Securities Archive » August, 2016

Securities - August, 2016

500 articles

• Stockholders Say Horsehead Ch. 11 Sale Plan Ignored Market
• NY AG Sued For Docs On Climate Probe Coordination
• Stanford Receiver's $35M Chadbourne Deal Gets Final OK
• AIG, Others Battle Hedge Funds For $500M BofA Payout
• Avalanche Aims To Ditch IPO Suit Over Eye Drug
• Ex-Visium Hedge Fund Manager To Get 'Co-Conspirator' List
• Full 7th Circ. Won't Review $16.5M Centaur Ch. 11 Clawback
• Ex-Duane Reade CEO To Pay $6.2M To Cover Legal Fees
• NY Judge Relies On Del. 'Business Judgment' To Back Merger
• Judge OKs Receivership Claims Process Tied To EB-5 Case
• 2nd Circ. Mulls ERISA Breach Test In 'London Whale' Action
• MetLife, Units Hit With $15M In Punitives For Ponzi Scheme
• Valspar Fights Attys' Fees Bid In Suit Over $11.3B Merger
• RBC To Pay $2.5M For Proxy Statement Disclosure Violations
• Louis Berger Settles Suit With Former Exec Over Bribery
• 9th Circ. Sends Exec. Fraud SEC Case Back For Jury Trial
• Enron Investors Want Dismissal Of UBS Suit Undone
• HeartWare Says Investor Suit Over FDA Regs Is 'Opportunistic'
• Financial Planning Coalition Argues For DOL Fiduciary Rule
• Revolving-Door Roundup: DLA Piper, Kirkland, Gibson Dunn
• Abbott Calls Alere's $5.8B Merger Suit 'Publicity Stunt'
• HK Regulators Fine BNP Paribas Unit For Overcharges
• Labaton To Lead Class Action Over $173M Chip-Card Co. IPO
• Lehman Brothers Wants Billions In RMBS Claims Wiped Out
• Banks Say NovaStar Bankruptcy Halts $7.7B MBS Suit
• CAB Rules Won't Get Private Funds To Their Destination
• Reconciling The Practice With The Business Of Law
• Finance Reports Misleading, Ex-Miami City Manager Testifies
• Jay Peak Receiver Seeks OK For $13M Citibank Settlement
• Paylocity Says Fee-Shifting Bylaw Suit Doesn't Show Harm
• Horsehead Seeks Del. Ch. 11 Confirmation Over Objections
• AstraZeneca Will Pay $5.5M To SEC Over FCPA Claims
• Investors Say CBRE Can't Exit $157M Embezzlement Suit
• Platinum Energy To Pay $1.7M To End Merger Class Action
• Another Shareholder Challenges Starz-Lions Gate Merger
• Feds Seek To Quell Banks' Anti-Money Laundering Fears
• SEC Hands Ex-Monsanto Exec $22M For Accounting Fraud Tip
• SEC Says Depositions Of Stifel Execs Are Allowed At Trial
• Cypriot Real Estate Co. Awarded $900K In Kiev Mall Row
• Consumer Group Poised To Get Leftover Wachovia Deal Cash
• Wells Fargo Skirts Fees After Seminole Tribe Removal Row
• JPMorgan Wants 'Stale' Foreign Exchange Fees Claims Nixed
• SEC Fights Halcon On Liability Releases In Ch. 11 Plan
• Biz Defendants In EB-5 Suit Urge Denial Of Contempt Motion
• CFTC Floats Slew Of Changes For Whistleblower Program
• Law Profs Say 2nd Circ. Should Uphold Abacus Class Cert.
• SEC Scoffs As Investment Adviser Tries To Nix $3M Fees Suit
• Ex-AXA Broker Launches Broad Appeal Over $1.6M Trial Loss
• Report On Post-Volcker Rules Coming Soon, FDIC Chief Says
• Is SEC Cooperation Credit Worthwhile?
