Securities Archive » June, 2014

Securities - June, 2014

500 articles

• BNY Mellon Hit With RMBS Suit Over Loan Docs
• Fla. Woos Do-Gooders With New Benefit Corporation Law
• 11th Circ. Affirms Ex-Stiefel Worker's $1.5M Award
• 2nd Circ. Backs Deutsche Bank In Fight With Homeowners
• Goldman Can't Appeal Class Cert. In $2.4B Toxic Asset Suit
• Argentina Euro Bondholders Seek Exemption From US Courts
• SEC Gets $7M Damages, Partial Ban Against Nevada Lawyer
• Feds Want Ex-Jefferies MBS Trader Jailed Nine Years
• Insurer Sheds Policy For Law Firm Tied To Ponzi Scheme
• High Court Rejects Appeal On Stanford Receiver's Powers
• Judge Nixes 'Squawk Box' Assistant's Sentence After 4 Years
• McElroy Deutsch Dodges Sanctions In RE Investment Dispute
• BNP Pleads Guilty In $9B Deal Over Sanctions Violations
• SEC Nearly Doubles Administrative Law Office Staff
• Spanish Broadcasting Can't Unseat Investors' Contract Claim
• Allergan Says Valeant Valuation Of New Eye Drug Falls Short
• High Court Sends Amgen Stock-Drop Suit Back To 9th Circ.
• SEC Suspends KPMG Auditors After TierOne Bank's Failure
• KKR's Gardner Denver To Pay $29M In Shareholder Suit
• Halliburton Discovery Row Paused To Revisit Class Cert.
• Delaware Rundown: What You Missed In Q2
• Justices To Weigh Quick Appeal Rights In Libor Case
• SEC Gets Subpoena In Steve Cohen Divorce Suit
• High Court Rejects Madoff Trustee's Bid To Sue Big Banks
• High Court Snubs Ex-AIG CEO's Suit Over $100B Bailout
• How Not To Become A Shareholder Activist Target
• HP Nears Settlement In Suits Over $11B Autonomy Merger
• BlackRock May Face SEC Suit Over Energy Trader Conflict
• FINRA Arbitration Plan Stirs Concerns On Enforcement Agenda
• Ex-SAC Trader Martoma Should Get Over 8 Years: Prosecutors
• BNP Paribas To Pay $8.9B To Settle Sanctions Violations
• Brokerage Owner Gets 10 Years For $25M Metals Scam
• Barclays Hires WilmerHale In NY AG's Dark Pool Fraud Case
• Ex-Dewey Worker Says DA Plays 'Fast and Loose' With Facts
• Raj Tipper Says He Didn't Tell Brother Of Personal Gain
• SEC Tells Mutual Funds To Dumb Down Prospectus Filings
• Carlyle Closes CLO Funds Totaling $1.17B
• Investment Manager Can't Duck CFTC Suit Over $20M Scheme
• CFTC Extends Comment Period For Position Limits Rule
• Top NY Court Will Hear $330M Deutsche Bank MBS Suit
• SEC Loses First COO For Enforcement, Chief Counsel
• LBI Trustee Seeks Approval Of $3B Unsecured Creditors Fund
• Dems Float Bill To Curb Oil Speculation
• Ex-Rothstein CEO Gets 2.5 Years For Campaign Scheme
• GAO Scolds Commerce Dept. Over Conflict Mineral Reporting
• Argentina's $539M Bond Payment Voided By Judge
• Allergan, Pershing Settle Suit Over Poison Pill
• BlackRock Says Investors' Improper Fee Claims Are Meritless
• Bob Evans Rejects Sandell's Bid To Name Four Directors
• SAC Capital To Dissolve Adviser Business In SEC Settlement
• 4 Things Every Law Firm Should Do Upon A Cyberbreach
• Autoliv To Pay $22.5M To Settle Shareholder Class Action
• 11 Compliance Lessons Learned In Lagos, Nigeria
• Key Complexities In High-Frequency Trading Litigation
• Benefuel Says No Fee For Failed $20M Biodiesel Fundraising
• Barclays Dark Pool Suit Paves Way For Coming Crackdown
• SEC Gets Final Win In JOBS Act Fraud Case
• Deals Rumor Mill: Hart, TreeHouse, Manitowoc
• Big Investors Gain Edge As SEC Ramps Up PE Fee Scrutiny
• Paul Weiss Nabs Bharara's Criminal Chief Reisner
• NY High Court Revives Norex's $1B Siberian Oil Field Suit
• Greenberg Traurig Nabs Ex-Holland & Knight Securities Atty
• VIDEO: A Defense Take On Halliburton V. Erica P. John
• Informant Tells Raj Brother Jurors He Crossed 'Gray Line'
