Securities Archive » September, 2012

Securities - September, 2012

360 articles

• Chesapeake Can't Duck Derivative Suit Over $2B Stock Offering
• E&Y Reaches $13M Accord In Broadcom Backdating Case
• Judge Rejects Dodd-Frank Limits On Derivatives Contracts
• UBS Escapes Investors' MBS Fraud Class Action
• SEC Can't Shake Sanctions Over Subpoena In Life Partners Suit
• Pepsi Fund Beats ERISA Claims Over Interest Rate Change
• Meister Seelig Settles Suit Over $413M 'Mini-Madoff' Scheme
• Morgan Stanley Defeats 'Short-Swing' Insider Trading Suit
• Private Equity Ramps Up FCPA Due Diligence
• No Jail Time For Hedge Fund Manager In NY Pension Scandal
• Former Mercury Execs Can't Shake SEC's Backdating Suit
• Janus Defeats Investor Suit Over Exec Pay Package
• Proposed Libor Fixes May Open Door To New Benchmark
• Settlement OK'd In Shareholder Suit Over $41M AC Moore Buy
• ING Can't Foil Class Cert. Bid In ERISA Kickbacks Suit
• ShengdaTech Investors Seek Hogan's Removal In KPMG Row
• Deutsche Hit With Fraud Claims Over $1B CLO Deal
• Vivus Escapes Shareholder Suit Over Obesity Drug Safety
• Sigma Analyst Pleads Guilty In Insider Trading Case
• HSBC Confronts Deutsche Bank Over $183M In MBS
• A Developing Risk For Private Investment Fund Sponsors
• WFP's Bad Faith Claim In $4M Insurance Suit Stays Alive
• BofA Strikes Historic $2.43B Settlement Over Merrill Buy
• Alger Can't Evade Investment Manager's Whistleblower Suit
• JPMorgan, ANZ Fined $1M Over Futures Trading Violations
• Geithner Pushes Regulators To Force Money Market Fixes
• CFTC Sues Broker IFinix Over Allegedly Fake Bank Docs
• Dodd-Frank Whistleblower Ruling May Spark Retaliation Suits
• SEC Says Confidential Trading Info Needs More Protection
• SEC Gets Tough On Muni Conflicts With $12M Goldman Fine
• Bank Threw CEO Under The Bus Over Refco Fallout, Suit Says
• MoveOn Calls For DOJ Probe Into Romney's Bain Statements
• Wells REIT Defeats Shareholder Merger Challenge
• Regulators Again Delay Derivative Swaps Margin Rule
• Assured Guaranty Calls $1B Lehman Suit A Stretch
• FINRA To Scrutinize Incentives In Sale Of Complex Investments
• Insurer Says Policy Doesn't Cover CDC In PE Firm Row
• Think Before Incorporating SEC Filings Into SPDs
• Goldman Paying $12M To End Landmark SEC Pay-To-Play Case
• Judge Backs Broad Whistleblower Definition Under Dodd-Frank
• EU Legislators Look To Rein In High-Frequency Trading
• Pain Therapeutics Gets Investors' Painkiller Suit Nixed
• Former NJ Investment Firm Head Admits $4M Fund Scam
• SNR Denton Sued Over Filing Error In $7M Citigroup Deal
• Giants Want Docs From Lehman In $300M Stadium Dispute
• Merck Investors Win Class Cert. In 2 Suits Over Vytorin
• Ex-Credit Suisse Exec Charged With Inflating Mortgage Bonds
• NYSE, Nasdaq Weigh In On Exec Pay Adviser Independence
• 6th Circ. Kicks JPMorgan Subprime Case Back To Federal Court
• Vitro Claims Bondholders Revealed Restructuring Secrets
• Cosmetic Co. Investor Sues To Halt $65M Takeover Deal
• Freddie Mac Gets Bond Auction Patent Nixed As Abstract Idea
• FHFA Sues To Force HSBC To Buy Back RMBS
• AGM, Flagstar $1B Coverage Fight Still Heading To Trial
• Banks To Reveal Some Muni Bond Yields Under New Rule
• How To Implement Conflict Minerals Rule Requirements
• Shareholder Sues Life Science Co. Over $118M Merger
• HP Beats Investor Claims Over Ex-CEO's Severance
• Life Partners Ducks Texas AG's Injunction Bid In Fraud Suit
• Hecla Board Escapes Derivative Suit Over Mine Accident
• SEC Charges Ex-TierOne Bank Execs With Hiding Losses
• Gaylord Investors OK REIT Conversion, Marriott Transfer
• Icahn, Raynor Spar Over Soured Federal-Mogul Deal
