Securities Archive » September, 2015

Securities - September, 2015

500 articles

• Ponzi Schemer's Father Asks 2nd Circ. To Expand Recovery
• Kingate Defends Quick Appeal Bid In $825M Madoff Clawback
• Pension Fund Loses Bid To Punish Symbol For Missing Docs
• Board's Knowledge Key To 2nd Circ. 'London Whale' Appeal
• F-Squared Bankruptcy Probe Refused For IP Row
• Stanford's Latin America Exec Hit With New Ponzi Claims
• Golfers Can't Get Newman Mulligan In Insider Trading Case
• Sirona Dental Investor Challenges $5.5B Sale To Dentsply
• Web Ad Co. Tells 2nd Circ. Omnicare Can't Save IPO Suit
• Medtronic Escapes Investors' Claims Of Tainted Studies
• China's Focus Media, CEO Settle With SEC For $55.6M
• Dewey Jury Eyes Conspiracy As Deliberations Progress
• Madoff Bankruptcy Judge Wary Of Customers' Intervention Bid
• EU Rolls Out Rules Aimed At Healthy Securitization Market
• BofA Escapes Derivative Suit Over 'Hustle' Program
• Nixon Peabody, Mintz Levin Can't Escape Malpractice Row
• Deutsche Bank Pays CFTC $2.5M Over Swaps-Reporting
• SEC's Stein Fumes Over Slow Audit Trail Rollout
• SEC Fines High-Speed Trader $8M Over Order Rule Violations
• Synergetics Investor Takes Aim At Valeant Deal
• Former Siemens Exec Pleads Guilty To Argentine Bribery
• What Jarkesy Means For SEC Admin Court Challenges
• Young Conaway Calls Treasure Suit A Rehash Of Old Claims
• SEC Suspends Fla. Attorney For Investment Fraud Scheme
• OPINION: Paul Harvey, RIP
• Alleged Facebook IPO Fraudster Hit With $3M In Penalties
• U. Of Phoenix Says $13M Backdating Settlement Is Covered
• SEC Fines 22 Municipal Underwriters Over Bond Offerings
• China Imposes $4.5M In Fines In Illegal Trading Crackdown
• A New Model For Clean Energy: Community Solar Gardens
• The Problems With SEC's Cybersecurity Approach
• JPMorgan Investors Win Cert. In 'London Whale' Suit
• SEC Hits Mass. Investment Adviser With Fraud Suit
• 3rd Circ. Favors Goldman Sachs In Arbitration Challenge
• Dewey Jurors Voice Confusion Over Role At Trial
• UK Co. Says Price-Fixing MDL Has No Viable Claim Against It
• Dewey Jurors Stuck In Mud, But Judge Has Little Recourse
• Chancery 'Likely' To Grant Doc Access In Yahoo COO Pay Row
• Kaplan Takes Lead In Eletrobras Kickback Stock-Drop Actions
• Ex-TD Bank VP To Plead Guilty Over $1.2B Rothstein Scheme
• How The Indirect Holding System Affects Investor Suits
• Former NJ Fire Chief Must Pay $6.7 Million In Fraud Case
• CFTC To Pay 2nd-Ever Whistleblower Bounty
• MetLife SIFI Fight Draws Clashing Takes On Designation
• CFTC Cracks Down On Fla. Precious Metals Schemes
• Oil Driller Settles SEC Probe Over African Payments
• Banks, Class Fight Over Use Of Trial Testimony In Libor Suit
• Highland Wins Chance To Argue Barclays Docs Are Privileged
• UBS To Pay $33.5M Over Probes Of Puerto Rico Fund Sales
• DC Circ. Nixes Radio Host's Challenge To SEC In-House Court
• FINRA Adds New Dimension To Broker-Dealer Responsibility
• 3M Loses Bid For Coverage Of WG Trading Ponzi Losses
• Glancy Prongay, Rosen Firm Named To Lead Keurig Suit
• SEC Fines NM Bank $1.5M Over Fudged Loan Accounting
• Ex-Oil Exec Urges Halt To EB-5 Investor Fraud Suit
• Credit Suisse To Pay $4.25M Over Faulty Reports
• Puffed-Up SEC Stats Fail To Truly Grade Enforcement Efforts
• Iron Mountain Investor Sues To Stop $2.6B Merger
• JC Penney Says Allowing Investor Suit Is Mistake
• Dewey Jury Note Reveals Uncertainty, Dissent
• China Fines Securities Violators $3.5M
• SEC Charges 5 For Insider Trading On Gilead Acquisition
• 2nd Circ. Won't Rethink Venue For Citi Euro Note Suit
• EU Watchdog Reveals New Financial Securities Regulations
• Jury Awards Logtale $5M For IKOR's Investment Breach
• SEC Attempts To Address Due Process Concerns
• Jones Day Adds Goldman Associate GC To NY Labor Group
• Picard Seeks To Beat Back Intervenors Before Clawback Trial
• Hedge Funds Must Turn Focus To Cybersecurity, Exec Says
• Fed's Tarullo Backs Market-Based Rules For Asset Managers
• Hitachi Settles SEC FCPA Case For $19M
• A Review Of SEC's Audit Fraud Enforcement Trends: Part 2
• Law360 Names Most Feared Plaintiffs Firms Of 2015
• SEC Defends New Capital-Raising Rules To DC Circ.
