Securities Archive » October, 2012

Securities - October, 2012

369 articles

• JPMorgan Sues Supervisor After $6B Trading Loss
• Barclays Could Face $435M FERC Fine, Along With FCPA Probe
• SunTrust Gets Former Worker's ERISA Suit Nixed
• Krones Inflated $184M Le-Nature's Deal, Marshall Says
• Ex-Dragon Execs' Contract Suit Against Goldman Left Intact
• Mintz Levin Hires Ex-Haynes And Boone, DOE Clean Tech Pro
• Kramer Levin Lands Ex-Schulte Roth Corporate Atty In NY
• JPMorgan, BNY Suit Over $36M Hospital Bonds Trimmed
• Green Mountain Lied About Keurig Coffee Sales, Investors Say
• Predictions Regarding Predictive Coding
• Minn. College Dodges $2M Petters Ponzi Scam Clawback Suit
• Peregrine Ch. 7 Trustee To Subpoena Auditor, Other Firms
• Look Before You Leap Into A Securities Litigation Trap
• Ex-UBS Trader Blames $2B Loss On Pressure From Bosses
• MF Global's UK Administrator Seeks Ruling On Claims Values
• Education Co. Can't Dodge Investor Suit Over Job Numbers
• US Bank, Hilton Settle Suit Over MBS-Tied Franchise Deal
• Merendon Counsel Penalized $5M In Ponzi Scheme Case
• Ex-Carter's Exec Says Feds Can't Use Ropes & Gray Interview
• AOL Blasts Claims In Fraud Suit Over $1B Patent Sale
• Ex-24 Hour Fitness Chairman Sues Over $24M 'Phantom Stock'
• Discovery Halted In FDIC's Morgan Stanley RMBS Suit
• Pilgrim's Pride Sees No Early Win In Workers' ERISA Suit
• UBS Reveals Singapore, Switzerland Probes Of Libor Scandal
• Peregrine Sued By Investors Over Cancer Drug Claims
• Ponzi Schemer Illarramendi Told To Surrender Tax Refund
• Katten Muchin Nabs Ex-K&L Gates Finance Vet In NY
• SEC To Probe Deeper Into Nasdaq's $62M Facebook IPO Plan
• Nextwave Investors Say $1.4M Settlement Is Fair
• Barclays Faces Trial In UK Over Libor Manipulation Claims
• Boeing Tells 7th Circ. Dreamliner Case Rightly Tossed
• Ex-Magyar Telekom Execs Want Out Of SEC Bribery Case
• Credit Suisse Dodges PE Firm's Suit Over $12M Investment
• Owens-Illinois Launches Internal Foreign Bribery Probe
• Feds Want TV Producer To Serve 7 Years For Stock, Wire Fraud
• ResCap MBS Plaintiffs Want Docs Protected Following Sales
• NJ Judge Won't Reconsider Tossing Shareholder's Vioxx Suit
• King & Spalding Adds Corporate Ace In Silicon Valley
• Goldman Pushes Supreme Court To Narrow MBS Class Standing
• Justices Nix 401(K) Fee Appeals By John Hancock, Investors
• Tanker Co. Hit With Investor Class Action Over Debt Issues
• Investment Adviser Can't Take Back SEC Emails, Judge Says
• Supreme Court Won't Revisit $62M Lancer Exec Penalty
• A Shield For Accounting Firm Docs Under PCAOB Inspection
• Global Rules Raising Banks' Capital Face Delays: Report
• Mortgage Originator WMC Sued Over $1B In Shoddy Loans
• Judge Frees 1 Of 2 StarMedia Execs From SEC Fraud Case
• Principal Fund Investors Sue Over Fee Gouging
• Ignorance Is Not Bliss: 'Sham Affidavit' In 9th Circ.