• Credit Union Agency Sues Barclays Over $555M In Risky RMBS
• Freddie's Transparency Helps It Beat Investor Suit For Good
• Apple Shareholders Join Push For Cybersecurity Disclosures
• NJ Assembly Panel Clears Corporate Regulation Changes
• DOJ Unlikely To Spend Scarce Time, Money On Olympus Case
• Perkins Coie Nets Corporate Specialist From Paul Hastings
• WG Can't Claw Back $12M From Ponzi Plot: Neb. Fund Atty
• Hedge Fund Exec Ordered To Pay $1.6M In Misused-Funds Case
• ResCap Creditors Seek Docs On $9B RMBS Settlement
• Sidewinder's $242M Drilling Co. Bid Draws Fire From Firms
• Pension Fund Sues Discover For Docs On Fee-Based Products
• Case Study: In Re Rigel Pharma Securities Litigation
• Gabelli Market-Timing Case Will Get Supreme Court Review
• UK Bankers Group Votes To Give Up Libor-Setting Role: Report
• CFTC Seeks $7.1M In Fines Over Alleged Fraudster's Absence
• Banks Fail To Pin $492M Investment Loss On WestLB
• Carlyle-Backed Ball Bearings Co. Cancels $555M IPO
• Rajaratnam Prosecution Cooperator Dodges Jail
• FSA Asks Parliament To Expand Anti-Fraud Powers
• Rule 506: A 'Poison Pill' In The Safe Harbor?
• Tyco Hands Over $26M To End FCPA Cases
• CFTC Chief Pushes EU On Transaction-Based Libor Substitute
• 2nd Circ. Asked To Revisit Landmark SEC Fraud Abettor Case
• Regions Settles FCA Suit Over Alleged $2.4M TARP Fraud
• Wal-Mart Aims To Shield Execs From Investor's Bribery Probe
• Anadarko Says Shareholders Weren't Duped In Deepwater Suit
• Int'l Regulators Want Rigorous Oversight Of Financial Firms
• Patriot Coal Execs Hid Costs Of $45M Cleanup, Investor Says
• FINRA Fines Merrill Lynch Over Unfiled Broker Reports
• Making AFAs Work By Leveraging Project Management
• AGs' Dodd-Frank Fight Could Point Way For Further Protests
• American Realty Investor Calls Foul Over 'Unfair' $3B Merger
• 6 Tips For Private Equity Firms When The SEC Comes Knocking
• SEC Sues Syringe Maker For Allegedly Inflating Stock
• CMBS Market Starts Slow Climb Upward
• $304M Attys' Fees In Grupo Mexico Case Survive Challenge
• Calif. Regulators Pin $23M Ponzi On Insurance Broker CEO
• Private Equity Firms Unlikely To Sweat SEC Payout Scrutiny
• CFTC Regulator Demands Final Rule On Derivatives Conflicts
• Madoff Trustee Argues Morrison Won't Nix Foreign Suits
• Standard Chartered Seals $340M NY Deal Over Iran Violations
• Credit Suisse Says Dutch Fund's RMBS Suit Time-Barred
• Germany Backs Push To Put More Women On Corporate Boards
• Jury Tosses Spector Gadon's Claims Against Texas Broker
• Stryker Pays $1.5M To End Investors' Kickback, FCA Suits
• House Panel Clears Rep. Waters Over Husband's Bank Ties
• Orthofix, Pfizer FCPA Cases A Sign Of What's To Come
• 3 States Join Constitutional Challenge to Dodd-Frank Act
• SEC Says Portland Hedge Funds, Attys Ran $37M Ponzi Scheme
• K&L Gates Lures RE Finance Duo From Alston & Bird In NC
• Former Fannie CEO Beats Claims In $6.3B Subprime MDL
• Mall Magnate's Estate Could Score $944M In Simon Stock Deal
• Americans Willing To Blow Whistle On Misconduct: Survey
• Inner City Wants Shareholder Suit Over IP Sale Dismissed
• SEC Faces FOIA Suit Over High-Frequency Trading Docs
• High-Frequency Trading Needs Speed Limit, Experts Tell Senate
• Peregrine Trustee Gets OK To Return $123M In Customer Funds
• MSRB Names FINRA Veteran As New General Counsel
• US Bank Denied Quick Victory In AMR Collateral Row
• Most Parties In Facebook IPO Suits Want Cases Merged In NY
• House Bypasses SEC To Define Muni Bond Advisers
• Basel Committee Says Banks Are Nearing Capital Standards
• Rating Agencies Dodge Claims In $9B Investor Suit
• Searching For Swap Regulation Relief Under Dodd-Frank