• Global Regulators Reach Deal On Bail-In Bonds For Top Banks
• Kraft, Mondelez Seek Toss Of Market Manipulation Suit
• SEC Court To Get Face-Lift, But Attys Still See The Wrinkles
• CFTC Sues NY Firms Over $1.5M Forex Ponzi Scheme
• Ex-Morgan Stanley Worker's FINRA Case Halted Over Fed. Suit
• 25 Treasury Securities Suits Belong In New York, JPML Told
• 'Flash Crash' Trader's Extradition Hearing Postponed
• Facebook IPO Underwriters' Trades Not Typical, 2nd Circ. Told
• Fake Fla. Atty Gets 6 Years For $11M Ponzi Scheme
• Cablevision Investor Sues To Halt $17.7B Altice Deal
• CORRECTED: Gates Foundation Trust Sues Petrobras, PwC For Securities Fraud
• SEC Can't Pause Order Blocking In-House Court Proceeding
• D&O Fee Advancement Lessons From American Apparel
• Dewey Jury Swamped In Evidence As Deliberations Drag On
• Citi Plaintiff Tells 2nd Circ. Trial Court Used Wrong Analysis
• JPMorgan Gets Slight Reprieve In Insurer's $100M CDO Suit
• OPINION: Have Big Law Firms Lost Their Way?
• Goldman Sachs Investors Win Class Cert. In Abacus Case
• High-Frequency Trading Suit Appealed To 2nd Circ.
• Steptoe Nabs Baker & McKenzie Alumnus For Beijing Office
• A Review Of SEC's Audit Fraud Enforcement Trends: Part 1
• Texas Court Drops Prof From Securities Suit Over Invention
• Ex-Massey Energy CEO Can't Delay Criminal Trial
• SEC Ends Pursuit Of Ex-Wells Fargo Worker Who Altered Docs
• CFTC Fines Cargill Mexican Unit Over Illegal Wash Trades
• Picard Says Kingate Can't Appeal Yet In $825M Clawback Suit
• Levan Must Leave BankAtlantic, Pay $1.3M For Fraud Case
• 2nd Circ. Shields Sovereign Immunity In Argentina Ruling
• Kickstarting Information Governance: 3 Ideal Pilot Projects
• Texas AG Beefs Up Defense Team, Appoints Lead Counsel
• Nixon Peabody Adds Former Bond Schoeneck Partner
• Dewey Jury Eyes Racy Emails As Deliberations Stretch On
• Ex-Madoff Accountant Disbarred For Fraud Conviction
• Canadian Admits To Role In $300M Penny Stock Fraud
• SEC Dubs Bid To End Bank Freeze 'Desperate' In EB-5 Row
• Highland Asks For Chance To Prove IRS Acting In Bad Faith
• CFTC Settles With Bitcoin Swap Platform Over Wash Trades
• SEC Beats Newman Shield In Level Global Insider Trading Row
• Ill. High Court Nixes $10M McGuireWoods Malpractice Suit
• BNY Mellon, Investor Plaintiffs Settle Forex MDL For $335M
• DOJ Charges 7 With $20M Stock-Fraud Scheme
• Deals Rumor Mill: Williams Cos., Repsol, Towers Watson
• Nordstrom Escapes Suit Over Family's Private Plane Use
• CoreLogic Fights Morgan Stanley Over Trade Secrets Release
• SEC Proposes To 'Modernize' In-House Court
• SEC Wins Insider Trading Trial Against Ex-Philips Exec, Broker
• SEC Says Newman Doesn't Apply To Golfing Pals' Tipping
• SEC Settles Case Over Allegedly Bogus Barnes & Noble Deal
• Nomura, Paschi Settle Litigation Over $3.4B In Notes
• SEC Puffs Up Enforcement Stats, Study Finds
• SEC Can't Get Ex-Analysts' Passwords In Insider Trading Suit
• 2nd Circ. Sorts Out Venue Squabble In $75M Oil Co. Suit
• LPL Strikes $3.4M In Deals To End Securities Probes
• CME Ordered To Prove Identities Of 'Spoofing' Defendants
• SEC Sues Trio For Insider Trading Over PF Chang's Deal
• BP Deepwater Plaintiffs Ask 5th Circ. To Rethink Denied Cert.
