Securities Archive » July, 2016

Securities - July, 2016

500 articles

• Wyly Trustee Says Vinson Can't Get Paid For Exemption Fight
• Influential Women In Securities Law: Susan Merrill
• Property Manager Wants Out Of Investors' $156M Claims
• 2nd Circ. Rebuffs Funds' Claims JPMorgan Aided Refco Fraud
• Barclays Urges 2nd Circ. To Stay Appealed Dark Pool Case
• Industry Groups Asks 2nd Circ. To Flip Petrobras Class Cert.
• Xerox Brass Ditches Shareholder Suit Over Unit's Accounting
• SunEdison Plan Members Denied Bid To Revive ERISA Suit
• 2nd Circ. Affirms Nix Of Ex-DHB GC's Suit Over $1.9M Fees
• 3 Takeaways From Nasdaq's New 'Golden Leash' Rule
• FINRA Tells 4th Circ. Scottsdale's Challenge To Its Power Fails
• FCA Seeks Views On Implementing New Financial Market Regs
• SEC Fires Back At Ex-Navistar CEO's Bid To Duck Suit
• Summer Session At The 2nd Circ.
• Ex-Wells Fargo FX Trader Sues Over Expected $600K Bonus
• Calif. Bar Says Attys Can't Tell Clients' Public 'Secrets'
• Investment Adviser Gets 7 Years For Fake Hedge Fund
• Q&A With Georgetown Law's Donald Langevoort
• A 'Smoking Gun' In Reverse-Payment Settlements
• Mass. Adviser Asks For Leniency In Sham Facebook IPO Case
• Shedding Further Light On The FCPA Pilot Program
• 3 Ways To Help Chancery M&A Suits Survive Trulia
• Societe Generale Gets French Oversight Of Libor MDL Docs
• Ex-Goldman Director Sues Bank For Investigation Costs
• Prevent Litigation From Becoming A Threat To Data Security
• Riverstone Brass Can't Dodge Suit Over $94M Merger
• 2 More Charged In Miami In Shell Companies Stock Fraud
• Rothstein Feeder Fund Settles With Insurers For $2.2M
• Commodity Pool Operator To Pay $480K To Settle Fraud Case
• Ex-JPMorgan Banker's Dad Shared Inside Info, Jury Hears
• Shareholders Certified In Tile Co.'s China Ties Suit
• Redstone's Faculties Still At Issue In Viacom CEO Row
• 2 Emissions Cases Against Daimler Consolidated In Calif.
• SEC Updates Rules For Administrative Proceedings
• Hercules Equity Holders Object To Ch. 11 Plan Releases
• House Science Chair Blasts NY, Mass. AGs' Subpoena Refusal
• Texas Oilfield Co. Settles SEC Suit Over $12M Ponzi Scheme
• Grant & Eisenhofer Loses Bernstein Liebhard Fee Fight
• Credit Suisse, Cushman Nix $86M Resort 'Loan-To-Own' Suit
• Trading Co. Fights CFTC Penalties Over Money Pass Scheme
• Baker & McKenzie Snags Former Top Calif. US Atty
• SeaWorld Knew Movie Hurt Ticket Sales, Investor Says
• $1B-Plus Del. Chancery Ponzi Claims Moved to Fed. Court
• Couple In EB-5 Probe Seek Shield Against Self-Incrimination
• Cos. Face Greater Fraudulent Transfer Risks Post-Lyondell
• Judge Freezes Accounts In Amusement Park Bond Scheme
• Clayton Act Takeaways From Tullett Prebon-ICAP Deal
• Transfers Via Bank Outside Of Safe Harbor, Says 7th Circ.
• Fitbit Shareholder Suits Remanded To State Courts
• Bridging The Divide Between Banks And Marketplace Lenders
• German Prosecutors Drop Ex-Porsche Exec Fraud Appeal
• OPINION: Our Juries Are Being Circumvented
• Plaintiffs In 2 States Drop EB-5 Scam Suits Over Jay Peak
• SEC Gives IEX No-Action Letter To Guard Agents' Anonymity
• CFTC Proposes Amendment To Foreign Broker Registration
• $6B In Lyondell Clawback Claims Wrongly Nixed, Judge Finds
• SEC Bars Adviser Over Brokerage Conflicts On 2nd Look
• Bernstein Litowitz Rips Subpoena In Insider Trading Row
• Broker Pleads Guilty To Role In $131M Investment Scheme
• BofA Should Face Fraud Suit, Tutor Perini Tells 1st Circ.
