeovers
• Ex-HP CEO Fights To Keep Ouster Letter Private
• Convicted Ex-Qwest CEO Sues Attys For Malpractice
• Tomy's $650M Bid For Toy Co. Spurs Shareholder Suit
• NY AG Opposes Hevesi's Bid To Recuse Judge
• Texas Bank Seeks Quick Win In Investors' Fraud Suit
• NYC Money Manager Gets Up To 9 Years For $7M Fraud
• NYC Foreclosure Proposal To Hit Citi, BofA Ballots
• Investor Group Seeks Removal Of Madoff Trustee
• OptionsXpress Shareholders Challenge $1B Schwab Bid
• AirTran Investors Agree To $3.4B Southwest Deal
• MAK 1, Officers Told To Pay $60M For Ponzi Scheme
• Celera Investor Sues To Block $344M Quest Deal
• Blankfein Says Goldman Director Gave Rajaratnam Tips
• Scottrade, Travelers End Suit Over $14M Hacking Loss
• Huron Execs Shake Off Shareholder Derivative Suit
• Get Ready For Conflict Minerals Reporting
• Costner Seeks Dismissal Of Suit Over $52M BP Deal
• Deutsche Bank Sued Over $23M In Unpaid Swaps
• Greenberg Traurig Beats Illegal Tax Shelter Claims
• Judge May Nix Primary Global Consultant's Bail Bid
• Howard Stern Associates Sue Sirius For Bonuses
• Matrixx Opens Door For Plaintiffs, But Only A Crack
• Ex-Intel Exec Admits Sharing Tips With Rajaratnam
• K-Sea Investor Sues To Halt $335M Kirby Deal
• Ex-AIG Chief Hits Chinese Ad Co. With Fraud Suit
• Ala. Man Gets 25 Years For Securities Fraud
• Calif. Ruling Hands Shareholders Forum Selection Power
• Judge Clears Tribune Creditors To Sue Buyout Investors
• Vitesse To Pay $3M To Settle SEC Fraud Suit
• German Court Orders Deutsche Bank To Pay Over Swaps
• Ex-Global Express Chief Gets 12 Years In Fraud Case
• Judge Sinks Shareholder Action Against Franklin Bank
• Gensler Calls For 'Consistency' In EU Swap Reform
• Bernstein Litowitz Raked In $1B In 2010 Deals: Report
• Expanding Forex Enforcement
• BP Tries To Nix Deepwater Horizon Securities Suits
• Mets Owners Cry Foul Over Madoff Trustee's $1B Suit
• Ex-Intel Exec Gave Clearwire Tips To Rajaratnam: US
• Danish Wind Turbine Co. Hit With Securities Action
• 2nd Circ. Revives Fight Over US Foreign Surveillance
• Ex-JPMorgan Exec Contests DOJ Intervention Bid
• Ex-Pegasus CFO Cops To Stock Scheme
• Ex-UBS Banker Gets 2 Years For Insider Tips
• $55M Fraudster Georgiou Denied New Trial
• Morrison Ruling Doesn't Bar Elan ADR Suit: Judge
• 5 Marketing Lessons From Howrey's Graveside
• 1st Circ. Nixes NeuroMetrix Device Securities Suit
• To Infinity And Beyond: Rule 8210
• Okla. Ponzi Schemer Hit With $16M CFTC Penalty
• Judge Rejects $21M Securities America Settlement
• Lehman Trustee Files $1.3B Suit Against Citi
• Judge Tosses Securities Suit Against Carter's, PWC
• Madoff Trustee Now Wants Over $1B From Mets Owners
• Convicted Trader Protests SEC Penalty In 2nd Circ.