• Del. Judge Trims Unilife Investors' Claims Over Director Pay
• Mintz Levin Adds Kirkland Debt Financing Pro In NY
• Newest Valeant Ally Plays Up Investor Muscle In M&A Fights
• Eastman 'Corrupted' $100M Sterling Buy, Investor Says
• Top SEC Official Wants Quick Steps On HFT, Dark Pool Regs
• HP Escapes Shareholder Suit Targeting Former CEO
• 2nd Circ. Axes PWC, Citco's Appeal Of Madoff Deal
• High Court Environmental Ruling Could Clear Air For Banks
• Argentina Must Pay Debtholders Amid Deal Talks, Judge Says
• CORRECTION: Judge Won't Let Del. Court Rule On Chevron Bylaw
• LSE Puts Up $2.7B For Asset Manager Russell Investments
• 4th Circ. Decision May Expand SEC's List Of Defendants
• Tackling Standard Of Review For Compelled Corporate Speech
• Interpreting Key Provisions Of The Investment Advisers Act
• Skadden Partner Wins Confirmation To Del. High Court
• Bharara's Criminal Investigations Head To Step Down
• Halliburton To Stoke Spats Over 'Price Impact' Standard
• Supreme Court Creates New Framework For ESOP Claims
• VIDEO: A Plaintiffs Take On Halliburton V. Erica P. John
• Lessons From Luxembourg V. Genzyme
• J&J Wins Investor Suit Over Ex-CEO's $30M Salary
• BoyarMiller Sued Over Radio Host's Alleged Investment Scam
• Spitzer Can't Dodge Greenberg's Defamation Suit
• FHFA May Sue Insurers For Fannie, Freddie Overpayments
• Lawyers Weigh In On High Court's ERISA Ruling
• Tax Court Frees Trust From $3.9M Penalty
• Regions Hit With $51M Fine Over Poor Accounting Controls
• High Court's ERISA Shift Leaves Defense Bar Unshaken
• Rajaratnam Illegally Paid Fellow Inmates, Ex-Assistant Says
• SEC Clears Overseas Swaps Rules Amid Loophole Concerns
• FINRA Bars Adviser Who Defrauded Ex-NFL, NBA Players
• Ex-Brokers Charged With Insider Trading On $1.2B IBM Deal
• Fed Will Take Stress-Test Lessons To Routine Bank Exams
• Low Rates Drive Risky PIK Financing To Pre-Crisis Levels
• UK Accuses Ex-Schroders Trader Of Insider Dealing
• NY AG Sues Barclays Over Dark Pool Fraud
• TelexFree Investors Target Banks, Attys Over $300M Losses
• SEC To Test Increasing Tick Size For Small-Cap Stocks
• Insider Cases Force Hedge Funds To Button Up
• UN Agency Blasts US Justices' Rulings In Argentina Bond Row
• CorpBanca Wants Activist's Suit Over $3.7B Merger Axed
• Travelers Unit Escapes Coverage Of Madoff Suits In NY Court
• Valeant Takes Another Step Toward $53B Allergan Deal
• Judge Scolds US Atty Over Witness Testimony In Raj Bro Trial
• 2nd Circ. Backs Merrill In Dismissal Of ARS Fraud Suit
• High Court Nixes Stock-Drop Presumption Of Prudence
• SEC Sues Illinois City, Comptroller Over Alleged Bond Fraud
• Gold Co. Says Proxy War Based On Misleading SEC Filings
• Goodwin Procter Adds Capital Markets Expert To NY Office
• Minority Owners Weaker But Not Powerless After Texas Ruling
• 2nd Circ. Urged To Revive Green Mountain Securities Suit
• Rural/Metro Investors Want RBC To Cough Up Full Damages
• Hertz Seeks Dismissal Of 'Flawed' Shareholder Class Action
• Post-Halliburton Costs May Drive Shift In D&O Coverage
• Ex-Rothstein CEO Asks Court To Spare Him Jail Time
• Jones Day Snags Cadwalader Securities Vet In NY
• Feds Unleash Wiretap Barrage In Raj Brother's Trial
• Hedge Funds Blast Argentina's Bid For Stay In $1.5B Debt Row
• Edwards Exploration Accused Of Running $12M Ponzi Scheme
• Arnstein & Lehr Nabs M&A, Securities Pro In Chicago
• Ex-Credit Suisse Exec Dodges Prison In $100M MBS Scam
• Fed Extends Capital Plan Deadline For 4 Big Banks
• 5 Tips For Defeating A Class Cert. Bid
• CFTC Reauthorization Bill OK'd Over White House Opposition
• Ex-Madoff Accountant Cops To Falsifying Clients' Books
• Asset Manager SIFI Designation — SEC To The Rescue?