• Ex-JPMorgan Banker Blames Dad For Insider Trading Scheme
• Fenwick Nabs Ex-DOJ Fraud Unit Prosecutor In San Francisco
• Deutsche Bank In Talks With DOJ To Settle RMBS Claims
• SEC Sues To Halt Fraudulent Amusement Park Bond Scheme
• SEC Snags $68M Judgment Over EB-5 Investor Scam
• Alberta Proposes Crowdfunding Rules To Spur Investment
• Ex-Atty Doing 16 Years For Microcap Fraud Loses 2nd Appeal
• Active Vs. Passive Investing: The Struggle Of 2 Agencies
• EU Offers €350K For Major Fintech Study
• Legal Aid, Meet Legal Tech
• 4 Traits Of The Top Litigation Firms
• 5 Small(er) But Mighty Litigation Shops
• Law360 Names Top 50 Firms For Litigation
• PE Firm Hits Goldman Sachs With $510M Fraud Suit
• Jay Peak Owner Wants $600K Freed To Pay For EB-5 Cases
• CFTC Clarifies CCO Oversight Of Swaps Reporting
• 10th Circ. Shoots Down Appeal By Stock Fraudster Atty
• 1st Circ. Affirms Golf Pal's Insider Trading Conviction
• Atty Can't Shake SEC's Suit Over Breaking EB-5 Rules
• State Street To Pay $530M In Foreign Exchange Fee Deal
• Baker & McKenzie Nabs Corporate Partner From Kaye Scholer
• Investors Blast Social Media Co.'s Bid To Disqualify Atty
• Nomura Traders Deny 'Victim Blaming' In RMBS Suit
• SEC Proposes New Order-Routing Disclosure Rules
• Pharma Researcher Must Face Investor Suit Over Outage
• Sanders Calls On Dems To End Trans-Pacific Partnership
• Federal Securities Actions Soar In First Half Of 2016
• SEC Targets $207M Internet Advertising Scheme
• Ex-Skadden Atty To Pay $4.5M Back To Ponzi Investors
• NY, Mass. AGs Snub GOP Rep.'s Climate Change Subpoena
• When Minority Stockholders Take Control
• Vertex Ignored Red Flags In Clinical Trial, 1st Circ. Told
• CFTC Hands Out Modest Fourth Whistleblower Award
• Tilton Tie-Up Foiled, Duka Urges 2nd Circ. SEC Ruling Redo
• Barclays Urges 2nd Circ. To Decertify Dark Pool Class
• DBSI Trustee Wants IRS To Return All Ponzi Funds
• 7th Circ. Shows No Mercy For NJ Biofuel Fraudster
• DOL Blasts Insurer's Challenge To Fiduciary Rule Exemptions
• Brexit Amplifies Threat To US Financial Stability: Watchdog
• Merger Price Vs. Discounted Cash Flow: A Study Of Dell
• Testing The UBE: Portable But Inaccurate Bar Exam Scores
• Ex-JPMorgan Banker's Insider Trading Trial Kicks Off
• Fla. Man Sentenced To 8 Years In Prison For Organized Fraud
• GoPro Snags Rare Early Dismissal Of Calif. Investor Suit
• TerraForm Power Adopts Poison Pill As Big Buyers Circle
• Special Effects Firm DDMG To Settle Investor Suit For $5.5M
• 'Confusing' Deutsche Bank Securities Suit Will Go On
• CytRx Hit With Investor Suit Related To FDA Hold On Drug
• Greenberg Traurig Claims Immunity In Ponzi Scheme Suit
• Paragon Offshore Lenders Want Privileged Settlement Docs
• Levenfeld Pearlstein Adds Corporate Pro From Katten Muchin
• El Pollo Loco Secures Toss Of Calif. Investor Suit
• Latest FCPA Deal Validates Pilot Program
• Equifirst, Barclays Win Dismissal Of RMBS Suit
• Eaton's Lies About Tax-Free Spinoff Cost $3B, Suit Says
• Committee Urges SEC To Expand 'Accredited Investor' Terms
• Stanford Investors Say $5B Proskauer Suit Should Proceed
• MoFo Free From Malpractice Claims In Puda Coal IPO Suit
• Tilton Taps Clement For SEC Admin Court Fight In 2nd Circ.