• Politics Delay Senate Vote On 6-Month Stopgap Budget
• Baxter Execs Beat Investor Suit Over $588M Pump Recall
• Spector Gadon, Brokerage Debate Harm In Closing Arguments
• Judge Worried MedCap Investor Payouts Could Shaft Creditors
• RBS, Wells Fargo Win Timeliness Appeal In $1B MBS Suits
• Bear Stearns Investor Group Says $275M Deal Not Enough
• German Court Nixes 2 Investor Suits Over Porsche's VW Deal
• 3rd Circ. Remands Irex Merger Row Following Court Review
• Ex-AIG Brass Rip NY AG's Objection To $115M Settlement
• Weak Int'l Arbitration Link Boots Oil Row To State Court
• News Corp. Board Wants Shareholders' Hacking Suit Tossed
• Ex-CME Group Engineer Admits To Stealing Trade Secrets
• Morgan Stanley, Wells Fargo Face Clash Over $73B In MBS
• Crowell & Moring Adds Capitol Hill Vet With Dodd-Frank Chops
• SEC Probes Fund's Allegedly Bogus Pre-IPO Facebook Claims
• FSA Raised Libor Worries About Ex-Barclays CEO In 2010
• Milberg Clients Denied Class Cert. In Malpractice Suit
• Lessons From In Re Rigel Pharmaceuticals
• Australian Exec Accused Of Running $53M Forex Fraud
• On Stand, Broker Attacks Spector Gadon's $1M Fraud Claim
• Judge Shields DLA Piper Docs In Lockheed Securities Row
• Sweetener Co. CEO Faces Stealing, Fraud Charges
• SEC Fines Chicago Broker $1M For Misleading Energy Offerings
• KPMG Loses 2nd Bid To Nix Advanta Shareholder Class Action
• Peregrine CEO's Son Boldly Blames US Bank For Father's Fraud
• Virtual Educator K12 Can't Close Book On Investor Suit
• Insurer Sues To Skirt Coverage Over $12M Lost By Ill. Agency
• KSW Investor Sues To Block $32M Sale To NY Real Estate Co.
• Wyeth Investors Win Class Cert. In Suit Over Pristiq Risks
• Greenberg's $25B Suit Over AIG Bailout Allowed To Proceed
• MBIA Seeks Jury For BofA, Countrywide MBS Fraud Claims
• Investors Go For Cert. In $24B Credit Suisse, Cushman Suit
• Texas REIT Misled Shareholders, Investor Claims
• EU Panel Backs Transparency Rules For Oil, Gas, Logging Cos.
• Ex-Wynn Partner Blames Stock Drop On Bad Management
• The Latest In Supervisory Liability
• Barnes & Thornburg Partner Sued Over Receivership Role
• Gibraltar Agrees To $65M Deal To Skirt Rothstein Claims
• Calif. Judge Tosses Atty's Defamation Suit Over Mining Deal
• Schiff Hardin Lands Securities Pro For DC Office
• 6th Circ. Junks Goodyear's Securities Suit Coverage Claims
• NY Greenlights Niagara Mohawk's Bid To Issue $1.6B In Debt
• Carlyle Reports $2.9B Raised For US Buyout Fund
• Coventry Investor Looks To Derail $7B Aetna Buyout
• BP, Others Freed From $500M Norex Suit Over Takeover
• Former Argo Digital Execs Accused Of Defrauding Investors
• Peregrine CEO Admits $100M Scam, Stays In Jail
• Pryor Cashman Adds Securities Offerings Pro From Pillsbury
• US Trustee Fights Patriot Shareholders' Committee Bid
• AIG's $10B BofA Suit Belongs In State Court, 2nd Circ. Told
• Fannie Mae Changes Income Reporting Policies For Some Loans
• Tremont Can't Nix Madoff Investor Fraud Suit
• Lehman Wants $2B JPMorgan Derivative Claims Trimmed
• Citigroup Tells 2nd Circ. RE Mogul Can't Back Up Fraud Claims
• Case Study: SEC V. Obus
• Interpreting JOBS Act Ambiguities
• Citi, SEC Lash Back At Rakoff Over Rejected $285M MBS Deal
• Basel's Rethinking Of Liquidity Rules May Force US Hand
• Energy Co. Salesman To Pay $1M In SEC Fraud Case
• NYSE's $5M Fine Shows Milliseconds Matter To SEC
• RSUI Off Hook For $65M Forest Lab Drug Info Settlement
• GOP Sen. Urges SEC Action On Money Market Reform
• Broadview, High River Pare Conflicts Over Prepackaged Ch. 11
• SEC Taps Agency Counsel For Deputy Compliance Post
• Chamber Backs Barclays In MBS Disclosure Row In 2nd Circ.