• J&J OK'd To Proceed With Investor Deal In Compliance Row
• Alleged Rajaratnam Cohort Strikes $2M Deal With SEC
• Judge Says Merrill Lynch Must Pay $500K FINRA Award
• Jet Parts Co. Wins $13M For Dinsmore's Fraud During Merger
• El Paso Can't Kick Derivative Suit Over $810M Natural Gas Deal
• Dodd-Frank May Survive Romney, But Not In One Piece
• NY White Collar Panel Aims To Wipe Out Enforcement Hurdles
• Flagstar Docs Back Up Borrower's Job Claim In $1B MBS Suit
• Merge Attys' Fees Not Covered By Policy, Insurer Tells 7th Circ.
• Harbinger Fires Back At Suit Over $3B LightSquared Deal
• Ex-Deloitte Partner Gets 21 Months For Insider Trading
• SEC Still Pushing For Less Ratings Reliance
• Ex-AT&T Worker Gets 1-Year Sentence For Insider Tipping
• Ancestry.com Hit With Shareholder Suit Over $1.6B Buyout
• How They Won It: Labaton's Hustle Shakes Up $21B El Paso Buy
• Van Gilder Insurance's Ex-CEO Indicted For Insider Trading
• Stock Price Gain — Not Necessarily Plaintiff's Loss
• PE Firms' $1.6B Argentina Bond Win Backed By 2nd Circ.
• Citi To Pay $2M Over Analyst's Facebook IPO Disclosures
• Convicted Ex-Duane Reade CEO Asks 2nd Circ. For Retrial
• Madoff Brother Gets Sentencing Date Pushed Back
• NY Appeals Court Revives Suit Over $900M Superior Buyout
• BofA Employees Could Be Pulled Into $1B Mortgage Fraud Suit
• Ex-Galleon Trader Gets Probation After Aiding Feds
• Flagstar's Experts Blast Assured Witness In $1B MBS Suit
• Rushed Volcker Rule Could Mean Compliance Chaos, Attys Say
• St. Jude Investors Win Class Cert. In Stock Fraud Suit
• 9th Circ. Affirms Ex-NBA Star's $1.5M Morgan Keegan Award
• GenOn Settles Investor Suits Over $1.7B NRG Merger
• Hoge Fenton Seeks Sanctions Over Malpractice Suit Removal
• TARP Watchdog Wants Fed, Treasury To Ditch Libor
• RIM Investor Fraud Suit Hinges On Tablet Statements
• Rajaratnam Attacks Wiretap, Conviction At 2nd Circ.
• Former J.Crew Exec Settles SEC Insider Trading Suit
• Risk Management From The Board's Perspective
• Banks Drop Countrywide Suits Over More than $2B In RMBS
• PE Firm Wants Out Of Class Deal To Sue Celera Over Buyout
• Hedge Fund Seeks $78M From Citigroup Over CDO Losses
• Wal-Mart Taps Compliance Pro Amid Mexico Bribery Probe
• Gupta Case Shows Sentencing Guidelines Losing Favor In NY
• $1B BofA Mortgage Suit May Usher Broad Crackdown On Banks
• Gupta Gets 2 Years For Insider Trading
• New Commercial Litigation Firm Godwin Tauler Opens In LA
• Oilsands Investors Go After Execs In $136M Overvaluation Suit
• Protecting The Bottom Line From FINRA Investigation Costs
• EU Backs 10-Country Financial Transaction Tax
• RBS Pays $42M To End Subprime Mortgage Abuse Probe
• Rogue SocGen Trader's Prison Sentence Upheld In Paris
• Feds Sue BofA Over Alleged $1B Mortgage Fraud
• 4 Notable Aspects Of Tyco's FCPA Settlements
• Amerigroup Investors OK Contested $5B Wellpoint Merger
• Investment Advisers See Rise In State Enforcement, Jail Time
• 5th Circ. Revives $9M Morgan Keegan Investor Award
• Northwest Pipe Settles Accounting Fraud Case For $12.5M
• Political Groups Must Return $1.6M From Stanford: 5th Circ.