• Testing The UBE: Missouri Benefits From Uniform Bar Exam
• The Scope Of SEC Defendants' Jury Trial Right: Part 4
• LAN Airlines Pays $22M To Settle FCPA Union-Bribery Charges
• Venezuela Beats Investors' $100M Suit Over Fake Notes
• 9th Circ. OKs Morgan Stanley's Firing Of Elected Official
• AIB Urges Court To Nix Fund's Suit Due To Forum-Shopping
• Influential Women In Securities Law: Hille Sheppard
• Gov't Defends Refusal To Alter EB-5 Investor's Visa Status
• Compliance Pros Must Stay On Their Toes, KPMG Experts Say
• Why Gibson Dunn Lost A Big Case To An Old Conflict
• Attorneys' Fees Nixed In $14B Keurig Acquisition Suit
• Shell Units Argue Market-Rigging Claims Lack Jurisdiction
• Bradley Arant Adds Team of Lawyers From Maynard Cooper
• Capital One Brass Urge Chancery To Ax Laundering Claims
• SEC Fights To Keep Grip On Insider-Trading Victory
• Kirby McInerney Wins Lead In $551M La Quinta Class Action
• 5th Circ. Nixes Atty's Appeal Of $1.77M Fraud Judgment
• ALJ Denies SEC Quick Win In 3C Unregistered Brokerage Case
• Canadian Regulators Pick Board For Unified Market Authority
• Voxx Dodges Investor Suit Due To Vague Witness Statements
• Greens, Funds Press SEC For Better Environmental Disclosure
• Biofuel Exec Convicted For Lies To SEC Over $56M Scheme
• Bear Stearns Didn't Need Insurers' OK For Settlement: Judge
• Law Firm Helped Energy Co. With Ponzi Scheme, Suit Says
• Former Brokers' Assets Frozen As SEC Claims $5M Fraud
• SEC Bans Accountant, Punishes Firm For Faulty Audit
• Chamber Of Commerce Criticizes Executive Incentive Pay Rule
• Wal-Mart Beats Mexican Bribery Suit In 8th Circ.
• SEC Pushes For Lifetime Ban On Ex-Barclays Trader
• Banks Ask 2nd Circ. To Nix Petrobras Class Certification
• Robbins Geller Gets Lead In LPL Financial Suit
• Ex-Fox Rothschild Atty Gets 6 Months For Insider Trading
• Internal Investigations: Don't Give Law Firm A Blank Check
• 415 Million Reasons Why It's Time To Hug A Whistleblower
• Northern Trust Can't Nix LA's $95M Pension Fund Loss Suit
• How Chicago Became The Center Of A Spoofing Test Case
• Class Fee In $7.2B Receptos Merger Suit Slashed To $100K
• Comverge Directors Say Shareholder Merger Suit Has Run Dry
• Ex-CEO Convicted For Running $900M Online Ponzi Scheme
• BakerHostetler Seeks $35M In Fees For Madoff Trustee Work
• Investors Sue Charter School After Calif. AG's False Ad Deal
• Renewable Energy Co. Faces SEC Subpoena On Stock Offering
• JPMorgan Nearing $200M Settlement On Asia Hiring: Report
• Fitch Ratings Fined €1.38M By EU Financial Watchdog
• Preet Bharara Names Veteran Deputy To Head Civil Division
• MF Global Inks $159M Deal To End Exec, Customer Rows
• Virtual Bitcoin Bank Founder Gets 18 Months For Ponzi Fraud
• Lehman Wants To Cross-Check Assured In $1.4B Fee Fracas
• SEC Fights Testimony Exclusion In Investment Co. Suit
• Curing Substantive Ambiguities In Debt Documentation
• 2nd Circ. Won't Revive Funds' $8M Debt Row With Wireless Co.