• Chartis, Cooper To Mediate $17M Ponzi Loss Coverage Row
• CFTC Adjusts Rules For Position Limits On Derivatives
• Costco Slips Petters Ponzi Suit On Jurisdiction
• Revel Casino's Utility Accused Of Fraud In Suit Over Bonds
• Senate Passes Bill To Increase Transparency In Gov't Deals
• Crestwood, Unit Holders Ink Proposed Settlement Over Merger
• SEC Taps New Associate Director For Enforcement In NY
• India Hits Developer With $1.1B Fine Over Fundraising
• Louisiana Judge Won't Rethink Recusal In Malpractice Row
• SEC Rejects Constitutional Claims Over In-House Court
• 2nd Circ. Nixes Fed Whistleblower Suit Over Goldman Report
• Starwood Capital Gets Final OK For SEC Pay-To-Play Waiver
• SEC Sues Ex-Wells Fargo Adviser For Ripping Off Clients
• K&L Gates Adds Ex-Goodwin Procter Financial Investment Pro
• Private Equity Fund To Pay $6.8M To Settle SEC Fraud Claims
• Investors Seek Cert. In Suit Over $146M Violin Memory IPO
• 5th Circ. Takes Risk Out Of 'Materialization Of The Risk'
• Xerox Brass Hit With Investor Suit Over Unit's Accounting
• Macau To Tighten Casino Junket Regulation
• Robbins Geller Wants $100M Fee In JPMorgan MBS Suit
• Microsoft, Investors Near Deal In Row Over $732M EU Fine
• AIG, GE Reach Agreement To End Securities Suit
• Stock Tipper Can't Nix SEC Settlement After Newman
• New Anti-Laundering Rules May Affect Life Settlement Funds
• State Regulators Ordered $405M Returns In 2014: Report
• 13 Stanford Investors Must Return $2M Reaped From Scheme
• US Specialty Need Not Cover Internal Squabble At Jerry's
• Mylan Countersues Perrigo Over $27B Hostile Takeover Bid
• Developer Begs For End To Bank Freeze In $136M EB-5 Case
• JPMorgan Escapes BNY Mellon's $600M RMBS Suit
• SEC Hits Investment Firm With $75K Fine For 2013 Data Breach
• DOL Asks 1st Circ. To Revive Fidelity ERISA Class Action
• Ballard Spahr Adds Ex-Nelson Mullins EB-5 Pro In Atlanta
• SEC Fines Stein Mart Over Accounting Of Discounted Goods
• Wall St. Giant Taps Ex-CFTC Commish For Top Policy Post
• Envivio Investor Sues To Halt $125M Ericsson Deal
• Ex-JPMorgan Banker Says Newman Undermines Trading Case
• Banks, Metal Groups Look To Escape Price-Fixing Case
• SEC Floats New Liquidity Rules For Mutual Funds, ETFs
• 2nd Circ. Won't Budge On Insider Trading Forfeiture
• NY Regulator Issues 1st Ever License To Bitcoin Firm
• Recent Lessons In Regulation SHO Compliance
• SEC Flexes Its Accounting Fraud Enforcement Muscles
• 3 Firms Are Top Picks For GCs Facing Securities Suits
• The 4 Firms In-House Counsel Fear The Most
• Ex-Fannie Mae Execs Strike Deal To Exit SEC Fraud Suit
• Ex-Investment Exec Defends Barnes & Thornburg Claims
• AIG Must Face Pimco's Calif. Securities Fraud Suit
• GCs Expect Big Jump In Class Action Spending
• 2 Firms Are GC Faves For Class Action Litigation
• SinoTech Brass Dodge Investor Suit Over Missing $40M
• Dewey Jury Gets 'All The Emails,' Asks If Falsity Is Illegal
• Investors Slam Valeant's Bid To Duck Insider Trading Suit
• Virtual Bitcoin Bank Founder Admits To Ponzi Fraud
• SEC Says Stem Cell Research Co. Execs Misled Investors
• Financial Processor Dodges Class Action Over $947M Contract
• Freddie Mac, Principal Can't Jump Into 2nd Circ. Libor Appeal
• Investor Immigrants Seek Cert. In Row Over New EB-5 Rule
• Trader Wants 'Afraid' Judge Out Of CFTC Trading Suit
• Lehman Sues US Bank Over Terminated Interest Rate Swap
• NJ Hedge Fund Owner Pleads Not Guilty To $4M Fees Scheme
• Ex-Delta Petroleum Exec Settles Fraud Action Over Oil Deal
• Petrobras Investors Fight To Stay In $98B Kickbacks Suit
• Imperva Dodges Shareholder Suit Over Stock Drop
• Supreme Court Urged To Mull BNY Mellon's RMBS Liability
• Holland & Knight Atty's Golf Pal Gets 18 Mos. For Stock Tip
• Ex-Morgan Stanley Adviser Cops Plea Over Data Breach
• Porn Supplier Sues Seyfarth Over Brazilian Tax Shelters
• SEC Nets $40M In 1st Case Out Of Mutual Fund Probe
• SOX Whistleblower Protections Are Not Obsolete
• 8-K Gap: Next Big Thing In Insider Trading Enforcement?