• Judge Backs $2.8M Penalty In Insider Trading Suit
• Funds Sue Beazer Brass Over Executive Pay Raises
• US Asks Court To Quash Subpoenas In Walsh Hearing
• Ex-NY Comptroller Seeks Further Delay of Sentencing
• Oxford, SEC Sign Consent Deal In Forex Fraud Fight
• Madoff Trustee Sues 'Faithless' Austrian Consultant
• Ex-Comverse CFO Gets Time Served In Backdating Case
• Investors Win Class Cert. in Ambassadors Fraud Suit
• 'Foreign-Cubed' Investors Ousted From Infineon Suit
• Korean Insurer Hits Goldman With $47M Securities Suit
• Morgan Stanley Hit With ERISA Class Action
• Ex-Goldman Exec Sues SEC Over Galleon Action
• IBM To Pay $10M To End SEC's Asian Bribery Suit
• ProShares Says Investors Knew ETF Risks
• Check Your Insider Trading Policies
• Insurer Accuses US Bancorp Of $47M MBS 'Heist'
• Tainting The Sales Process
• Ex-Isilon CFO Loses Bid To Toss SEC Case
• Alleged Ponzi Schemer Ducks Murder Plot Charges
• LG, Investors Settle LCD Price-Fixing Suit For $18M
• BofA, Citi, Barclays Subpoenaed In LIBOR Probe
• NY Court Revives Veritas Claims V. Ex-Stakeholder
• Best Buy Faces Class Action Over Q3 Results
• SEC Hits Steel Tech Execs With Insider Trading Suit
• Prosecutors Want More Prison Time For Ex-UBS Trader
• Rajaratnam Had Inside Details On Aegis Deal: Tapes
• AIG Beats Derivative Suit In 2nd Circ.
• Investor Sues Finisar Over Low Revenue Projection
• Yellow Pages Publisher Idearc Ducks ERISA Suit
• Audit Watchdog Eyes Failures Ahead Of Economic Crisis
• Del. Record Request Ruling Could Spur Race To Court
• Virgin Faces Derivative Suit Over UK Cable Deal
• Casino Chip Co. Investors Try To Revive Fraud Action
• 1st Circ. Nixes FirstBank Appeal In Merger Fraud Suit
• FDIC Sues Ex-WaMu Brass, Wives For Wrecked Bank
• NY AG Names New Securities Watchdog
• In Re Bear Stearns — 1 Concealment, 3 Results
• BofA, Countrywide Dodge 2nd Suit Over Risky MBS
• Madoff Investor's Heirs Fight Bid To Vacate Settlement
• Ill. Stock Fraudster Pays $4.8M To Settle SEC Case
• Primary Global Defendant Makes Another Bail Bid
• Murdoch's Bid To Buy Daughter's Co. Is Nepotism: Suit
• TARP Created 'Too Big To Fail' Moral Hazard: Watchdog
• Baxter Pockets Partial Costs In ERISA Win
• Judge Bars $22M Adelphia Fee Dispute From NY Court
• Minkow To Plead Guilty To Insider Trading
• National Lampoon CEO Accused Of $230M Fraud
• Settling Doesn't Always Net Discount, Study Says
• GOP Denies 'Cynical' Effort To Gut Dodd-Frank Act
• 4th Exec Cops To $2B Taylor Bean Fraud
• Warren Defends Consumer Financial Protection Bureau
• House Panel Demands Docs On SEC Atty's Madoff Ties
• Defense Sharpens Attack On Key Galleon Witness
• Growing Risk: FCPA Exposure For Foreign Food Cos.
• Loral CEO Hid Ch. 11 Prep, Investors Tell 2nd Circ.
• IGT Securities Class Action Survives Dismissal
• Investment Firm Operated $45M Ponzi Scheme: CFTC
• Funds Hit Porsche With $1B Suit Over VW Takeover Bid
• Investor Sues CSST Over CEO's $460M Buyout Bid
• Morgan Stanley Reaches $127M ARS Deal In Colo.