• Alabama Is No Sweet Home For Vacating Arbitration Awards
• CFTC Appoints Longtime Staffer For Chief Counsel Role
• FINRA Pulls Proposed Rule On Broker Recruitment Disclosure
• Goldman Can't Escape Class Action Over $1B Abacus Losses
• Halliburton Deflates Hopes For 'Basic' Reform
• ValueVision Replaces CEO, Shuffles Board Amid Proxy Fight
• Investors Can Add Eurodollar Claims To Libor Rigging Suit
• In Halliburton, SCOTUS Largely Preserves Status Quo
• Asset Firms Face Flood Of Regulations, Industry Exec Warns
• MBIA Says Credit Suisse Withheld 'Key' Docs In MBS Suit
• Baker Botts Young Gun Wins Over Liberals In High Court Debut
• Life After Halliburton: What's Next For Securities Actions?
• High Court Sends Securities Class Actions Back To Basic(s)
• Unanimous Halliburton Decision Belies Dogmatic Discord
• JPMorgan Brass Hit With Another Derivative Suit Over RMBS
• Weston Capital Settles SEC Claims Over $17M Investor Fraud
• Lawyers Weigh In On High Court's Halliburton Ruling
• Delayed Fee-Shifting Vote Means Tougher Fight To Come
• Argentina Wants Breather On Bond Orders To Start Deal Talks
• Squire Patton Boggs Nabs 2 Asia-Focused Corporate Partners
• House Panel Gets Extension In SEC Suit Seeking Docs
• Ex-Hedge Fund Manager Balboa Gets 4 Years For $80M Scam
• Allergan Rejects Hostile $53B Bid From Valeant, Ackman
• The Dilemma Of Liability Under China's State Secret Laws
• High Court Raises Bar For Securities Class Actions
• DOJ Closes Smith & Wesson FCPA Investigation
• House Panel Must Appear In Court After SEC Sues Congress
• Abu Dhabi Takes $7.5B Citigroup Deal Dispute To High Court
• Royal Park Targets Deutsche Bank Over $3.1B RMBS Loss
• Astoria Stockholder Denied Atty Fees For Presuit Probe
• RBC Can't Force Testimony In Wash Trading Suit, CFTC Says
• SEC Hits Philly PE Firm With 1st Pay-To-Play Action
• SEC Says 'Big Short' Money Manager, Firm Should Pay $16.5M
• 3rd Circ. Kills Cobalis Suit Over Hedge Fund Scheme
• 5 Ways To Contain The Chaos Of Mass Torts And MDLs
• Chancery Nixes Investors Claims Over $895M El Paso Deal
• Fla. Atty To Pay $3.8M To Resolve SEC Investment Fraud Case
• Brazilian Judge Clears Lupatech's $300M Bankruptcy Plan
• Mexico Seeks To Arrest 3 Banamex Workers In $400M Probe
• Judge Won't Strike Agent's Testimony In $169M Fraud Suit
• First Citizens Sued Over 'Only In NC' Forum Choice Bylaw
• Judge Bans Fla. Investment Manager From Securities Biz
• Dolan Co. Shareholders Can Revisit Split Of $3.2M Settlement
• Morgan Keegan Wins Back Arbitration Award In $7M ABS Row
• Houston Atty Faces $1M Malpractice Suit Over Blown Appeal
• 4 Ways To Prevent A Regulatory Filing Blunder
• AIG Unit On Hook For $5M Of NY Firm's Madoff Losses
• Proposed Bill Would Undermine CFTC, Obama Says
• SEC Head Unveils Plan To Better Bond Market Transparency
• Vision Financial Markets Barred From NFA Over Misconduct
• Sources In Raj Brother Case Broke Secrecy Pacts: Testimony
• Pastore & Dailey Snags Ex-NewOak General Counsel In NY
• Texas Justices Reject Minority Shareholder Oppression Claims
• SEC Has Little To Criticize About Mine Safety Disclosures
• Icahn Presses Family Dollar To Sell Itself Immediately
• Akin Gump, Ex-Execs Beat USAE Claims Of Fraud Conspiracy
• SEC Uses Anti-Retaliation Power To Protect Tips Pipeline
• Chancery Fast-Tracks Ackman Suit Over Allergan Poison Pill
• RBS To Pay $100M To Settle FHFA's MBS Loan Suit
• BofA Loses Bid To Dismiss $850M Fraud Case
• SEC Settlement With Ex-KGW Capital Exec Gets Initial Nod