• Mintz Levin Picks Up Ex-Chadbourne Fund Practice Head
• International Paper To Pay $80M To End GFG Trustee's Suit
• Alleged Dell Inc. Inside Traders Head To Trial
• $7B Wells Fargo ARS Suit Is Fatally Flawed, Judge Says
• Insurance Exec Gets 60 Years For $485M Life Settlement Fraud
• Credit Suisse Banker's 5-Year Sentence For ARS Fraud Upheld
• CFTC Floats New Safeguards For Futures, Derivatives Funds
• CFTC Chairman Backs Appeal Of Position Limits Ruling
• Mass. Court Shows Little Patience For Exchange Act Claim
• SEC's Schapiro Continues Push For CFTC Merger
• Viacom Directors Look To Toss $37M Exec Pay Suit
• Bid To Trim Investor Class In Wells Fargo Suit Fails
• In Search Of A (Steve) Jobs Bill
• 'Foreign Official' Under FCPA: Regal May Be Legal
• SEC Adopts Dodd-Frank Risk Guidelines For Clearing Agencies
• Fannie Mae Can't Kick Workers' Suit Over Dwindled Stock Plans
• Gupta Fights Goldman's Bid For $6.8M In Restitution
• US Assails Injunction On Online STOCK Act Disclosures
• Judge In $1B MBS Contract Row Presses Flagstar Exec On Loans
• Rep. Says JPMorgan Shouldn't Pay For Bear Stearns MBS Fraud
• Wells Fargo Can't Nix Bondholder Suit Over Lender's Default
• Biz Groups Target SEC's Conflict Minerals Rule In DC Circ.
• FDIC Wants $900M Suit Over Guaranty MBS In State Court
• SEC Case Still Too Late, Ex-Microtune Execs Tell 5th Circ.
• Risk Rules Pin 'Scarlet Letter' On Mortgages, Bank Groups Say
• Corzine Sees No Fraud In 'Confident' MF Global Statements
• Cuban Wants SEC's Expert Witness Out Of Insider Trading Case
• Legal Industry Trends: Lawyer Salaries And Job Growth
• Linchpins Of A Successful Special Committee
• New UK Finance Regulator Won't Bring Back 'Light Touch' Era
• FINRA Fines David Lerner Associates $14M Over REIT, Bonds
• Congressional Committees: The New FCPA Sheriff In Town
• Kid Brands Dodges Securities Suit Over Import Duties
• State Street Slammed With ERISA Suit Over Forex Rates
• Goldman Can't Escape Hedge Fund's $1B Suit Over CDO Sales
• Powerful House, Senate Panels Set For Election Year Shake-Up
• Stanley B&D Sues InfoLogix Brass Over $4.3M Merger Fees
• Hedge Fund Creditors Criticize AMR For Lack Of Transparency
• Funds' Early Bond Call-Up Didn't Break Antitrust Law: 11th Circ.