• Rajaratnam Got Inside Info On Goldman Talks: Tapes
• Regulators Fight Injunction In Securities America Suit
• UBS' $686M Suit V. Hedge Fund Still Has Legs: Atty
• Juno Advisers Stole $1.8M From Clients, SEC Says
• FDIC Sets Up Clawback Rules For Failed Bank Execs
• CFTC Mulls End To Registration Exemptions
• CFTC Accuses Queen Shoals Execs Of $22M Forex Fraud
• BNY Mellon Still On Hook For $1B Lyondell Suit: Funds
• Devon, Texas Billionaire Hit With $116M Fraud Verdict
• House GOP Introduces Dodd-Frank Revisions
• Merger Negotiations Can Stay Private — Usually
• DOJ, SEC, Others Probe UBS Over Rate Manipulation
• Nasdaq Adopts Market Volatility Safeguard
• GTEC Investor Sues Ares To Block $315M Takeover
• Kansas Atty Cops To $2.5M Investment Scheme
• Tapes Reveal Consultant's Tips To Rajaratnam: US
• 5th Circ. Nixes Latest Stanford Bond Appeal
• 2nd Shareholder Suit Targets Duncan-Enterprise Deal
• Former NY Regulators Slam Approval Of MBIA Split
• Dallas Financier Gets 25 Years In $50M Fraud Case
• Ex-Taylor Bean Prez Pleads Guilty In $2B Fraud Case
• Atty's Widow Sues SEC Over Madoff Fraud
• Madoff Trustee Struggles To Serve Kohn Defendants
• Investor Accuses DeVry Of Student Loan Deceptions
• A Loan Trader's Guide To Reorganization Equity
• Minn. Court Enjoins $47M Forex Fraudster
• Weatherford Misstated $500M In Earnings: Investors
• Ex-Fannie Mae CEO May Face Subprime Probe
• Judge OKs E&Y Subpoena In Taylor Bean Fraud Suit
• Texas Jury Awards $10M In Developer's Contract Suit
• Alleged Ponzi Schemer Says SEC Is Fishing For Docs
• DOJ Says It Rightly Interpreted FCPA In Bribery Case
• Sunwest Receiver Settles $3.8M Loan Dispute
• Protecting Trade Secrets Under The EEA
• British Atty Admits To $132M Nigerian Bribery Scheme
• Class Cert. Granted In Akeena Securities Suit
• Valve Co.'s False Merger Claims Dipped Stocks: Suit
• Judge Delays Approval Of SEC Deal With Body Armor Co.
• German Bank Says UBS CDO Was Designed To Fail
• UBS Touted Fraudulent Medicore Investments: Atty
• UK Man Pleads Guilty In $43M Shell Stock Scam
• Casino Magnate Ends Family Row Over Gambling Empire
• Rajaratnam Dangled Job For Inside Tips: Witness
• Ponzi Schemer Nadel Withdraws Appeal In 2nd Circ.
• SEC Urged To Rethink AT&T Net Neutrality Finding
• Disbarred Lawyer Charged In $9.5M Investment Fraud
• Dooney Founder Asks Court To Retry Oil Bribery Case
• GC Should Have Recused Self In Madoff Case: SEC Chief
• Equinix Faces Derivative Suit Over $700M S&D Deal
• Ex-AIG Execs Say Judge In NY Case Is Biased
• Bryan Cave Snaps Up White Collar Pro
• Credit Suisse Settles Investor Class Action For $70M
• Macy's Retirement Plan Class Gets Conditional OK
• Spotlight On FINRA Rule 4530
• Not So Sweet 16
• Ex-SAC Fund Manager Denies Insider Trading Charges
• Schapiro Pushes $1.4B SEC Budget Request
• Q Investments Unit Loses SJ Bid In Icahn Contract Row
• Securities Actions Deals Tumbled In 2010: Report
• Ex-Prudential Broker Settles SEC Market Timing Suit
• Investors Sue Sirius Directors Over XM Merger
• Morgan Stanley ARS Disclosures Take Stage In 2nd Circ.