• Most Money Market Firms Not Ready For Rules, Study Finds
• Canadian Atty, Auditors Settle With SEC Over Microcap Plot
• Samson Gets OK To Tap Cash Collateral In $4.2B Bankruptcy
• SEC Won't Slow Down Post-Newman, GC Says
• Medical Imaging Co. Pays $1.6M Over FCPA Investigation
• Gordon Rees Adds Ex-Sacher Zelman Partner In Miami
• Santander Whistleblower Axed For Exposing Fraud, Suit Says
• Fingerprint Cards Ex-CEO Hit With Insider Trading Charges
• SEC Says Ex-Oil Exec Can't Halt EB-5 Investor Fraud Case
• Nonlawyer Consultant's $1.5M Claim Barred, Pa. Court Told
• Big Banks Must Talk With Credit Unions Over MBS Claims
• Dewey Jury Weighs Doubt, Larceny Standards
• Del. Opinion Spells An End To Disclosure-Only Settlements
• SEC Hits Racetrack Operator's Ex-Chair With Fraud Suit
• Citibank Can't Relate MBS Suits From Shareholders, FDIC
• SEC's Latest Cybersecurity Exams A Tough Test For Wall St.
• Del. Judge OKs Riverbed Deal, Warns Standards May Change
• Education Management Pays $2.5M To End Investor Suit
• SEC Fielding Flood Of Whistleblower Tips, Boston Head Says
• 2 Hollywood Producers Arrested In $21M Ponzi Scheme
• Gov't Projects Nab EB-5 Funds As Investors Seek Security
• Electra Plans To Reject Activist Investor's Advances Again
• JPMorgan Moves To Duck Silver Futures Manipulation Suits
• Goldman, Others Hit With Treasury Manipulation Class Suit
• The Hidden Costs Of FCPA-Related Corporate Transparency
• Berman Is Good News For Whistleblowers And Their Counsel
• Hedge Fund Manager Denies Trading On Stolen Releases
• GM's Mea Culpa In Criminal Probe Clouds Ignition MDL
• Ex-Massey CEO Pulls Out Stops For Criminal Trial Delay
• More States Turning To EB-5, But Securities Worries Loom
• Evidence Of Texas AG's Ties To Tech Investments Disclosed
• Ex-Quiznos Execs Duck Restructuring Row
• Banks Worry About Future As US Expands Liquidity Rules
• Dewey Jury Eyes Larceny Charges As Deliberations Continue
• Forex Traders Say Citibank 'Marked Up' Transactions
• 2nd. Circ. Orders SEC To Pause Tilton In-House Case
• SEC's Home Court Loss Undermines DOJ's Newman Argument
• SEC Fines NFL Financial Adviser Over Casino Fraud
• Judge Keeps Block On SEC In-House Case Against S&P Exec
• Wal-Mart Investor Asks Justices To Revive Gun Sale Proposal
• Perrigo Rejects Mylan Offer Again, Files Suit
• While EB-5 Centers Need Scrutiny, Projects Viewed As King
• Etsy Calls Again For Transfer In IPO Suit
• Lehman Owes $1B Over Failed Intel Share Deal, Judge Says
• IRS Eases Threshold For Dividend-Equivalent Payments
• Material Changes Coming To NYSE's Material News Policy
• GM Pays DOJ $900M, Takes $575M Charge In Civil Deals
• Duka Judge Eyes Stay Pending Result Of Tilton-SEC Appeal
• Dewey Criminal Trial Goes To Jury
• SEC Nixes Credit Rating Limits From Money Market Rules
• 5th Circ. Won't Let Stanford Investors Pursue $80M Suit
• Judge Won't Alter Probation For Ex-PetroTiger CEO