• Hong Kong Exchange Wins OK For Cross-Currency Swaps
• Boston Scientific Reaches $275M Settlement With IRS
• Chamber Of Commerce Weighs In On SEC Disclosures
• SEC Moving Forward With Tilton Case After 2nd Circ. Ruling
• FCA Calls For More To Curb Dark Pool Conflicts Of Interest
• K&L Gates Opens Munich Office With Hires From King & Wood
• UK Business Group Says EU Access A Must In Brexit Talks
• Holland & Knight Nabs 2 FCPA Pros From Schulte Roth
• JPMorgan Says Atty Records Off-Limits In Stock Tip Case
• Venture Investor Once Called 'Porn's New King' Cops To Fraud
• Brooke Ex-CEO Complains Of 'Lackadaisical' Estate Oversight
• Mitigating The Risk Of Post-Merger Legacy Board Factions
• Exxon Expert Admits Price Error In Lehman Securities Trial
• Amgen To Pay $95M In Class Action Securities Settlement
• MetLife Owes For Agents' Role In $216M Ponzi Scam, Jury Told
• Triangle Investor Sues Over Exec. Bonuses To Bankrupt Unit
• Stock Promoters Charged In Alleged Pump-And-Dump Scheme
• Costs Of Excluded Experts Slow $2.1M China Integrated Deal
• Chamberlain Adds Ex-Schnader Partner To Grow Philly Office
• IRS Objects To $61M Loan Claims In Wylys' Bankruptcies
• KIT Ex-CEO Seeks Looser Bail Terms For Work, Treatment
• Skullcandy Hit With Shareholder Suit Over Incipio Deal
• SEC Names New Associate Regional Director In Denver
• Ex-Manatt Partner Joins Reed Smith Insurance Recovery Team
• UK High Court Says Man Should Get Insider Bet Money Back
• TransPerfect Co-CEO Sanctioned For Tossing Evidence, Lying
• $4.4B Lions Gate Deal 'Rife With Conflicts,' Starz Investor Says
• Freddie Mac Must Face Subprime Deceit Suit, 6th Circ. Says
• When A Shareholder Oppression Remedy Is No More
• Atty Fears Reprisal If YPF Takeover Suit Lands In Argentina
• Phosphate Firm Must Face Creditors In Oz After Ch. 11 Axed
• Accused Bond Fraudster Cops To $20M Stock Swindle
• Sanctions Denied In Philadelphia Market Manipulation Case
• DOJ Seeks $1B In Assets Bought With Stolen Malaysian Funds
• Ala. Law Firm Spared Return To Ex-NFLer's $1M Fraud Suit
• Yates Memo Driving Wedge Between Companies And Workers
• New FCA Chief Denies Plans To Pull Back On Enforcement
• Kraft Can't Halt CTFC Wheat-Manipulation Case
• DLA Piper Opens Puerto Rico Office With 4 Finance Partners
• European Commission OKs Concessions From Markit, ISDA
• Societe Generale Granted Slight Delay In Libya Fund Trial
• A Return To Priced Equity Rounds
• Feds Charge 2 HSBC Traders In Forex Scam
• Pfizer Reaches Settlement In Drug-Risk Securities Suit
• Upstream Energy Co. Luca Seeks Ch. 11 Plan
• 3 Ways Firms Bring Out The Worst In Attorneys
• Jeter To Face Del. Fraud Claims In $30M Underwear Row
• Fed Bars Ex-Barclays, UBS Trader From Banking Industry
• Shareholder Agrees To End Suit Over Tumi-Samsonite Deal
• Horsehead Investors Battle To Lead Securities Class Claim
• Greenberg Traurig Adds Litigation Shareholder From Orrick
• 10th Circ. Nixes Crocs Shareholder Claims Against Deloitte
• SEC Reminds Rating Agencies To Review After Workers Leave
• Chamber, Others Say DOL Fiduciary Rule Needs The Ax
• $30.4M Deal Hearing Set In Tibco-Vista Merger Price FIght
• Ex-Morgan Stanley Broker Inks Sanofi Insider Trading Deal
• UK Fraud Watchdog Announces Probe Of Unaoil Bribery
• Watchdog Calls On EU To Match US Fund 'Passporting' Rules
• An Analysis Of The First 50 Crowdfunding Offerings
• Stock Prices Aren't Enough For 'Rule Of Reason' Analysis
• Target Investors Want Robbins Geller, Labaton To Lead Suit
• Perrigo Investor Slams Co. Over Mylan's Failed Takeover
• FINRA Poses Treasury Securities Reporting Requirements
• Insurance, Stock Crook In 'Class By Himself' Gets 25 Years
• A Good Time For Public Cos. To Review D&O Questionnaires
• Total Continues To Push For End In Gas Price Suit