• SEC Counts 1,500 Fund Advisers Registered Under Dodd-Frank
• Attys See Gupta Making Headlines, But Raj Making History
• Shaw Investor Challenges $2B Sale To Chicago Bridge
• Union Drilling Shareholder Sues To Block $242M Deal
• SEC Sues Kids Clothing Co. Ex-Prez Over $18M Rebate Fraud
• AIG Urges 2nd Circ. To Remand $10B BofA RMBS Suit
• Flagging WebMD Extends Poison Pill For 2 More Years
• Behind The Scenes Of The SEC-Citigroup Settlement Drama
• Twins Indicted In Alleged $7.2M Commodities Fraud
• Investors Sue Developer Over Botched $101M NYC Project
• EU Set To Finish Single Bank Regulator Blueprint In 2012
• India Scrutinizes Wal-Mart Deal With Local Retailer
• A View From Inside The Litigation Finance Market
• Investment Manager Cops To $5M Fraud Scheme
• Mediware Investor Sues Over $195M Thoma Bravo Tie-Up
• US Requests Leniency For Cooperative Galleon Trader
• SEC Warns Attys Over Repping Multiple Clients In Fraud Probes
• Film Co. Dodges Producer's Fraud Claims
• 3 Former GE Finance Execs Sentenced To 3-Plus Years
• Barclays Investors Ask 2nd Circ. To Revive MBS Suit
• Shareholders Sue Fidelity Execs Over $71M Sale
• Google Stock Plummets After Premature Earnings Release
• SEC Commissioner Says Current Caps On Fines Are Too Low
• European Officials Wary Of Proposed US Rules On Int'l Swaps
• Chinese Firm Pays $14M To Settle Nexen Insider Trading Suit
• Judge Won't Hear Philly Stock Exchange Fine Dispute
• Where Risk Management Meets Director Responsibility
• Locke Lord Adds Ex-SEC Counsel With FCPA Expertise
• Serious Fraud Office's Serious Approach To Bribery Act
• Waste Management Pays $1M To Settle Workers' ERISA Suit
• SEC Taps 12-Year Veteran To Lead NY Office
• Gene Sequencer's Investors Say $118M Deal Chilled Other Offers
• Sealy Board, KKR Again Sued Over $1.3B Tempur-Pedic Deal
• Pa. Passes Bill To Create Mine Reclamation Fund
• Investment Firm Reaped $10M From Inflated Assets, SEC Says
• 2nd Circ. Backs Execs' Right To Pierce Veil And Indemnify Co.
• Spending For Securities Counsel Will Grow In 2013, GCs Say
• Send Gupta To Rwanda, Not Jail, Defense Says
• SEC's Pricey Swaps Rule Sets Up Wall Street Showdown
• Wal-Mart Hires Schlumberger GC To Lead Int'l Compliance
• Lloyds Dodges Investor Suit Over HBOS Acquisition
• Greenberg Traurig Beats Defense Exec's $10M Malpractice Suit
• Insurer Claims Standing To Sue In $40M Investment Loss Row
• UK To Adopt Jail Penalty For Libor Schemes, Other Reforms
• Preparing For 2013 Proxy Season: Insights From 2012
• SEC Floats Dodd-Frank Capital Rules For $650T Swaps Market
• SEC Opens Inquiry Into Bankrupt Calif. City
• Ex-Fannie Mae CFO Out Of MDL Over $6.3B Accounting Error
• CFTC Official Calls For Clampdown On Speculators, Cheetahs
• Credit Suisse Ruling Arms Banks In Battle Over MBS Policies
• Say-On-Pay Gets A Lift As Citigroup CEO Steps Down
• Brokerage Asks Court To Nix Counterclaims In Data-Theft Suit
• US Seeks Prison For 3 In GE Muni Bond Bid-Rigging Case
• Icahn Can't Ditch Suits Over Federal-Mogul Investment Pacts
• Cooley Nabs IP Pro To Oversee Financial Litigation
• 3 USA Retirement Employees Charged In $28M Ponzi Scheme
• $550M American Greetings Go-Private Bid Spurs Investor Suit
• Stuy Town Tenants Seek Bondholder Help In Speeding Sale
• FHFA Denied Quick Discovery Of ResCap Docs In MBS Row
• How To Prepare For A Verus-Initiated Audit
• Citi Chief Pandit Steps Down Amid Long-Term Bank Struggles
• Barney Frank Raps Critics Over Too-Big-To-Fail Bank Claims
• Calif. Investors' Lehman Collapse Suit Moves Forward
• AIG Unit Annuities Suit Was Timely, Plaintiffs Tell 5th Circ.