• UK Agency Unveils New 'Enhanced Supervision' For All Firms
• Boston RE Execs Accused Of $9M Fraud On Investors
• Chinese Auto Firm, Director Settle SEC Claims For $4.5M
• Chancery Highlights MFW Limits In Sprint Buyout Suit
• Cadwalader Can't Slip $17M Malpractice Ruling In Six Flags Suit
• Elon Musk-Helmed Solar Co. Sued For Restated Financials
• 2nd Circ. Vacates Class Cert. In Suit Over Madoff Damages
• Lehman Brothers Cleared To Fully Refund Secured Creditors
• Judge Says Dividend Claims Against BP Belong In England
• FINRA Aims To Cut Industry Presence On Arbitration Panels
• MF Global Judge Keeps $20M J.C. Flowers Suit Alive
• Citigroup Beats Investor Claims That Libor Scheme Cost $96M
• 6 Mistakes Rookie Activists Make And How To Avoid Them
• A Primer On Calculating Liability Under Section 16(b)
• 2nd Circuit Boots BlackBerry Shareholder Suit
• Australia's David Jones Delays Vote On $2B Woolworths Buyout
• Female Powerbrokers Q&A: Williams Mullen's McCarroll
• Rakoff Reversal Reflects Pragmatic Approach To Settlements
• Smartphone Forensics: Tips From The E-Discovery Trenches
• BlackRock Sues Deutsche Bank, Others Over MBS Losses
• Argentina Ruling Doesn't Address Non-FSIA Discovery Limits
• SEC Signals Change In Equity Market Structure Regulation
• UK-Based LLP Partners Now Enjoy More Protections
• House Panel Subpoenaed In Insider Trading Probe: Report
• Puda Coal's Auditor Ducks Investor Suit Over Asset Transfer
• Judge Reluctantly OKs SAC's $600M 'No Admit, No Deny' Deal
• Wall Street Execs Urge SEC Tests On High-Frequency Trading
• Chancery Won't Halt $658M Bid For Chelsea Therapeutics
• Chancery Greenlights Suit Over Sprint's $3.6B Clearwire Deal
• JPMorgan's Claims Pared In Commonwealth CDO Row
• Exec Fights Appeal Bid Over Dodd-Frank Whistleblower Scope
• MF Global Trustee Says Most Customer Claims Are Complete
• NY Judge Slams Argentina's Efforts To Avoid Paying $1.4B
• Attys Ready To Pounce On SEC's Outdated Admin Rules
• Innospec Execs Convicted On Foreign Bribery Charges
• CME Throws Weight Behind CFTC Swap Data Rule
• US Says Raj Bro Sought 'Illegal Edge' As Tipping Trial Begins
• Fed Chair Won't Give Timeline For Wholesale Funding Rules
• Still No Fee-Shifting Vote In Del. As Session Winds Down
• Ex-Gen Re Atty Cleared To Practice Before SEC Again
• House Panel Wants $341M Cut For 'Inefficient' IRS In 2015
• SEC Names New Associate Director For Corporate Finance
• Billionaire Takes Stake In David Jones Ahead Of $2B Deal
• Female Powerbrokers Q&A: Bush Seyferth's Cheryl Bush
• Female Powerbrokers Q&A: Davis Wright's Kelli Sager
• Valeant Makes Good On Threat Of Hostile $53B Allergan Play
• Argentina Taking Steps To Circumvent $1.4B Bond Ruling
• Ex-Harbinger COO Inks Settlement With SEC In Fraud Case
• FedEx Tells Authorities Of Possible FCPA Violations In Kenya
• SEC Bars Atty Who Testified Against Wyly Brothers
• Pols Oppose Suit Over CFTC's Cross-Border Swaps Rule
• Merrill Must Face Trusts' RMBS Buyback Suit, Court Says
• SEC Sued For Blocking Application For New SRO
• NY Court Keeps Tribe Leadership Row Out Of $250M Bond Suit
• Broker Conflicts Probed At High Frequency Trading Hearing
• 2nd Circ. May Create Split On Dodd-Frank Whistleblower Shield
• Akin Gump Must Face $120M Libel Suits, Calif. Panel Told
• Ropers Majeski Dodges Malpractice Suit Over Securities Row
• CFTC Chair Taps Ex-Covington Atty, Hill Aides For Key Roles
• Behind The Scenes At Dewey, Docs Reveal Race Against Time
• Cheniere Investors Ask Chancery To Speed Exec Pay Suit