• Energy Co. Investor Sues To Block $1B Purchase Deal
• Orrick, Calif. Bank Win Toss Of Bond Class Action
• Fairfield Sentry Battles HSBC, Others Over Venue
• TPG Associate Blasts Key SEC Witness In Trading Suit
• US Puts Rajaratnam At Center Of 'Corrupt Network'
• StarMedia Ex-Head Settles Over Alleged $18M Fraud
• Madoff Trustee Sues French Bank For $430M
• Ex-NY Comptroller's Corruption Sentencing Delayed
• Barclays Shakes Off €400M CDO Fraud Suit In UK
• BNY Mellon Finagled Forex Rates, Suit Says
• 2nd Circ. Upholds Monster Exec's Conviction
• Mass. Targets Fund Over Use Of Expert Network Info
• Cadwalader Tries To Sink $70M Nomura Malpractice Suit
• Barclays, Buyers Rigged Bids In Del Monte Deal: Suit
• Schwab Can Face Calif. Claims In MBS Suit: Judge
• Superdome Owner Tries To Revive $13M Insurance Suit
• How To Avoid The FCPA Hook For 3rd-Party Misconduct
• Hevesi Wants Judge Recused Over Conflict Of Interest
• 2nd Circ. Refuses To Nix Wachovia Appeal Of CDS Suit
• Norex Sues Russian Billionaires Over Oil Co. Takeover
• VeriFone Beats Securities Action Over Inflated Income
• Blankfein Among Possible Galleon Trial Witnesses
• Countrywide Can't Blame MBS Loss On Crash: MBIA
• GreatBanc Faces Another Setback In Tribune ERISA Suit
• Shareholder Blames HP Board For Recent Turmoil
• Ex-ABB Manager Wants FCPA Charges Tossed
• Bankruptcy Judge Stays Ambac Employees' ERISA Suit
• Ex-Winston Atty To Admit Role In Starr's Ponzi Scam
• Morgan Lewis Hires Former SEC Bigwig Donohue
• Ex-Ala. Mayor Asks 11th Circ. To Flip Bribery Verdict
• MoFo Lures Gibson Dunn Securities Star In LA
• Investors Seek $320M In New Stream Ch. 11
• Barnes & Noble Wants Derivative Suit Tossed
• NY Jury Finds Ex-Oil Exec Guilty In Stock Conspiracy
• Concert Financer Gets 2 Years For $50M Ponzi Plot
• Investor Suit Over Dynex Bonds Granted Class Cert.
• Loss Causation And 'Holder' Claims In Fraud Suits
• Ex-UBS Banker Seeks Leniency In Insider Trading Suit
• Hedge Fund Boss Loses Bid To Review $3.8M Penalty
• SEC Targets Fundraiser Over $194M Forex Fraud
• Boeing Again Gets Investors' Dreamliner Suit Tossed
• Hogan Rehires House Counsel For DC Corporate Group
• SEC Hits Ex-Dewey Atty With Insider Trading Suit
• FINRA Fines Southwest Over MSRB Violations
• BNY, Wells Fargo OK'd To Intervene In $21M Ponzi Deal
• MBIA Seeks KO In Contract Suit Over $1B CDO Deal
• Liberty Tax Nabs Troutman Partner As General Counsel
• Madoff Feeder Fairfield Goes On Recovery Rampage
• Morgan Keegan Liable In Madoff Feeder Case: FINRA
• Class Certified In Tribune Takeover ERISA Suit
• SEC Locates Galleon Defendant In India
• No Ethics Breach In SEC Staffer's Job Change: Report
• Ex-Telecom CFO Cops To Honduran FCPA Conspiracy
• High Court Won't Hear Fraudster's $20M Diamond Case
• SEC Sues Fla. Co. Over $23M In Uninsured Mortgages
• 2nd Circ. Affirms Ex-Stan Lee Exec's Fraud Sentence
• UBS Wins Bid To Block Alleged Tax Evader's Arbitration
• GT Solar Reaches $10.5M Settlement Of IPO Suits
• Insurer Covered Up $220M Ponzi Scheme, Investors Say
• CSK Fails To Stay SEC's Case Against Ex-CEO
• University Of Phoenix Owner Loses High Court Cert Bid
• Ponzi Schemes And Avoidance Actions: 3 Issues
• Excluding Gains From Small Biz Stock Sales
• SEC Launches Probe Of Ex-Top Atty's Madoff Ties
• Lichtenstein Wins $16M In Bank Dispute With Turkey
• SBM Money Manager Resolves $21M SEC Fraud Claims
• Equinix Misled Investors Around $700M Deal: Suit
• Drug Supply Co. Fraud Suit Referred To Mediation
• Former Hartford-Linked Broker Arrested For $4M Fraud
• Ramius Sues To Replace Zoran Directors
• 2nd Circ. OKs Toss Of Genesco Investor's UBS Suit
• Atheros Investor Can't Halt Qualcomm Merger Vote
• Greenberg Traurig Hires Securities Pro From Manatt
• Ambac ERISA Claimants Win OK For Limited Discovery
• Tapes Prove Ex-Goldman Director Is Galleon Tipster: US
• Tidewater Settles Bribery Probe With Nigeria For $6M
• 2nd Circ. Says Coty CFO Owed $5M Over Stock Options
• Ex-Cyberonics CEO Defies Options Reports In 2nd Circ.