• Bancorp, Investors Settle Row Over FDIC Probe, Loan Issues
• Icahn Urges 2nd Circ. To Affirm Toss Of Insider Trading Suit
• MagnaChip, Investors Get Preliminary Nod For $23.5M Deal
• Ex-FINRA Official Loses 11th Circ. Bid To Lift Securities Ban
• Securities Groups Urge SEC To Weigh Cost Of Audit Trail
• Jury Convicts Fla. Man For Issuing Phony Contract Bonds
• Ex-Visium Hedge Fund Manager Denies Inflation Scheme
• Wynn Resorts Escapes Investor Suit Over Macau Bribe
• More Cos. Put In Receivership In $136M EB-5 Fraud Suit
• Rakoff Gives Darden Jr. Year In Prison For $8M Maxim Fraud
• SEC Scores $4.2M Judgment Over Utah MBS Scheme
• 9th Circ. Won't Revisit $9M U-Haul Coverage Row
• EU, US To Ramp Up Talks On Financial Services Rules
• Pomerantz, Levi & Korsinsky Move For Lead In Sunrun IPO Suit
• Deloitte, Auditors Get Pass On Fraud, Justices Told
• Texas AG Paxton Calls SEC Stock Fraud Suit Doomed
• Deutsche Bank Slams 'Generalized' Claims In RMBS Dispute
• Singapore Exchange To Separate Regulatory Arm
• The Scope Of SEC Defendants' Jury Trial Right: Part 3
• Hunton & Williams Says Immunity Dooms Stanford Ponzi Suit
• $206M Shareholder Suit Based On Typo, Helicopter Co. Says
• How Law Firms Can Create Next-Generation Office Spaces
• 'Passive Investor' Lessons From Record HSR Act Settlement
• Societe Generale Seeks To Delay Libya Fund Trial
• Mobile Tech Co. Director Fined By UK For Insider Trading
• Influential Women In Securities Law: Jaculin Aaron
• 'Mini-Madoff' Associate Gets 6.5 Years For Ponzi Scheme
• Alleged Beer With Bharara Punctuates KIT Ex-CEO's Bail Spat
• Rao's Specialty Foods Shareholders Sue To Force CEO Out
• Dewey Exec, DA Fight Over Shape Of Coming Retrial
• Ex-JPM Banker Denied 'Silver' Bullet In Admissibility Dispute
• Gibson Dunn Booted From Tilton's 2nd Circ. SEC Challenge
• SEC Punts On Market Makers' Fee Challenge
• Top FINRA Governor, Ex-Vanguard Exec, Named Chairman
• Wyly Estate Brings $210M IRS Fight To Tax Court
• $10B Envision-AmSurg Merger Hit With Class Challenge
• Uranium Energy Dodges Shareholder Suit Over Paid Articles
• Russian Co. Gets Moldovan Bank Shares Cancellation Halted
• General Growth's Board Protections Unfair, Suit Says
• IRS Dredges Out Safe Harbor For Distributing Corporations
• Fox Rothschild Adds 2 White Collar Pros From Blank Rome
• NJ Atty Faces Malpractice Judgment After Idaho No-Show
• TiVo Board Hid Info On $1B Rovi Deal, Shareholders Say
• Herbalife Seals $200M FTC Deal, Hires Davis Polk
• Lessons On SEC's Customer, Whistleblower Protection Efforts
• Grant Thornton Shakes Mass. Retirees' $25M Fraud Loss Suit
• SEC's Cybersecurity Playbook
• Libyan Fund Expert In Goldman Dispute Struggles On Stand
• Holland & Knight Can't Kill Client Testimony, Trustee Says
• 2nd Circ. Says $200M Suit Against Bear, Deloitte Is Too Late
• ADT Investors Ask 11th Circ. To Revive Securities Fraud Suit
• CFTC Blasts Industry Concerns Over Manipulation Suit
• Tibet Pharma Investors Ask Court To Dismiss IPO Suits
• Tullett Prebon, ICAP Restructure Deal Over DOJ Concerns
• 3rd Circ. Free To Nix SEC Deal Post-Newman, Ex-Exec Says
• Travel Mogul Chemla Settles Madoff Clawback Suit
• Hedge Fund Owner Gets 15 Months For Obstructing SEC Probe
• 2nd Circ. Denies Black Homeowners' Morgan Stanley Row
• 'Toxic' Real Estate Deals Making A Comeback, Report Says
• AXA Beats Broker's $20M Contract Beef With Quick Verdict
• Ex-Dana Officers Agree To $64M Securities Fraud Settlement
• Mich. Broker Pays $7.2M CFTC Penalty Over Options Trades
• NYC Boutique Holwell Shuster Nabs Dechert Litigation Partner
• Shkreli Wants To Sever Fraud Case From Ex-Kaye Scholer Atty
• SEC Sues NJ Atty, Litigation Fund Over Misleading Investors
• Louis Berger Sues 2nd Former Exec Over Bribery Scandal
• How Brexit Affects Disclosure Duties Of SEC Reporting Cos.