• Philly Firm Says Ex-Atty Hogged Settlement Fees
• GAO Says Picard Not Biased When Assessing Madoff Claims
• Top FDIC Official Wants US To Abandon Basel Banking Accord
• Steptoe & Johnson Snags Ex-BP FCPA Expert
• Monster Beverage Investor Sues Over NY Probe
• Pitfalls Of 'Trends And Uncertainties' Disclosure
• A Primer On Alternative Fee Arrangements
• NYSE Will Pay $5M To End SEC's Data Access Claims
• Argentine Bribery Whistleblower Seeks $100M From Siemens
• FINRA Nixes $8M In Investor Claims Over Morgan Keegan Bonds
• Winans Gospel Family Member Charged With $8M Scam
• Tremont Wants Insurers' Suit Over Madoff Fraud Tossed
• Avon Safe From SEC Action Over Financial Analyst Contacts
• JPMorgan Investor Demands Info On $6B Trading Loss
• Judge Temporarily Blocks STOCK Act Enforcement
• 7th Circ. Hears Challenge To Marshall & Ilsley's ERISA Win
• House Passes Stopgap Bill To Fund Government For 6 Months
• House GOP Bill Aims To Halt Mortgage Seizure Plans
• McKesson Investor Targets Execs Over Drug Price-Rigging
• Peregrine CEO To Await $200M Fraud Sentencing As Free Man
• Groups Back BofA In AIG's $10B RMBS Appeal In 2nd Circ.
• Neogenix — A Cautionary Tale
• House Panel Moves To Block HHS Welfare Waiver Rule
• JPMorgan Retirees Blast ERISA Ruling In High Court Appeal
• Dodd-Frank Risk Council Failing At Communication, GAO Says
• Milbank Hires Ex-Chadbourne Latin American M&A Pro In NY
• Ex-Stanford Exec Gets 3 Years For Obstructing Ponzi Probe
• Ex-CCI Sales Chief Gets Home Confinement For Foreign Bribe
• US Bank Can't Score Early Win In Fight Over Hilton Franchise
• ThaiBev's $10B F&N Bid Threatens Heineken's Brewer Buy
• Dexia Can't Kick JPMorgan RMBS Suit Back To State Court
• Deloitte Not To Blame For RGH Creditors' Losses, Atty Says
• Hedge Fund Group Wants Safe Harbor Under Advertising Rule
• Case Study: Rosado V. China North East Petroleum
• Kirkland & Ellis Snags Ex-Goldman Sachs Counsel
• Santander Owes BNY Mellon $308M In Bond Row, Judge Says
• IRS' $104M Whistleblower Award May Curb In-House Reporting
• Unified Eurozone Bank Oversight Will Test ECB Powers
• TPG's $2B Par Pharma Buyout Bid Harms Investors, Suit Says
• Row Over Merkin's Madoff Feeder Funds Partly Revived
• MF Global Trustees Deny Layoffs Stepped On WARN Act
• Fairfax Fails In Bid To Recover In 'Bear Raid' Suit
• SEC Readies For Trial With Reserve Management
• Medicis Investor Sues To Halt $2.6B Valeant Buyout
• Feds Charge 7 In $132M Oil Drilling Rig Investment Scam
• Charities' Fraud Suit Against Ex-Lehman Execs Revived
• Paradigm, CL Ousted Trader Over Whistleblowing, Suit Says
• Peregrine Trustee Holds Off On Plan To Return $123M In Funds
• Mason Vows To Fight Ruling Barring Telus Shareholder Powwow
• Ex-Madoff Controller To Plead Guilty, Prosecutors Say
• Citigroup Ordered To Pay $1.5M For Misleading Investor
• Grupo Mexico Tries Again To Trim $304M Attys' Fee Award
• Apollo Ducks Derivative Suit Over U. Of Phoenix Recruiting
• Bankrupt Battery Maker's Execs Hid Debt Woes, Suit Says