• Kutak Rock Renews Bid To Escape $10M Malpractice Suit
• Feds Want Ex-UCB Exec To Repay $950M To FDIC, TARP
• Del. Justices Won't Answer 2nd Circ.'s 'London Whale' Query
• Agencies Want Civil Carveout In ECPA Overhaul Bill
• SEC To Inspect Firms' Cybersecurity In 2nd Round Of Exams
• UAE Investors Dodge SEC's $3.7M Insider Trading Suit
• 5 Questions About DOJ's Individual Prosecution Push
• SEC Broker-Dealer Veteran Rejoins Schiff Hardin In DC
• 2nd Circ. Judge Presses SEC To Stay Tilton In-House Case
• Warren, Vitter Call On Congress To Restrict Bailouts
• Broker Cops To Trading On Simpson Thacher Tips
• Peregrine Challenges $42M Tax Bill Over Founder's Fraud
• Top Dem Wants More Information On SEC Waiver Grants
• Zulily Hit With Investor Suit Over $2.4B Takeover
• Willkie Farr Picks Up Ex-SEC Bigwig As Partner In NY
• Argentina Nixes Proposed Class In Debt Row At 2nd Circ.
• Winning The Damages Battle After Losing The Liability War
• Argentina Bondholders Ask Full 2nd Circ. To Hear Bank Row
• RBS To Pay $130M To End NCUA's Securities Suit
• Russian Admits To Role In One Of Largest Data Breaches
• FINRA Finds 6 Broker-Dealers Unprepared For Liquidity Crisis
• 4 Takeaways From The SEC's Latest In-House Loss
• Freddie Mac Says Court Should Revive Its Libor Claims
• Trader Pleads Not Guilty In News Release Hacking Plot
• CVS To Pay $48M To End Investor Suit Over Stock Drop
• State Bank Regulators Unveil Virtual Currency Rule Framework
• Ritchie Loses Round In Suit Against JPM Over Petters Ponzi
• SEC 'Victim' Mark Cuban Wades Into Fight Over In-House Case
• Judge Recuses Self Over Son's Firm's Role In Malpractice Row
• Solving Law Firm Staffing Problems Through Innovation
• China Says List-Based Rules Will Boost Market Access
• DLA Piper Escapes Suit Over $36M In Disputed Transfers
• Ex-Verizon Retail Exec Gets 5 Months For Corporate Leaks
• FINRA Bans Ex-Global Arena Brokers For Fraud Scheme
• Orthotic Co. Says No Connection Between Audits, Stock Drop
• China Says Margin Financing Crackdown Won't Hurt Markets
• 'Stalker' CEO Denies Fraud Charges, Calls Arrest A Surprise
• The Breach-Related Derivative Suit Trend Continues
• Mixing Meat And Minerals On Compelled Commercial Speech
• Judge Notes 'Irony' Of SEC Stance On In-House Court Spat
• Barclays Blasts Cert. Bid In 'Dark Pool' Suit
• Madoff Investors Score Approval Of 'Justified' $18M Fees
• Calif. Atty Charged Over Real Estate, Securities Schemes
• The Dewey Trial Report: Finger-Pointing And Final Pleas
• SEC Case Against 'Stalker' CEO Could Help Ex-Intern Collect
• Depomed Urges Stockholders To Snub Latest Horizon Offer
• Canadian High-Speed Trader Pleads Guilty In Spoofing Case
• 2nd Circ. Keeps Citigroup Out Of FINRA Arbitration
• Deutsche, RBS Denied Full 5th Circ. Review In $2B RMBS Row
• Bear Stearns Funds Ask For 2nd Shot At Ratings Agencies
• 'Big Short' Adviser Challenges SEC Court Again At 2nd Circ.