• L-3 Says Forensic Accounting Docs Protected In Investor Row
• Labaton, Kessler To Lead Aerospace Parts Co. Investor Suit
• Barclays Can't Limit Info Search In €362M Taberna Case
• Revamped UK Cabinet To Prioritize EU Single Market Access
• Crestwood Highlights Potential For Activism Without Leverage
• Why EB-5 Investors Are Not Your Typical Clients
• Northern Trust Settles With Funds In Negligence Action
• Market Spoofing Remains Live Issue After 1st Sentencing
• Investor Pleads Not Guilty To Kit Digital Fraud Scheme
• SEC Faces Long Road Ahead On Admin Court Reforms
• 11th Circ. Denies Ex-FINRA Governor's SEC Injunction Appeal
• Morgan Stanley Can't Duck $20M Whistleblower Firing Suit
• 1st Circ. Upholds Dismissal Of Fidelity ERISA Class Action
• SunEdison Says Retirement Investments Suffered $10M Loss
• SEC Eyeing Advisers' Share Class Conflicts Of Interest
• Hong Kong Trader Gets 2-Year Ban For Botched Trades
• SEC Adopts Swaps Rules, Proposes Disclosure Changes
• Tenn. High Court Adopts Del. Standard In Family Biz Fight
• Alleged EB-5 Scammer Says Investors Weren't After Cash
• FINRA Targets Brokerage Firm Over Supervisory Failures
• EU Watchdog Sets Market Abuse Rules On Insider Information
• Shareholders Slam Marketo Over $1.79B Vista Merger
• SEC Can Try To Force Wylys To Bring Offshore Money Home
• Spotlight Remains On Marketplace Lenders Post-Madden
• Spoofing Sentence Sends Clear Enforcement Message
• House Science Chair Subpoenas NY, Mass. AG Climate Docs
• Groupon Settles Shareholder IPO Suit For $45M
• CFTC Loses Bid To Bar Chicago Trader During Spoofing Trial
• UK Fraud Watchdog Charges Logistics Co. With Bribery
• Investors Must Better Utilize Delaware's Appraisal Process
• Nation's First Convicted Spoofer Gets 3 Years In Prison
• UBS, Others Want Out Of Suit Over Deal For Hotel Stakes
• Ace Owes No Coverage In Facebook IPO Row, Rakoff Rules
• GNC Says Investors Can't Back Up Illegal Drug Suit
• 2nd Circ. Panel To Consider Petrobras Stay Bid
• Delaware Rundown: What You Missed In Q2
• Banking Experts Say Fintech Charter Support Conditional
• Georgeson Brass, Ex-Workers Charged Over Alleged Bribery
• JPMorgan Seeks Toss Of BNY's 'Identical' Mortgage Loan Suit
• Atty Tells 11th Circ. DOJ Cheated To Get His Fraud Conviction
• Etsy Investors Look To Keep IPO Securities Fraud Suit Alive
• Newman Won't Nix SEC Claims Of Boyfriend's Insider Trading
• Broker's $20M Trial Against AXA Appears On Brink Of Collapse
• SEC Taps New Members For Investor Advisory Committee
• The Importance Of Adequate M&A Disclosures To Stockholders
• Qlik Investor Challenges $3B Thoma Bravo Buyout
• ValueAct To Pay $11M To Settle Halliburton Stock-Buy Row
• Securities Cases To Watch In The 2nd Half Of 2016
• SEC Wins Asset Freeze In $27M EB-5 Scam Suit
• Ex-Greenberg Partner Gets Greenlight To Sue Over OCC Action
• Sam Wyly Plans Appeal Of $1.1B Tax Fraud Judgment
• Firms Vie For Top Spot In Code Rebel Securities Suit
• Investors Accuse Stericycle Of Inflating Profits Through 'Fraud'
• RBS Trade Data Points To Libor Low-Balling, Expert Says
• Ex-Barclays Director Cops To Giving Stock Tips To Plumber
• Citigroup Admits Giving SEC Faulty Blue Sheets For 15 Years
• SFO To Retry 2 Barclays Traders In February 2017
• New York's Final AML Rule And Strategic Alternatives
• Judge Blasts 'Side Deal' In $7.6M Oil Investor Settlement
• Disbarred Atty Gets 18 Months For Role In $18M Stock Fraud
• PE-Backed Gas Co. Shareholders Say $4.4B Deal Too Low
• Investors Urge 2nd Circuit to Deny Petrobas' Stay Bid
• Johnson Controls To Pay $14.3M To Settle Feds' FCPA Claims
• Tighter Rules Looming For Trillion-Dollar Money Funds Market
• House Votes To End Securities Law Exemptions In Puerto Rico
• SEC Investigating Tesla Over Autopilot Crash Disclosures