• Safeway Settlement Shines Light On Contingent Value Rights
• 9th Circ. Denies USAE Bid To Dismiss Securities Suits
• Wells Fargo Can't Say Docs Are Privileged In $164M IRS Row
• Ex-Investment Firm Prez Sanctioned For VP's Insider Trading
• SEC Administrative Case Rules Likely Out Of Date, GC Says
• Tellabs Dodges Shareholder Action Over Stock Drop
• Investors Target Advisory Firm Over 'Excessive' Fees
• Industry Group Seeks Tweaks To FINRA BrokerCheck Rule
• Wibbert Preserves LP Rights In $50M Raj, Gupta Fraud Row
• 2nd Circ. Puts Away Green Mountain Coffee Investor Suit
• Ex-Madoff Accountant To Plead Guilty, Prosecutor Says
• Heller Ruling May Be Knockout Punch Against Jewel Claims
• Day Pitney Adds Former UN Fraud Investigator In New York
• Oracle To Pay $15M In Attys' Fees To End Investor Row
• Valeant To Officially Launch Hostile $53B Allergan Play
• Dewey Brass Says Judge Misread Law In $35M Note Fraud Suit
• 2nd Circ. Upholds SEC's $13.9M Judgment Against Gupta
• Still The Fastest Justice Anywhere
• A New Era Of Japanese Corporate Governance
• Female Powerbrokers Q&A: Proskauer's Monica Shilling
• Female Powerbrokers Q&A: Levine Sullivan's Gayle Sproul
• Morgan Stanley Escapes BNY Mellon's $81M Buyback Suit
• Argentina's Creditors Still Face Tough Battles In Bond Row
• Cleary, Argentina May Face Blowback If Country Defaults
• Petroceltic Gives Up Board Members To End $100M Share Row
• SEC Wants 'No Admit, No Deny' Pact With SAC Approved
• Expedia Pushes Del. Court To Ax Suit Over CEO Stock Award
• Diplomacy Given Short Shrift In Argentina Discovery Ruling
• Safeway Looks To Clear $9B Deal With Investor Settlement
• Hertz Facing Investor Class Action Over Inaccurate Filings
• Trading Venue IEX Hires Ex-SEC Director In Exchange Push
• E&Y Arbitration Win In HealthSouth Case Upheld In Ala. Court
• Hedge Funds Willing To Shoulder Risk As Appraisals Heat Up
• Del.'s Berger Says Chief Justice Snub Led To Resignation
• Dodd-Frank Shields Overseas Whistleblowers, 2nd Circ. Told
• SEC's The New Sheriff In Town On Cybersecurity
• Securities Law360 Is Now On Twitter
• Firms Balk At FINRA's Proposed BrokerCheck Hyperlink Rule
• Regulators Zero In On New Rules For Asset Managers
• Citing CTS Corp., Justices Remand RMBS Suit To 10th Circ.
• Gupta Attys Assail SEC's $14M Insider Trading Fine
• SEC Brings 1st-Ever Whistleblower Retaliation Case
• The Elusive Promise Of Curbing Investor Suits With Bylaws
• UK Agency Fines Credit Suisse For Overpromoting Investment
• FINRA Fines Merrill Lynch $8M, Orders $24M In Restitution
• Cooperators In Raj Case Likely To Testify Against Brother
• Female Powerbrokers Q&A: Nexsen Pruet's Marguerite Willis
• Female Powerbrokers Q&A: Steptoe & Johnson's Flanery
• High Court Rejects Rajaratnam's Insider Trading Appeal
• Supreme Court Denies Argentina's Appeal In $1.4B Bond Row
• High Court Allows Broad Discovery In Argentina Bond Fight
• Andrews Kurth Settles $51M Suit Over Client's Stanford Deal
• Detroit Inks Deals With Bondholders, Union In Bankruptcy Row
• Apollo, Credit Suisse, Deutsche Bank Sued Over Failed Merger
• Anadarko's $13M Deepwater Horizon Settlement OK'd For Now
• Dolan Co., Bayside Balk At Bid To Amend Ch. 11 Confirmation
• Ex-Dewey Client Manager Was Key To Fraud Scheme, DA Says
• Goldman Wins Toss of $450M Mortgage Investor Suit
• Rothstein Feeder Fund Lied To Get Coverage, Insurers Say
• Goldman Tries Again To Nix Investors' Abacus Dispute
• US Eyes Suit Against Citi If $4B Offer Not Raised: Reports