• Quinn Emanuel Snags Ex-Kirkland & Ellis Trial Pro
• Hellas Noteholders Trustee Can Tweak $565M PE Scheme Suit
• Blank Rome Snags Consumer Finance Atty From Reed Smith
• SEC Loses Insider Trading Case On Home Court
• SEC Recovers $30M In Trading Profits In Wire-Hacking Case
• Full DC Circ. Won't Review SEC Market Rigging Case
• Covidien Investor Lambasts Deal Over $43B Medtronic Merger
• Facebook Says Nasdaq IPO Deal Must Block Repeat Damages
• NY, 4 Banks Agree On Messaging Platform Requirements
• Chancery Confirms Director Primacy In Delaware
• Amgen Heads To High Court Over Handling Of Worker Stock
• Ex-Massey CEO Says Doc Dump Should Delay Trial
• CORRECTED: MetLife Sheds Most Of Securities Suit After Omnicare
• Dewey Bosses Ran Fraud From Top Of Firm, Jury Hears
• Banks' $1.9B CDS Deal Just Latest Antitrust Blockbuster
• Pension Fund Files Antitrust Action Against Big Banks
• Biotech Co. Cellceutix Hyped Sham Drugs, Class Action Says
• High Court Action On Newman 'Urgently Needed,' Feds Say
• PE Firm Managers Slam Partner's Suit As 'Distorted Tale'
• Schwab Slams CMO Class Standing In High Court Petition
• SEC Says $18M Real Estate Scammers Lived 'High Life'
• IBM Insider Trial Delayed Until Newman Cert Bid Gets Decided
• Big Banks Hit With First Canadian Forex Class Action
• Argentina Creditors Urge 2nd Circ. For Access To $539M
• Uranium Energy Board Accused Of Unlawful Stock-Touting
• US Says 2nd Circ. Ruling Hurts Sovereign In $234M Tax Row
• Ex-FINRA Official Jumps To DC Boutique From MoFo
• Does Dodd-Frank Protect Internal Whistleblowing?
• Barnes & Noble Says SEC Probing Worker Confidentiality Pact
• Barnes & Thornburg Adds Trial Atty From Greenberg Traurig
• Big Banks Near $1.9B Deal In CDS Antitrust Case
• Accounting Fraud: Down, But Not Out
• Houston Court Revives IDev Shareholder Suit Over Dilution
• Ex-Stock Broker Sanctioned Over Reverse Merger Scheme
• Dewey Jury Warned Not To Trust Prosecution's Witnesses
• SEC Taps New Co-Heads For Market Abuse Force
• SEC Whistleblowers Finally Ripe For High Court Review
• Tech Co. Founders Charged With $5.3M Investment Fraud
• Alleged Facebook IPO Fraudster Gets Penalty Cut To $2.9M
• Reduced Volatility Key To Reviving Slow IPO Market
• Fisker Execs, Kleiner Perkins Get Investors' Suit Trimmed
• Ex-Nomura Traders Plead Not Guilty To RMBS Charges
• Texas AG Names New Legal Team For Securities Defense
• E&Y Beats Attorney's Suit Over $1M In Lehman Warrants
• PetroTiger Atty, Co-Founder Get Probation In FCPA Case
• SEC Blasts Stay Bid From Wife Of Fugitive Ex-VC Exec
• Dot Hill Investors Want Speed In $694M Deal Injunction Bid
• Atty In SEC Row Cedes License For Keeping Unearned Fees
• Big Banks Want 'Outlier' Forex Suit Moved To NY Court
• Treasury Security Antitrust Class Actions Consolidated
• Etsy Says State Court Can't Hear IPO Investors' Suit
• 3 Tips For Attys Handling September's CMBS Deals Rush
• Litigation Financing May Ease Your Year-End Cash Crunch
• 'Stalker' Wall Street CEO Arrested Over Securities Fraud
• 2nd Circ. Revives SEC Whistleblower Retaliation Claim
• Key Lessons From The BNY Mellon Internship Bribery Case
• Battle Lines Now Clearly Drawn In Newman
• CFTC Beefs Up Retail-Investor Safeguards With New Database
• Dewey Cooperators, Emails Don't Pin DiCarmine, Jury Hears
• Silver Co. Investors, Attys Look To Lead Class Over Tax Bill
• SEC Sends Warning To Gatekeepers With BDO Audit Case
• SEC Settles Insider-Trading Charges Over GE Deal
• CFTC Investigating JPMorgan Over Investment Tactics
• Millennial Media Investor Launches Suit Over $238M AOL Deal