• Turning Lead Into Gold With Thorough Compliance
• Merrill Lynch Must Pay $3.6M To Heiress In Trading Dispute
• 'Strange' Jury Verdict Raises Questions In Vivendi ADR Suit
• Ex-Equipment Finance Exec Gets 15 Years For $53M Fraud
• Investor Targets MBIA Over $5B Restructuring Transfer
• Deloitte's Counterclaims Stand In Actrade Securities Case
• Anschutz May Doom SIV Claims Against Morgan Stanley, Others
• Court Says Valerus Waived Jury Trial In $165M Credit Row
• House Mulls Quick-Fix Spending Bill To Buy 6 More Months
• FSA Fines BlackRock £9.5M For Mixing Client Funds
• China Hydroelectric Sues Shareholders Over Takeover Plot
• Shareholder Opts Out Of BofA-Merrill MDL, Sues For $10M
• Katten Adds Ex-Sidley Structured Finance Pro
• Spector Gadon Atty Says Broker Fudged Developer's Assets
• Fannie, Freddie Buyback Policy To Ease Friction With Banks
• Peregrine CEO Admits To $200M Fraud, Inks Plea Agreement
• GGP Rejects Investor's Push For Sale To Simon Property
• First Horizon Derivative Suit Time-Barred, 6th Circ. Says
• FCPA Liability In M&A: Lessons From Pfizer Settlements
• Brown Rudnick Boosts White Collar Practice With 2 Hires
• Securities Litigation And The Energy Sector: Part 2
• 2 Reserve Witnesses Barred From Stand In SEC Suit
• Judge Tosses Investor Class Action Over ProShares ETF Risks
• SEC Charges Ex-JP Turner Brokers In $3M 'Churning' Fraud
• BNY Mellon Investor Suit Over Lehman Losses Trimmed
• Calif. Official Asks DOJ To Probe Mortgage Seizure Collusion
• Carr Miller Receiver Hits Firm's Ex-GC With $31M Suit
• Las Vegas Developer Settles $50M Suit With Shareholders
• CFTC Publishes Final Rule On Swaps Registration
• Former IndyMac CEO Dodges SEC's Risk-Weighting Claims
• Insurer Sues To Skirt Coverage For Ponzi-Linked Dallas Firm
• MannKind To Pay $23M In Investor Suit Over Diabetes Drug
• HSBC Hits Troutman Sanders With $75M Malpractice Suit
• Philly Law Firm Says Broker Helped Developer In $1M Fraud
• Securities Group Calls For Gov't Role In Setting Benchmarks
• Glencore Vows To Stick To $36B Sweetened Xstrata Offer
• Banking Group Calls For Volcker Rule Rewrite In Congress
• CFTC Pushes For Delay In Returning $123M In Peregrine Funds
• How FINRA Rule 2111 Affects Fee-Based Accounts
• iStar To Pay $29M To Settle Shareholder Class Action
• SEC, CFTC Say Asset Firm Hid $140M In Losses
• Marketing Co. Sues Ropes & Gray Over Shareholder Fallout
• Father, Son Ordered To Pay $61M For Roles In Nadel Ponzi
• Cooperator In Rajaratnam Prosecution Seeks Probation
• Prudential Targets Goldman, Others Over $796M In MBS
• DZ Bank Hits Goldman Sachs With $189M RMBS Fraud Suit
• El Paso Pays $110M To End Investor Suit Over Kinder Buy
• FHFA Can't Block Calif. Mortgage Seizure Plan, Co. Says
• Bradley Arant Picks Up Ex-Johnston Barton Deals Specialist
• Sen. Grassley Questions SEC Security Contract Award
• EToys IPO Suit Against Goldman Heads To NY High Court
• SEC Can't Shake Investor Action Over $7B Stanford Fraud
• Section 1504: A Burden For Resource Extraction Cos.