• Patriarch Broke CDO Deal, MBIA Says As Trial Starts
• Ramtron Investor Challenges $110M Cypress Buyout
• TierOne Execs To Pay $4.5M To End ERISA Action
• Flagstar Atty Grills Witness On Loan Review In $1B MBS Trial
• Hooters Affiliate Lied About $10M Pre-IPO Audit, Suit Claims
• BofA, Others Face Suit Over Libor-Tied Mortgage Plot
• SEC Seeks Docs From Basic Energy In Possible Securities Probe
• Feds Vow To Help Community Banks Meet Capital Regs
• Morgan Pays $68M To End Shareholder Suits Over MBS Funds
• Lockheed Execs Dodge Derivative Suit Over Info Systems Biz
• ACLU Says Morgan Stanley Pushed Risky Mortgages On Blacks
• Issues Supreme Court Will Consider In SEC V. Gabelli
• High Court Won't Hear Citi, McGraw-Hill ERISA Suits
• Annan, Gates Among 200 Seeking Leniency For Gupta
• Quest Rips Attys' $2.8M Fee Bid In Shareholders' Buyout Suit
• Merrill Investor Pushes 2nd Circ. To Reopen BofA Suit
• $415M For Merkin Deal Is Not Madoff Estate Property: NY AG
• Witness In $1B MBS Trial Calls Flagstar Underwriting Spotty
• Deutsche Drops BofA, Others From Tribune LBO MDL
• Prosecutors To Probe Hermes' LVMH Insider Trading Claims
• CFTC Grants Delay For CME-Traded Energy Swaps
• Amended Chevron Forum Bylaw Still Invalid, Investors Say
• Judge Blocks More Discovery In $8.5B BofA Deal For Now
• Mason Gets Go-Ahead To Hold Telus Investor Summit
• Judge Won't Toss $42M Madoff Feeder Clawback Suit
• Questcor Execs Hid Athcor Woes To Pad Price, Suit Says
• Dechert, Others Can't Weigh In On K&L Gates Malpractice Case
• Filing Pointers From CFTC's Whistleblower Office
• 3M, Ceradyne Hit With Investor Suit Over $860M Merger
• UK Ring-Fencing Proposal Could Allow Derivative Sales
• MetroPCS Shareholder Sues To Block T-Mobile Merger
• Akin Gump Lands Corporate Aces From Haynes And Boone
• Titanium Metals Settles Investor Suit Over Insider Deals
• Flagstar Atty's Questions Clipped From $1B MBS Trial
• Sprint Shareholders Lose Bid For KPMG Docs In Merger Suit
• Ariz. Town Can't Shake $35M Bond Suit Led By Allstate
• Fed Gov.'s Plan To Cap Bank Size Lends Weight To Reform Push
• MGRA Can't Duck SEC Suit Over Alleged Detroit Mayor Bribes
• Refco Fraud Fooled Investigators, Ex-Mayer Brown Atty Says
• Steve Wynn Can't Escape Macau Casino Deal Bribery Suit
• Nationwide Enters $26M Settlement Over Harleysville Merger
• Dodd-Frank Foes View SEC Strife As Courtroom Ammo
• SEC Loses Bid For More Penalties In Conrad Black Case
• Peregrine Forex, Metals Clients To Sue Over Funds, Atty Says
• MF Global Inc. Trustee Earns Nod To Process 7,000 Claims
• Goldman's Tourre Heads To Trial Next Summer In MBS Suit
• Dodd-Frank Retaliation: What's Protected Activity?