• Proskauer, Chadbourne Must Face Ponzi Suit, 5th Circ. Told
• Execs Conned Skin Care Investors With Land Deal, SEC Claims
• DuPont Says Chancery Rightly Axed Suit Over Monsanto Row
• SEC Says Adviser Used Radio Show To Overstate Assets
• Fox Inks $725M National Geographic Deal
• JPMorgan's RMBS Deal Is Unfair, Hedge Fund Says
• Mass. Atty Says Golf Pal's Conviction Shouldn't Give SEC Win
• CFTC Fines Futures Merchant Over Worker Supervision
• FHLB Loses Bid To Trim $150M Lehman Swap Suit
• Kelley Drye Adds Former Greenberg Traurig Atty In NY
• 2nd Circ. Judge Calls $815K Jiau Forfeiture A 'Fairy Tale'
• BNY Mellon's STARS Interest Deductible, 2nd Circ. Says
• Meat And Minerals: Free Speech Rights Still In Flux In DC
• SEC Accuses Ex-US Attorney Of Fraud In Botched BDO Audits
• After Plaintiffs Win Verdict In Securities Class Actions
• A123 Brass Beat Claims They Hid Fisker Woes
• Pawn Broker Ezcorp Asks Chancery To Boot Shareholder Suit
• Verizon, AOL Urge Chancery To Ax Claims Over $4B Deal
• Thermo Fisher Sanctioned Over Flubbed Depo In Fraud Suit
• Dewey Felled By 'Anger And Greed,' Not Davis, Jury Hears
• Facebook Parties Permitted To Intervene At Settlement Hearing
• FHFA Wants To Nix Latest Fannie, Freddie Investor Row
• Bank Of America, Midland Settle Mortgage Loan Buyback Row
• Row Over Mortgage Transfers To MBS Trusts Hits High Court
• 5th Circ. OKs BP Deepwater Class Cert. Split Decision
• Banks Fight Freddie Mac Bid To Weigh In On Libor Appeal
• Citibank Gets Shareholders' MBS Suit Pared Down
• Six Arrested In NJ Investment Fraud Scam
• SEC Affirms Bar On CPA Charged With Leaking Sanofi Deal
• Atty Docs Not Privileged In Sunken Ship Probe, 1st Circ. Says
• Holland & Knight Opens Houston Office With Greenberg Attys
• Ex-Nomura Traders Face Criminal Charges Over RMBS Deals
• Judge Nixes 2nd Malpractice Suit Against Barnes & Thornburg
• AMD Investors Seek Cert. In Suit Over Bungled Chip Launch
• SEC Fines Bankrate $15M, Sues Execs For Accounting Fraud
• SEC Fines Sports Nutrition Co., Execs Over Undisclosed Perks
• Goldman Escapes MBS Class Action Over Lack Of Evidence
• Duka Will Slow, Not Stop, SEC's In-House Court Trend
• Libor Is The Worst Antitrust Decision On The Books
• The Future Of Mediation: Joint Session 2.0
• Nomura To Pay FHFA Up To $839M If 2nd Circ. Fight Flops
• SIFMA Urges 5th Circ. To Vacate FDIC Extender Decision
• Geneva Wealth Managers Settle Investors' Madoff Suit
• Ocwen, Altisource Securities Fraud Actions Thrown Out
• SEC Floats Exception To Swap Data Repository Indemnity Rule
• Hedge Fund Manager To Pay $1.3M To Settle Fraud With SEC
• Oakhurst Told DFA Of Wage Suit Before $27M Deal, Suit Says
• Sentencing Of Kuo Delayed While High Court Weighs Newman
• Commodity Traders Apathetic On Abuse, UK Watchdog Warns
• SEC Strikes $2.8M Deal With Accused Chinese Inside Traders
• Fintech Boom Prompts Lawyers To Add Tech Know-How
• SEC's Gallagher Set To Leave Agency By Oct.
• Artificial Joint Co. Hid Issues Before $121M IPO, Suit Claims
• Impax Board Dodges Suit Over Bugs In Its Drugs, For Now
• Whistleblower Urges 3rd Circ. To Revive Tyco SOX Suit
• Mass. Man Ran $3.4M 'Holy Spirit' Stock Scam, Feds Say
• SEC's Oxfam Loss May Open Floodgates To Deadline Suits
• Fraud Suit Tied To KBR Energy Contracts Beats Dismissal Bid
• Och-Ziff Brass Hit With Derivative Suit Over FCPA Probes
• SEC Says Its Judges Are Constitutional In Enforcement Ruling
• Regulatory Changes In Retail Forex Market Will Continue
• Will SEC's Broad Definition Of 'Whistleblower' Prevail?