• REBUTTAL: Establishing Standards And Norms In Mediation
• SEC Tells Jury Miami Duped Investors With $38M 'Shell Game'
• Hungry SEC Enforcers Find Fertile Ground In Muni Bonds
• Metals Traders Cheated Investors, Judge Rules In CFTC Suit
• New Class Action Filed Against Melted-Down Third Ave. Fund
• SEC Bans Auditor For 3 Years Over OCZ Accounting Failure
• Robbins Geller Seeks $388M In Fees After $1.6B HSBC Deal
• Horsehead Equity Holders Object To Ch. 11 Plan, Valuation
• Scottrade Goes Scot-Free In Kickbacks Class Action
• Chuck E. Cheese's Says Insurer Must Cover Shareholder Suit
• McGuireWoods Nabs Enforcement Ace From Schoeman
• Pabst Can't Ditch Snoop Dogg's Suit For Taste Of $700M Sale
• Pharma Co.'s Supply Chain Lies Caused Stock Drop, Suit Says
• 4th Circ. Denies Ex-Beazer Homes Accounting Exec A Retrial
• Icahn Boosts Herbalife Stake In Ongoing Battle With Ackman
• US Bank Wants $6.7B Class Action Nixed Over Delayed Docs
• FINRA Sues Broker For Pitching Bad Energy, Gold Stocks
• Top House Dem Asks Regulators For Volcker Rule Update
• Japanese Bank Can't Escape Mt. Gox Bitcoin Dispute
• Chinese Online Lender Hit With Suit Over Stock Drop
• HSBC Exec Denies Scamming $3.4B Forex Transaction
• Fed Wants $1.2M Fine, Ban For Ex-Barclays Forex Trader
• Activists Urge High Court To Tighten Insider Trading Rules
• Investors Want $1B-Plus Ponzi Claims Back in Del. Court
• Martin Shkreli Sells Remaining Stake In KaloBios
• Board Interlocks In Antitrust Enforcement Hot Seat
• How Accepting Responsibility Can Help At Sentencing
• SunEdison Wants Class Actions Consolidated In New York
• SEC, IRS Say Wyly Ch. 11 Plan Flawed By Isle Of Man Trusts
• Ex-Basho Exec's Chancery Suit Survives Dismissal Bid
• Influential Women In Securities Law: Helen Kim
• Global Watchdog Pushes For Fund Manager Transparency
• NY Real Estate Investment Co. Beats RICO Suit
• Gov't Says Biofuel Exec Can't Shake $56M Fraud Conviction
• Redstone Granddaughter Drops Viacom Settlement Challenge
• Seminoles Say Wells Fargo Can't Dodge Fees In Trust Row
• Investor Ends Class Action Over $461M AnchorBank Sale
• AXA Investor Fees Didn't Breach Fiduciary Duty, Judge Says
• Ex-Lightsquared CEO Takes Bankruptcy Suit To High Court
• 7th Circ. Revives ERISA Suit Over Tanked $60M Investment
• Alere Drags Abbott To Court In Bid To Force $5.8B Deal
• 3 Takeaways From The SEC's Recent Rash Of PE Settlements
• SEC Slaps Calif. Waste-To-Construction Co. With Fraud Suit
• Globus Investor Suit Lacked 'Factual Allegations,' Judge Says
• India To Let Banks Issue Masala Bonds To Foreign Investors
• Software Co.'s $20M Suit Claims Merger Misrepresentations
• Ex-Logitech Execs To Face Inflated Earnings Suit, SEC Says
• Defining Attorney-Client Relationships In The Electronic Age
• $3.3M Incentive Fee In $35M Occam Deal Too High, Atty Says
• SEC Signals Approval Of MSRB, FINRA Pay-To-Play Rules
• Scrapbookers' McDermott Malpractice Suit Now But A Memory
• Texas Oil Field Operator Beats Suit Over Cratered Value
• Options Clearing Corp. Weighs In On Capital Plan Challenge
• Aveo Promises Reforms In Cancer Drug Derivative Settlement
• 3 Indicted As Feds Crash Bogus Vehicle Investment Ring
• IPO Row Belongs In Calif. Court, Investors Tell High Court
• Feds Fail To Halt Discovery In Gambler's Insider Trading Case
• SEC Continues To Solicit Public Comment On Disclosure Regs
• The Evolving M&A Litigation Landscape Post-Trulia
• Questioning 2nd Circ. Analysis In Aluminum Antitrust Case
• Global Houses, Exchanges Probing Blockchain Opportunities
• PwC Reaches Deal Amid $5.5B Taylor Bean Trial
• Rainmaker Q&A: Hanson Bridgett's Teresa Pahl
