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FINRA Fines Merrill Lynch $8M, Orders $24M In Restitution

By Stephanie Russell-Kraft ( June 16, 2014, 12:24 PM EDT) -- The Financial Industry Regulatory Authority announced Monday that it has fined Merrill Lynch Pierce Fenner & Smith Inc. $8 million and ordered it to pay $24.4 million in restitution for failing to waive mutual fund sales charges for certain eligible charities and retirement accounts....

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