• Banks Want 2nd Circ. To Note Latest Libor Dismissal Ruling
• Dewey Execs Show Confident Stance In Resting Early
• Grand Jury Indicts 'Flash Crash' Trader On Criminal Charges
• Ex-Terra Exec Loses Bid For New Trial On Bribery Charges
• Fish & Richardson Gets A Week To Find Counsel For Texas AG
• 4 Ways China's Crash May Alter US Real Estate Investment
• IRS Solidifies Regulations On Hedge Transaction Gains
• Alleged Ponzi Schemer Indicted For Lying During SEC Probe
• 2nd Circ. Asked To Revive High-Speed Trading Cases
• Watchdogs Approve BofA's Models For Risk-Based Capital
• Avalanche, Investors Ask To Consolidate Stock Drop Suits
• El Paso Urges Chancery To Toss Suit Over $2B Pipeline Deal
• Blankenship Jury Pool Questioned On Coal Mine Ties
• 3 Charged With Fraud In $54M 'Green Energy' Ponzi Scheme
• Congressional Dems Tell DC Circ. SEC Rule Went Too Far
• China Regulators Try To Curb Futures Speculation
• Carlyle's $98M Candle Co. Buy Spawns Investor Suit
• Dewey Defense To Rest Without Calling Execs To Stand
• 5 Takeaways From FINRA's New Research Analyst Rules
• Wayfair Facing Class Action Over Alleged IPO Omission
• Shareholders Win Class Cert. In Wilmington Trust Fraud Suit
• China Fines 3 Trading Tech Firms Amid Market Chaos
• Fear Is Not Sufficient Grounds To Duck SEC Subpoena
• Stock Price Impact Since Halliburton — What The Data Say
• Dewey Bosses Aren't First Firm Honchos To Face The Clink
• Chancery Throws Out Claims Over Imperva's Startup Buy
• Calls To End Quarterly Reports Face Tough Sell
• SEC Judge Denies Tilton's Stay Bid Over In-House Case
• Baker & McKenzie Adds 2 Compliance Attorneys In DC
• 2nd Circ. Wary Of Proposed 'Good Faith' Class Opt-Out Test
• Fees Brawl Erupts After BNY Unit Beats $460M Refco Row
• 10th Circ. Reverses Discovery Sanctions Against Oil Co. GC
• DBSI Trustee Wins $18.6M Judgment Against Ex-CEO
• $770M Trust Member Denies 'Gaming System' At 2nd Circ.
• SEC Crackdown Over Navistar Emissions Looms
• Pa. Investment Firm Pays SEC $21M Over Fee Fraud
• Trader Pleads Not Guilty To Press Release Hacking Plot
• DOJ Investigating Competition In Muni Bond Listing Market
• Trustee Blasts Kutak Rock's Bid To Exit $10M Row
• Fla. Panel Revives Shareholder Suit In Riverside Bank Collapse
• CFTC Seeks Lifetime Ban, $2.5M Penalty For Ex-Sentinel CEO
• Fiber Optics Co. Can't Invest Pending SEC's $4M Fraud Suit
• Ex-S&P Exec Argues To Keep Injunction On SEC Case
• Ex-CEO Gets Almost 4 Years For Forex Trading Ponzi Scheme
• Ex-John Kerry Counsel, Susman Partner Joins Gibson Dunn
• SEC Ordered To Speed Up Foreign-Energy-Payments Rule
• Banks Post $43B Earnings Despite Market Swings, FDIC Says
• Ex-SEC Atty, Others Hit With $34M Ponzi Scheme Judgment
• Personal Security Affects Anti-Corruption Compliance
• Dole Ruling Warns Not To Undermine MFW Protections
• Feds Tells 9th Circ. Ex-Oriole Can't Block Trading Evidence
• Ex-UCB Exec Gets 8 Years, $17M Fine For Securities Fraud
• India Says Alternate Tax Won't Apply To Foreign Investors
• CertiSign Wins Stock Validation Over Ex-Director's Objection
• Dewey Defense Says DA Failed To Link Execs To Fraud
• Senate Dems Push SEC For Corporate Political Spending Rule
• Nasdaq PHLX Rule Change On Banned Trading Acts Goes Live
• Groupon Investors Drop Claims Against IPO Underwriters
• Puerto Rico Muni Bond FINRA Claimants Awarded $3M
• Investors Slam Bid To Toss Cobalt Bribery Class Action
• Text To Ex-Cravath Atty Kills Insider Case, Traders Say
• Madoff Trustee Granted Access To Cohmad Agent's Bank Docs
• 8th Circ. Says Arbitration Tolled NJ Law Claims Against Broker
• $5.2B Ryland-Standard Pacific Combo Sparks Investor Suit
• SEC Case Against Agassi In-Law Highlights EB-5 Investor Risk
• Anti-Bribery Odd Couple Takes Its Show On The Road
• MaxPoint Sued Over Post-IPO Stock Woes
• Revolving-Door Roundup: Hogan, Bracewell, K&L Gates
• Clear-View Can't Nix Verdict Despite 'Near Catatonic' Atty
• The High Court's Key Jurisdiction Question In Manning