• AXA Stayed Out Of Brokers' Commission Fights, Jury Hears
• Facebook's Discovery Bid Put On Hold In IPO Suit
• Paul Hastings Nabs Ex-Partner's, DLA Partner's Boutique
• DOL Fiduciary Rule Can Save Investors $190B, Court Told
• Edison Execs Beat ERISA Suit Over $3.3B Deal Disclosures
• 'Financial Myth Buster' To Pay $4M For Tall Tales Of Assets
• Lipocine Lied About Testosterone Pill's Chances, Investors Say
• Goldman Trader Admits Worry Over Libya Fund Trade Pricing
• Venable To Face Facebook Fraud Suit After 9th Circ. Revival
• Feds Say Nomura Traders' Good Acts Irrelevant In RMBS Suit
• DOJ Overruled Proposal To Indict HSBC, GOP Report Says
• Wells Fargo Says Investors Want It To Pay For Their Errors
• OCC Says Commercial Lending Standards Are Slipping
• How To Close A Law Firm — Practically And Ethically
• Top NY Finance Cop Blasts Idea Of Federal Fintech Charter
• Couple Says Dyson Capital Can't Lead Zinc Plant Investor Row
• Buyers Changing Tune In Aluminum MDL, Goldman Says
• The Scope Of SEC Defendants' Jury Trial Right: Part 2
• The First 90 Days Of DOJ's FCPA Pilot Program
• 4 Takeaways From The SFO's Latest Libor-Rigging Trial
• Committee Sends 'Maker-Taker' Fee Study To SEC
• Feds See Upside To Insider Trading Case At Supreme Court
• GSK Unit Pushes Back On SEC In Stock Fraud Suit
• Texas Rule Tweaks Could Help Grow Crowdfunding Market
• Suit Over $3.6B Sprint Deal Moves Closer To Trial In Del.
• 2nd Circ. Says NJ Atty Liable In Penny Stock Scheme
• Aletheia CEO Barred From Markets For 'Cherry-Picking' Trades
• Barrack Rodos Win In $1.5M Nonlawyer Fee Row Affirmed
• Influential Women In Securities Law: Stacey Slaughter
• House Blocks SEC's Push For Unified Ballots In Proxy Fights
• Whistleblower Chief Calls Time At SEC
• 2nd Circ. Reverses Itself On Joint Challenge To SEC Courts
• Chancery Says Lone Star Underpaid $97M For Payday Lender
• The Top Securities Decisions Of 2016: Midyear Report
• Canadian Fraudsters Get Time Served For Penny Stock Scam
• $100M In Settlements End Class Action In Muni Bond MDL
• Celator Reaches Deal In Suits Over $1.5B Sale To Jazz
• Judge Tosses Investor Suit Over Mexican Airline IPO
• Longview Denies Huff Energy Had Veto Over Sale, Shutdown
• Another Ex-Louis Berger Exec Sentenced In FCPA Case
• When Oil Prices Drop, Make Sure Your Insurance Tank Is Full
• SEC Secures Win In $22M Oil Drilling 'Partnership' Fraud Case
• Boehringer Offers Fixes To Clear Sanofi Deal In EU
• $97M Oil Securities Claims Tossed A Third Time
• CFTC, Ga. Fund Ask To Reopen Fraud Suit For Deal Approval
• 25 Banks Accused Of Rigging Treasury Securities Market
• Watchdog Steps In As Brexit Triggers UK Property Fund Chaos
• Proxy Advisory Firms In Legislative Crosshairs
• Deutsche Fund Investor Wins Round In Tangle Over Directors
• UK Watchdog Probes Crowdfunding Concerns
• Courts Are Looking Closely At Section 546(e) Application
• SEC Hits KPMG Partner, Others With Insider Trading Suit
• HP Touted Ethics While CEO Fooled Around, 9th Circ. Hears
• Atty Fees In Amerisource Shareholder Deal To Be Reworked
• Fed Makes Volcker Rule Reprieve To 2017 Official
• St. Jude Ends Investor Suit Over Cardiac Devices For $39M
• Talks Win Horsehead Ch. 11 OKs Of Disclosure, Control
• Greenberg Can't Ditch Stanford Ponzi Suit, Investors Say
• Ex-Louis Berger Exec Gets Prison In FCPA Case
• IRS Sets Money Market Fund Rules Loose
• Banks Say Libor Investors Lack Antitrust Standing
• Stonewalling Hedge Funder Takes '1st Step' Toward Freedom
• Peru Blasts Fund's 'Smear Campaign' In $1.6B Bond Fight
• Cash America Shareholder Sues Over $2.4B First Cash Merger
• Fraud Case Against Wilmington Trust Remains Largely Intact
• Target Execs Escape Derivative Claims Over Data Breach