• CFTC Playing Politics With Dodd-Frank, House GOP Says
• CVR Investors Add Derivative Claims To Ongoing Icahn Battle
• Securities Fraudster Gets 23 Years For $14M Scheme
• Ex-Mayer Brown Partner Faces Retrial In $1B Refco Fraud
• UK Bribery Act Guidance Sheds Little Light On FCPA
• Ex-Fannie Mae CEO's Fraud Trial Gets 2015 Start Date
• SEC Sued Over Dodd-Frank Disclosure Rule
• NY High Court Mulls Ramifications Of $650M Hezbollah Suit
• $130M Settlement Order Bars Malpractice Suit, 2nd Circ. Says
• Pa. Bank Sues CNA Unit Over Coverage Denial For CEO Probe
• SEC's $180M Disgorgement Bid For Ex-Sunwest CEO Fails
• Morgan Keegan Blasts $1.5M FINRA Award To Ex-NBA Star
• NJ High Court To Hear Investors' Fraud Arbitration Challenge
• Ark. Watchdog Tells SEC To Retool Investment Ads Rule
• No Coverage Owed In Tax Co.'s Lancer Fraud Deal: Interstate
• Trial On ResCap's $9B RMBS Deal Pushed To January
• JPMorgan On Hook For $18M Over Trust Fund Losses
• What's At Stake In The Rajaratnam Appeal
• Peregrine CEO To Stay Jailed Before $100M Fraud Sentencing
• Fund Bosses Lied To Investors In Lehman Fallout, Jury Told
• UK Fraud Office Hardens Stance On Self-Reporting Rules
• Ex-McGuireWoods Atty Can't Cut 3-Year Fraud Sentence
• Revlon To Pay $9.2M To End Investor Suit Over Tender Offer
• Merck Ordered To Turn Over Docs In Vioxx MDL
• 11 EU Countries Sign On For Financial Transaction Tax
• Syncora Sues JPMorgan, Others Over Soured MBS Deal
• El Paso Escapes Partners' Suit Over $21B Kinder Morgan Deal
• US Hits Wells Fargo With FHA Mortgage Insurance Fraud Claims
• Final Stress Test Rules Ease Demands On Smaller Banks
• No Jail For Ex-NY Pension Fund Exec In Corruption Scandal
• Alcoa Settles Alba's $1B Racketeering Suit For $85M
• Martin Midstream Parent Sues Insurers For D&O Coverage
• High Court Wants SG's View On SOX's Whistleblower Provisions
• Pfizer Inks $164M Settlement In Celebrex Securities Suit
• Castlerock Sues Insurer For D&O Coverage In IPO Debacle
• Advice For Controlling Stockholder In 3rd-Party Merger
• Much-Needed Clarification Of Immunities Under FSIA
• Goldman Pays $6.75M To End Trade-Mismarking Claims
• Former SEC IG May Have Had Conflicts Of Interest, Report Says
• Morgan Stanley Can't Dodge Investors' Claims Over $9B SIV
• GOP Urges Geithner To Clarify Looming Dodd-Frank Rules
• Little Slack For FCPA Self-Reporters Shows Need For Guidance
• CFTC Quiets Critics With Record-Breaking Enforcement Year
• 4Kids Ch. 11 Plan Eyes Full Payout For Unsecured Creditors
• Phone Recordings Admissible In Ex-UBS Execs' Trial: Judge
• Investors Can't Access Lennar Docs For FLSA Probe
• Lehman Reaches Blockbuster $38B Deal With European Unit
• Conoco's $205M MF Global Row Moved From Bankruptcy Court
• Countrywide Says FDIC's $250M MBS Suit Is Untimely
• What The Supreme Court's Amgen Decision Will Mean
• Transocean Can't Duck Merger Suit Over Safety Record
• MDL Panel Merges Facebook IPO Cases In New York
• BJ's Says Investor Claims Over $3B Buyout Fall Short
• DOJ, Schneiderman Target Credit Suisse Over MBS: Report
• Sunoco Shareholders Approve $5.3B ETP Merger
• FHFA Unveils Ideas For New Mortgage Infrastructure
• ING, Others Beat Out Investor's $15M Madoff Loss Suit
• 2nd Circ. Tells Court To Hear Bankruptcy Appeal In Dante Case
• DOJ Flip-Flop On 'Foreign Official' Baffles FCPA Attys
• Lehman Units End $6B Row With $550M Allowed Claims
• Will Dodd-Frank End Up In Supreme Court?
• In 5th Circ., Time Is Not On SEC's Side
• Kraft Stock Trades Canceled After Market Glitch
• Vitro Squares Off With Bankruptcy Plan Objectors In 5th Circ.