• Raj Casts Shadow Over Brother's Insider Trading Trial
• CFTC Rebuked For US Bank Discovery Delay In Peregrine Row
• SEC Delays Ruling On Stockbroker Complaint Expungements
• Lehman Sues Merrill Lynch Over $21M Swaps Transfers
• DLA Piper Welcomes Ex-Norton Rose Fulbright Securities Pro
• CorpBanca Blasts Activist Investor's Suit Over $3.7B Merger
• 4 Ways For Retailers To Avoid FCPA Entanglements
• Sen. Blasts SEC For Letting Banks Skirt Misconduct Penalties
• With Goldman, Bain Out, PE Players Pressured To Cut Deals
• Ex-Fund Manager Aims To Duck Prison In Insider Trading Case
• Retiring Del. Justice Jack Jacobs To Join Sidley Austin
• NY Port Authority Reveals SEC Probe Of Projects
• OCC Sets Out Volcker Rule Exam Procedures
• Ackman Brings Allergan To Court Over Poison Pill
• Female Powerbrokers Q&A: Sterne Kessler's Eldora Ellison
• Female Powerbrokers Q&A: Ogletree Deakins' Melissa Bailey
• Privacy Vs. Disclosure — The Regulation AB Debate
• SEC Commissioner Calls For Updated Broker Capital Rules
• $55M Amerindo Judgment Not Headed For A Quick Appeal
• Molycorp Shareholder Says PE Investors Exposed Co. To Risk
• Wyly, SEC Spar Over Penalty In $550M Fraud Case
• UK To Jack Up Market Abuse Sanctions Amid Libor Scandal
• Ponzi Schemer Stuck With 10-Year Sentence, 7th Circ. Says
• 3rd-Party Law Firm May Be Liable For Malpractice: NY Court
• Seyfarth Shaw Grabs Corporate Partner From Norton Rose
• Bain, Goldman Settlements A Cautionary Tale For PE Firms
• Fed Proposes Deadline Shift For Capital Plan Reports
• Refco Suit Over $8M Stake In Cantor Unit Gets Trimmed
• Hensarling Won't Seek House Majority Leader Role
• IRS Says Lehman Bankruptcy Plan Risks $400M Tax Claim
• SEC Settles With Atty Over Real Estate Offering Fraud
• First Swap Dealer Exams Expected To Probe Compliance Chiefs
• Judge Trims SEC's Fraud Suit Against Hedge Fund Manager
• Activist Adds Itau As Defendant In $3.7B Merger Suit
• Senate Appoints Vice Chair, Confirms 2 Other Fed Nominees
• Adopt Value Or Be Left In The Ash Heap Of History
• Top BNP Exec Retires As Sanctions Violation Penalty Looms
• Thompson Hine Nabs Ex-Goodwin Corporate Finance Pro
• Activist Bears Down On Campaign For Cliffs Board Control
• Female Powerbrokers Q&A: Gordon & Rees' Leslie Benitez
• Female Powerbrokers Q&A: Bryan Cave's Chris Cesare
• Insider Trading Trial Losses Could Hurt SEC Credibility
• Ex-Rothstein Partner Cops To Political, Bribery Conspiracy
• Bain, Goldman Sachs Agree To Pay $121M In Collusion Row
• Andrews Kurth Should Have Told Stanford No, Jurors Told
• 2nd Circ. Antitrust Ruling Dooms Forex Claims, BofA Says
• SAC's Steinberg Hit With SEC Administrative Proceeding
• SEC Gets Earful On Target-Date Fund Risk Disclosures
• SEC Could Bring More Insider Trading Cases In-House
• The Hidden Costs Of Spreadsheets In Risk Management
• D&O In An Age Of Individual Accountability: Part 3
• What Credit Suisse Plea Means For Cos. In The Crosshairs
• Qualcomm Dodges Suit Over Tax-Deferred Stock Bonuses
• SIPC Pushes For Review Of Madoff Clawback Claims Ruling
• 2nd Circ. Says Citi Investor Stuck In $590M Settlement
• Ex-Mich. Chief Regulatory Officer Rejoins Foley & Lardner
• Supreme Court Rejects Gupta's Plea To Delay Prison
• MIVA To Pay $2.4M To Settle Shareholder Fraud Suit
• EXCLUSIVE: Obus Says SEC Attys Are 'Bullies'
• New Energy Execs Escape Shareholder Derivative Action
• Radio Host Can't Halt SEC Case Over Allegedly Inflated Funds
• Foreign Company-Paid Stock Options Aren't Taxable, IRS Says