• Illegal Swaps Cost Bankrupt Ala. County $372M, Residents Say
• Owners Of Sham Beer Delivery Co. Settle $8M SEC Suit
• ICP, Founder To Pay $24M In MBS Fraud Settlement
• Amending Rule 506 — Opportunities For Private Funds
• Glencore Boosts Offer To $36B To Save Xstrata Merger
• FSA Considers Customer Fund Changes In Wake Of MF Global
• Credit Union Watchdog Says UBS Falsely Sold $1.1B In RMBS
• News Corp. Settles Voting Dispute With Foreign Shareholder
• 3-D Printer Co. Resolves Investor Suits Over $1.4B Merger
• PSLRA Claims Need Proof Of False Statements: 9th Circ.
• GAO Welfare Ruling Adds Congress To Agency Rulemaking Mix
• Sunrise Investor Challenges $845M Health Care REIT Deal
• Solar Panel Co. Settles SEC Claims It Misled Investors
• Wells Fargo Asks Court To Pare $13M Nev. Real Estate Suit
• 2nd Circ. Revives $1.3M Obus Insider Trading Suit
• BP Escapes ERISA Suit Over Deepwater Spill
• Bass Berry Brings Aboard Expert REIT Trio From Hogan Lovells
• Morgan Keegan Wants Sports Agent's Bond Award Reversed
• 2nd Circ. Revives Goldman Sachs Mortgage Class Action
• BayernLB Hits Goldman Sachs With $512M RMBS Suit
• Implications Of Rocker V. Centex
• Age Of The Whistleblower: Incentives And Protections
• Securities Test Prep Co. Copied Exam Questions, FINRA Says
• Real Estate Mogul Gets 12 Years For $76M Ponzi Scheme
• Nixon Peabody Must Face Suit Alleging It Aided NewPoint Fraud
• TPC Shareholder Sues To Stop $850M Take-Private Deal
• SEC Says Radio Host Gave Shaky Investment Advice
• Lawyers Must Learn To Dance Around FCPA Discovery Dangers
• MF Global Trustee's Claims Assignment Deal Wins Judge's Nod
• RBS Dodges Investors' Suit Over Subprime MBS
• German Bank Sues Goldman, Citi Over $210M In Bad MBS Bets
• Sealink Claims UBS Misrepresented $160M In Soured RMBS
• Le-Nature's Trustee Rips K&L Gates' Pa. High Court Appeal
• Peregrine Trustee Gets OK For GC Salary Boost
• SEC Sues China Sky Over $20M In Phony Sales
• Constar Directors Reach $23M Deal To Exit Investor Suit
• Media Has No Right To Search-Warrant Docs, 6th Circ. Says
• ING Stands To Reap $3B From Capital One Stake Sale
• Celera Can't Duck Shareholder Suit Over Financial Reports
• Grant Thornton Settles Refco Trustee's Fraud Claims
• MBIA, Investors Strike $4M Deal To Settle Accounting Suit
• WaMu Units Will Pay $26M To End MBS Class Action
• No Oracle Could Have Foreseen Oracle's FCPA Settlement
• NextWave Investor Says AT&T's $600M Buyout Bid Falls Short
• WilmerHale Lands FINRA Ace For Securities Team
• Hermes Accuses LVMH Of Insider Trading, Share Manipulation
• CFTC's Cross-Border Derivatives Rules Rankle Foreign Peers
• SEC Charges Ex-Stanford Execs Over Ponzi Fraud
• Ex-Broadcom, Altera Exec Cops To Insider Trading
• Former Real Estate Exec Admits To Investment Scam
• HP Beats Securities Suit Over $1.3B Palm Acquisition
• Attys' Fees Slashed By A 3rd In $29M B&N-Riggio Settlement
• Thoma Bravo's $1B Deltek Buyout Cheats Investors, Suit Says
• Paron Strikes Deal To End CFTC Accounting Fraud Suit
• Citigroup, Execs Targeted In $9B Euro Note Class Action
• Murphy & McGonigle Folds In Securities Boutique Krebsbach
• GSK ERISA Class Action Overblown, 2nd Circ. Says
• MF Global Trustee Wants 2nd Trustee's Claims Reassigned
• NY AG Eyes Transfer In Suit Challenging $410M Merkin Deal
• Dissecting The SEC Report On Municipal Securities
• Case Study: Acticon V. China North East Petroleum