• Bell Micro Settles Investor Suit Over $594M Avnet Deal
• J.Crew Investor Targets Nixed $10M Buyout Deal
• Investor Sues Broadwind Energy Over Inflated Stock
• Taking Stock Of The Airgas Poison Pill Ruling
• Locke Lord Lures Baker's Dozen From Bullivant
• Mass. Targets Two Offshore Cos. Over Forex Schemes
• Arbitration Upheld In Southridge $8M Redemption Spat
• Highland To Face $686M UBS Suit Over Rigged Deal
• CFTC Fines Fraudster $47M For Investment Scam
• Schwab Ducks Northstar Claims Over Risky Securities
• Senator, Congressman Probe SEC Counsel's Madoff Ties
• Jury Pool Tainted By SEC Action, Rajaratnam Claims
• Conn. Bill Would Set Up Complex M&A Docket
• Irked Customers Battle Madoff Trustee In 2nd Circ.
• Beazer CEO To Repay $6.5M Bonus In SEC Deal
• Ameriprise Settles Securities Suits For $27M: Atty
• Ex-Taylor Bean Exec Drops Deutsche Bank Subpoena
• Feds Seek Discovery Stay In Massey Securities Action
• Rule 2010: FINRA's Long Arm
• THL To Pay $145M To Settle Refco Claims
• RBS Sued Over Predecessor's Alleged $912M Fake Loan
• Judge Scraps Bail For Insider Trading Suspect Jiau
• AIG Takes In $9.6B With MetLife Stake Sale
• NM Real Estate Co. Faces SEC Fines For Alleged Fraud
• Ponzi Schemer Seeks To Cut $24M Restitution Proposal
• Lehman Strikes $2M Deal With American Eagle, Tribe
• Madoff Trustee Hits Jewish Group With Clawback Suit
• Tenn. Commodities Fraudster To Pay $36.6M Penalty
• Celebrity Adviser Starr Gets 8 Years For Fraud
• Brazilian Investor Sues Citi For $34M
• Genesis Claws Back $6.3M For Investor Action Defense
• Gildan To Pay $22.5M To Settle Stock Inflation Suits
• Bracewell & Giuliani Nabs 3 For NYC Office
• Shot-Show Defendant Cops To FCPA Violations
• Ex-Mercury CFO Gets 4 Months For Tax Evasion
• Suit Against $3B EMS Sale Targets BofA Merrill Lynch
• Stanford Takes Speedy Trial Allegation To 5th Circ.
• SEC Allows More Input On Clearing Agency Rule
• Judge Tosses ARS Class Action Against Citigroup
• Robbins Geller Snags Ex-Prosecutor From Mayer Brown
• Former Colonial Bank Exec Pleads Guilty To $2B Fraud
• Shareholder Seeks To Halt $1.2B Clinical Data Sale
• Calling For Clarity On Conflict Metals
• Merrill Unit Faces $16M Suit Over Madoff Ties
• Merrill Lynch Sold $167M In Toxic MBS, Allstate Says
• Madoff Trustee Sues To Recover $2.1B From Tremont
• $137M BofA Muni Bond Settlement Put On Hold
• Fund Manager Settles SEC 'Side Pocket' Suit For $14M
• Goldman, Carlyle Trim Buyout Antitrust Action
• UBS Key To Suit Over $13M Debt Deal, Funds Say
• SEC Accuses Calif. Attorney Of Role In $11M Fraud
• Mosaic Shareholder Challenges $24B Cargill Sell-Off
• Feds Seized Evidence Without Warrant, Utility Co. Says
• SEC Denies Web Provider's IPO Withdrawal Request
• 'FarmVille' Maker Zynga Sued Over $13M Stock Deal
• FINRA Sanctions On Rise As Fines Drop, Study Says
• Murphy & McGonigle Lures Willkie Securities Atty
• 2nd Circ. Must Reject Investors' Madoff Suit: UBP
• Allergan's Acadia Securities Sales Spark SEC Subpoenas
• Terremark To Settle Suits Over $1.4B Verizon Merger
• SEC Targets Ex-Goldman Director In Galleon Case
• House GOP Applauds Obama On Housing Plan
• Crocs Shareholder Action Gets The Boot
• SEC, DOJ Open FCPA Probes Into Las Vegas Sands
• Investors In Ameriprise Unit Seek To Block $21M Deal
• Know Your D&O Policy