• Structured Finance Group Protests New Inversion Rules
• Shell Units Must Face Market-Rigging Claims, Traders Say
• Goldman Says It's Not Liable For Fraud In $325M CDO Spat
• Warren Takes New Shot At SEC On Corporate Disclosure Effort
• KaloBios Strips Ex-CEO Shkreli Of Shareholder Power
• AILA Urges Gov't To Consider Lower Immigration Fee Hikes
• Appaloosa-TerraForm Discovery Halted For Dismissal Fight
• US Ends Libor Case Against ICAP Trio After UK Acquittals
• Feds Seek Max Sentence For 1st Convicted 'Spoofer'
• What Fund Investors Should Know About Bank Control Rules
• The Smart Money Is Not Following Traditional Law Firms
• Exxon Probers Resisting House Science Committee: Chair
• 2nd Circ. Says Ponzi Schemer Can't Show Atty Forced Plea
• New Extraction Payment Rule Requires Thoughtful Strategy
• PwC Australia Dodges Suit Over Energy Co. Stock Offering
• Australian Ex-Rabobank Trader Cops To Rate-Fixing In NY
• Expedition Standards Tighten In M&A Litigation
• Ex-Barclays Trader Gets 6.5 Years For Libor Rig
• 2nd Circ. Affirms Dismissal Of Millennium's Claims
• Fla. Developer Can't Escape Debt Judgment, 11th Circ. Says
• Apple Shareholders Urge 9th Circ. To Thaw Derivative Suit
• Ex-Lehman Trader Can't Recover 'Double' $83M Bonus
• Galleon Trader's Wife's FBI Spy Suit Survives Dismissal
• SEC Says Stock Fraud Suit Against Texas AG Is No Overreach
• Coal Groups Dispute Exec's 'Willful' Status In 4th Circ.
• Ex-AXA Broker's Colleagues Poached Clients, Jury Hears
• Ex-CEO Of Australian Pharma Co. Dodges Securities Suit
• UK Litigation Teams Ready For Post-Brexit Dispute Boom
• Private Equity Banker Cops To $95M 'Ponzi-Like' Scheme
• Kelley Drye Snags Securities Ace From Morgan Lewis
• Commodities Traders Rip Total's Bid To Ax Gas Price Suit
• Barclays To Pay $560K To Settle CFTC Reporting Allegations
• Canadian Regulators Tout Progress On Investor Protection
• Convicted Libor Traders Ask For Mercy Before Sentencing
• RMBS Investors Can Pursue BNY Mellon, Appeals Court Rules
• Halliburton Can't Scrap Expert In Asbestos Liability Suit
• CRS Execs Must Face Investor Suit Over $100M Tax Liability
• SEC's New Cybersecurity Appointment And What It Tells Us
• Complex Banks Need Complex Capital Rules: Fed Official
• RFP Lessons: 5 Ways Law Firms Can Beat Frustration
• Some Clarity On 'Commercially Reasonable Efforts' In M&A
• UK To Retry 2 Ex-Barclays Traders On Libor Charges
• 'Father' Of SEC Enforcement Leaves Enduring Legacy
• Barclays Can't Stay Dark Pool Suit During 2nd Circ. Review
• Retired Del. Vice Chancellor Noble Joins Morris James
• GE Sees Seller's Remorse In Class Claim For Merger Losses
• SEC, Miami Headed To Trial In $38M Bond Rating Fraud Suit
• SEC Seeks To Banish Ex-Pharma CEO After Fraud Verdict
• Ex-Galleon Trader To Sue Atty For $12.5M For 2nd Circ. Loss
• Nasdaq, Investors Ask 2nd Circ. To OK Deal On Facebook IPO
• Lehman Says Buckeye Owes It $20M In Default Dispute
• Warren, Dems Quiz Derivatives Clearinghouses On Recovery
• Medivation In Talks With Sanofi After Rejecting Its $9.3B Offer
• AXA Boss Calls Ex-Broker A Squeaky Wheel At $20M Trial
• Blue Man Group Partners Sue Over Unpaid Royalties
• High Court Wants Response In Calif. Securities Suit Petition
• MassMutual Gets Nod For $30.9M ERISA Suit Settlement
• Spirit Aero Investors Can't Show Ill Intent, 10th Circ. Says
• SEC's International Corporate Finance Head Lands At Latham
• 2nd Circ. Keeps Stay Of Duka's SEC In-House Suit, For Now
• Libor Banks Can't Yet Make New Arguments For Dismissal
• Horsehead, Creditors Duel Over Ch. 11 Control, Co. Value
• FCA To Review Rules For UK Open-Ended Property Funds
• Trader Facing CFTC 'Money Pass' Charges Fights Market Ban
• PE Firm Advent Wants Out Of Party City IPO Class Action