• Obama, Romney Clash Over Tax Plans, Deficit In 1st Debate
• Peregrine CEO's Guilty Plea Accepted By Judge
• SEC Accuses 2 Hedge Funds Of Ripping Off Investors
• FDIC Asks DC Circ. To Kill MBIA's IndyMac Suit Revival Bid
• Rothstein Pal Gets 4 Years For Role In $1.2B Fraud
• UK Hits Same Snags As SEC With Reverse-Merger Rules
• Docs In BofA, Insurer's MBS Suit Must Go Public, Judge Says
• SEC Nets Settlement In 'Dark Pool' Trade Disclosure Case
• Dechert Lands Financial Services Partner In San Francisco
• Amerigroup Ends $5B Wellpoint Deal Suit By Delaying Vote
• Scope Of Dodd-Frank Whistleblower Protection Is Expanding
• Bad Loans Backed $277M Mortgage Notes Sale, Insurer Says
• Latham & Watkins Released From Adelphia Securities MDL
• FGIC Claims Putnam Misrepresented Failed $900M CDO
• Ex-Madoff Employees' Not-Guilty Pleas Set Up Fall 2013 Trial
• Ruden McClosky Client Wins $5M Verdict In Malpractice Case
• Lehman Derivatives Legal Chief Joins Jones Day
• JPMorgan Fraud Suit Raises Stakes For Top NY Prosecutor
• Fund Manager To Explain US' Role In Lehman Finances At Trial
• Sealy Board Faces Investor Suit Over $1.3B Tempur-Pedic Deal
• Okada Loses Bid To Regain Control Of Wynn Shares
• Arthur Andersen To Pay $38M Extra As Part Of WorldCom Deal
• Fund Exec In Facebook Fraud Jailed After Guilty Plea
• European Panel Wants Trading Split From Bank Deposits
• FCPA Attys Leery As DOJ Drags Feet On Guidance
• NY's Martin Act May Be Key To Federal MBS Crackdown
• Bank Says Wachovia Misstated Value Of $1.5B RE-Backed CDO
• Citibank Due $268M From Morgan Stanley Over CDS: 2nd Circ.
• FDIC Must Pursue Countrywide MBS Claims In MDL
• Morgan Stanley Unit Hit With $110M Suit Over RMBS
• Playboy, Hefner To Spend $5.25M To Settle Investors' Suit
• JPMorgan Execs At Fault For $5.8B Trading Loss, Suit Says
• Equity Pros Back SEC 'Kill Switch' For Trading Glitches
• Case Study: In Re AIG Securities Litigation
• Tech Co. Director 'Disloyal' For Tipping Investor, Judge Says
• Ex-Madoff Employees Hit With New Fraud, Tax Charges
• NY Attorney General Targets JPMorgan Over RMBS Losses
• Parlux Shareholder Awarded Fees In Perfumania Merger Row
• Ex-IndyMac CEO Settles Final Securities Claim With SEC
• 2nd Circ. Won't Let UBS Stay FHFA's $6B Suit Over RMBS
• Ex-Deutsche Exec Charged By UK In Insider Trading Case
• Facebook Fraud Fund Manager Expected To Plead Guilty
• CFTC's Position Limits Rule Dead On Appeal, Experts Say
• WaMu Bondholders' Suit Over 'Fire Sale' To JPMorgan Pared
• Endurance Has Duty To Defend WFP Investor Suit, Judge Rules
• UBS Can't Shake Investor Group's MBS Suit
• Basel Committee Calls EU Capital Rules Too Loose
• BofA Wants $1.75B Countrywide Loan Trust Suit Scrapped
• High Court Refuses Aon Investor Suit Over Delayed Fraud Notice
• Supreme Court Seeks SG's Input On Stanford SLUSA Cases
• Hobgoblins Return To Haunt Bankruptcy Claims Traders