• Fed. Claims Against UBS Trimmed In RMBS Suit
• GoPro Looks To Raise Up To $427M In IPO
• High Court Frees JPMorgan From Madoff Trustee's Petition
• Female Powerbrokers Q&A: Gardere's Kim Yelkin
• Valeant Counters Allergan R&D Claims As Hostile Play Looms
• Female Powerbrokers Q&A: Proskauer's Margaret Dale
• Bingham Sanctions Case Exposes Dangers Of Privilege Tactics
• Regulators Turn Their Eyes Toward Dark Pools
• CMBS, Mezzanine Funds Flowing Fast In Hotel Sector
• SEC's Aguilar Pushes For More Detailed Breach Disclosures
• Del. Judge Reshuffling Won't Rock First State
• Miller Barondess' $430K Bond Request 'Outrageous': Judge
• Akamai Trading Evidence Barred From Raj Brother Trial
• 1st Circ. Affirms Dismissal of Abiomed Shareholder Suit
• Banks Back Bid Against Cert In Madoff Trustee Suit
• Maxam Investors Strike $2.9M Deal Over Madoff 'Feeder Fund'
• Audit Watchdog Adopts New Rules For Insider Deals
• UK Finalizes Post-Lehman, MF Global Client Asset Rule Fixes
• Morgan Stanley Can't Nix Fraud Claims Over $694M In RMBS
• NY Swap Contract Ruling Means Defenses Hinge On 'S-Word'
• Baker Botts Beats Convicted Ex-Client's Fee Forfeiture Suit
• Rabobank Trader Cops To Yen Libor Manipulation
• CFTC Seeks Toss Of DTCC Suit On Swaps-Data Reporting
• Euronext's Value May Hit $2.4B In IPO
• Gupta Asks Supreme Court To OK Delay Of 2-Year Sentence
• No Retrial For Atty Who Ran Stock Scheme With Ex-NFLer
• EU Says Broker ICAP May Have Helped Rig Yen Libor
• SEC Official Says PE Firm Disclosures Are Lacking
• Senate Advances Fed Nominees, Fischer For Vice Chair
• Ex-Andrews Kurth Client Targets RE Deal As $51M Trial Opens
• Del. Lawmakers Delay Vote On Fee-Shifting Ban Amid Flak
• CFTC Taps Zuckerman Spaeder Partner As Enforcement Chief
• No-Action Clause Can't Halt Suit Against Credit Swaps Co.
• Ex-NBA Union Adviser Gets 18 Mos. For Attempted $3M Fraud
• NYC Pension Funds Impose Wide Ban On Placement Agents
• Female Powerbrokers Q&A: Thacker Martinsek's Martinsek
• Female Powerbrokers Q&A: Rutan & Tucker's Kathy Jenson
• Valeant, Ackman To Go Hostile As Allergan Spurns $53B Bid
• Early Regulatory Authority On Virtual Currencies
• Supreme Court Won't Hear Appeal From WWII Bondholders
• Andrews Kurth Ex-Client Facing High Bar As $51M Trial Begins
• Senate Panel To Investigate High-Speed Trading Conflicts
• New CFTC Heads Face Lean Times, Steep Fights Ahead
• SEC Trial Team Faces Reckoning Amid Losses
• Credit Suisse Escapes Suit Over $340M Note Loss
• Omnicare Fires Opening Salvo Ahead Of Supreme Court Args
• Ackman Defends Gray Area Bid for Allergan
• NYSE Says Nasdaq Is Shielded From Facebook IPO Claims
• CalPERS, NY Comptroller Bid To Split Netflix Head Roles Fails
• Skadden Atty To Boost Litigation Prowess Of Del. High Court
• The Purpose Of Proposed Rule 37(e)
• Ex-SEC Chair Cox Wants To 'Bury' Global Accounting Standard
• Investors Want Emergency Injunction In $9B Safeway Deal
• Faruqi Says Ex-Atty's Sex Harassment Suit Has 'Distortions'
• Berger's Retirement Latest Shakeup For Del. Supreme Court
• ING Loses Bid To Move Fund Fee Fight To Arizona
• Ex-DBSI Prez Says Evidence For $169M Fraud 'Insufficient'
• Facebook Investor Suit Targets 'Excessive' Director Pay
• Family Dollar Adopts Poison Pill After Icahn Reveals Stake
• Female Powerbrokers: WhatleyKallas' Edith Kallas
• Female Powerbrokers Q&A: Michael Best's Kerryann Minton
• Why Private Equity Is A Hot Topic For The SEC
• Lerner Represents Welcome Trend In Derivative Litigation
• K-V Investors Can't Save Suit Over Pregnancy Drug
• MF Global Wants To Cap Claims By Corzine, Other Ex-Execs
• Del. Chancery Tosses Investor Suit Over $13M Bluefly Sale
• SEC's Enforcement Division Won't Wait For Market Reforms
• Chancery Greenlights Claims Over Activision's $8B Buyback
• Skadden's Valihura Tapped For Del. Supreme Court
• 3rd Circ. Buries Pfizer Investor Suit Over Alzheimer's Med
• Online Auto Co. Covisint Corp. Sued Over Misleading IPO
• Hedge Fund Execs Ordered To Pay $55M For Securities Fraud
• 'Onerous' $1.5B Aeroflex Deal Ignites Investor Suit
• DMS Sues Ex-Hedge Fund Exec To Head Off RICO Claims
• Bingham May Be Sanctioned For Hiding Docs: Mass. Court
• Raj Brother Wins Right To Use 'Innocence' Evidence
• SEC Loses 2nd Insider Trading Trial In 7 Days
• Wal-Mart Snubs Independent Chair Amid Foreign-Bribery Buzz
• Indian Regulator Eyes Credit Suisse In Insider Trading Case
• Madoff Trustee Seeks OK To Appeal Clawback Claims Ruling
• DOJ Sued For Details On Countrywide CEO Investigation
• Hertz Says It Must Revise Past 3 Years Of Financial Reports
• SEC Accuses Wedbush, Officials Of Market Access Violations
• NY 'Dark Pool' Operator To Pay $2M To Settle SEC Charges
• Female Powerbrokers Q&A: Husch Blackwell's Hanaway
• Female Powerbrokers Q&A: Waller's Katie Stenberg
• Private Employers And Whistleblowing Post-Lawson
• Beginning Of The End Of Picard's Madoff Miracle?
• Omnicare: The Other Securities Case To Be Worried About
• BofA Mortgage Probe Deal Rumored To Reach $12B
• Willkie Farr Tapped By Citigroup Board To Aid In $400M Probe
• Foreign Swap Dealers Get CFTC Rule Compliance Extension
• US, Aussie Regulators Strike Deal To Oversee Clearing Orgs
• Genzyme Escapes Investor Class Action Over Stock Plunge
• SEC Setting Unrealistic Agenda For Trading Reform
• 8th Circ. Revives Retaliation Suit Over Stock Buyback
• 5 Ways To Make Your DIP Hassle-Free
• Ex-ConvergEx Trader Charged With Fraud Over Markup Plot
• Electric Car Charging Cos. Feud Over NY Equity Deal
• What Rakoff Reversal Means For 'Neither Admit Nor Deny'
• SEC Head Plans Major Reforms For High-Frequency Traders
• NY Suspends Lawyer Who Wrote 'Go Ahead And Disbar Me'
• Ex-Refco Finance Chief Avoids Prison In $2.4B Fraud
• Roig Tutan Adds Trio Of Concepcion Martinez Attys In Miami
• Keys To Successful Legal Outsourcing
• Mexico Bribery Suit Lacks US Ties, Siemens Tells 2nd Circ.
• 7th Circ. Denies GSK's Appeal In Reed Smith Atty Suicide Case
• Putting The CFTC's 'Swap' Definition Into Context
• Obama Says He'll Stay Out Of BNP Paribas Settlement Talks
• Female Powerbrokers Q&A: Brown Rudnick's Louise Verrill
• Female Powerbrokers Q&A: Duval & Stachenfeld's Terri Adler
• Rakoff Likely To Seal Citigroup Deal After 2nd Circ. Rebuff
• Rakoff Jokes 2nd Circ. Thinks He's 'Full Of It'
• DuPont Hid Crop Gene Trait's Imminent Failure, Suit Says
• Rakoff Reversal Won't Defang Judicial Review Of SEC Deals
• Fla. Appeals Court Won't Transfer Ponzi Defamation Suit
• Nixed Rakoff Ruling Won't Foil SEC Plan To Make Cos. Fess Up
• Ex-DBSI Exec Can't Retrieve Assets Despite Dropped Charges
• Justices Urged To Mull Quick Appeal Question In Libor MDL
• Investor Sues To Halt Hillshire's $6.6B Pinnacle Foods Buy
• Lawyers Weigh In On 2nd Circ.'s SEC-Citigroup Ruling
• Anatomy Of A Merger War: Valeant, Ackman Vs. Allergan
• Expect Increasing Scrutiny Of High-Frequency Trading
• How Bitcoin Will Bring About A Legal Practice Revolution
• Condo-Hotel Developers Wary Despite Legal Blueprint