• MetLife Owes For Elderly Woman's Lost Savings, Jury Told
• Kay Parent Co. Faces Investor Suit Over Jewel Swap Scheme
• ExamWorks Investors Seek Stock Appraisal After $2B Buyout
• Wilmington Trust Investors Oppose Delay Of Criminal Trial
• $62M Avon FCPA Settlement Gets Approval, Fees Cut 40%
• DOL Defends Authority For Fiduciary Rule In DC Court
• $3.5B Auspex-Teva Merger Challenge Axed By Chancery
• Adviser Who Targeted Elderly In Ponzi Scheme Gets 5 Years
• MoFo Looks To Deep-Six Malpractice Suit Over Coal Co. IPO
• PE Magnate Tilton Loses Bid For SEC Review In Fraud Case
• Bankrate On Track To Settle Earnings Fraud Action For $20M
• Ballard Spahr To Lead BGC-GFI Appraisal Action
• SEC Says Advisers Must Report Clients' Derivatives Risk
• Ex-Madoff Aide Agrees To Assist Trustee Liquidating BLMIS
• Dechert Sued Over Payment From Unauthorized Apt. Sale
• 4 Reasons Law Firm Business Development Initiatives Fail
• IRS Fights Wyly Estate's Bid To Escape $210M Tax Bill
• TC Pipelines Says Chancery Right To Ax $446M MLP Deal Suit
• SEC Rings Up F-Squared Piggybackers For $2.2M In Penalties
• Exxon Pushes Texas Court To Shut Down Mass. AG Probe
• 5 Key Takeaways From Key Energy's FCPA Settlement
• Del. Judge Taps 3 Firms To Lead Redstone Investor Suits
• Judge Tells Hungarian Execs, SEC To Get Ready For Trial
• Ex-SEC Accountant Tells Jury PwC Violated Auditing Rules
• TIAA Pays $2.9M To Settle ERISA Class Action Claims
• Attys To Pay SEC Over $632K For EB-5 Violations
• Prudential Can't Ditch Investor's Excessive Fee Suit: Judge
• SEC Slaps WL Ross With $2.3M Fine For Fee Overcharges
• Prudential Pays $33M To End Unpaid-Policy Shareholder Suit
• Drugmaker MannKind Beats Shareholder Securities Suit
• Ad Co. Execs Elude Investors Claiming Software Lies, For Now
• Shell Can't Duck Crude Manipulation Suit, Judge Told
• Ex-Comverse CEO Denied Bail After 10 Years As Fugitive
• Law Firm Faces DQ Bid In Animation Studio Ownership Suit
• 2nd Circ. Won't Reconsider Ex-S&P Exec's SEC Challenge
• Rainmaker Q&A: Mahendru's Ashish Mahendru
• Young Conaway Settles Investors' Shipwreck Treasure Suit
• Robbins Geller Snags Lead In Ruckus Wireless Investor Suit
• House Science Chair Rips Mass. AG Over Subpoena Rejection
• SEC 'Cherry-Picked' Facts In Engine Suit: Ex-Navistar CEO
• 2nd. Circ. Affirms BlackBerry Win But Gives Investors Hope
• SEC Charges 71 Municipal Bond Issuers For Faulty Disclosure
• Horsehead Equity Holders Say $7.5M Fee Should Sink Plan
• Hallmark Channel Investors Want Appraisal After $175M Deal
• Investors Sue Over Feds' Plan To End Private Prison Contracts
• Atty Objects To 4-Year Sentence In Ticket Co. Stock Fraud
• Judge Won't Let Chicago Trader Escape CFTC Spoofing Case
• Pay-For-Delay & Stock Prices: Smoking Gun Or Damp Squib?
• The Psychological Edge Of Relieving Stressed Jurors
• Merger Privilege Claims Snarl ETE Unit-Offer Class Fight
• Shareholder Can't Inspect Freddie Mac Records, Judge Says
• Amedisys Can't Dodge Investor Suit Over Medicare Fraud
• Credit Suisse, Others Freed From ERISA-Tied Forex Suit
• Viacom Shareholders Move To Consolidate Redstone Suits
• SEC Settles With 7 In Super Bowl Laser Stock Scam
• GE Account In Class Share Flip Fight Called 'Unsatisfying'
• MMA Promoter Must Pay SEC $2.87M For Fraud
• Italian Co. Seeks €570M For Vivendi Change To Pay TV Deal
• Investors Seek Fresh Market Appraisal In $1.4B Apollo Deal
• Biz Groups Dispute Gov't Claim In $234M Foreign Tax Suit
• Natixis Says Suit Over $400M In RMBS Losses Is Too Late
• Jay Peak Owner Says SEC's Case Fee Dispute Is 'Unseemly'
• 2nd Circ. Rebuffs Lynn Tilton Again On SEC In-House Fight
• 2nd Circ. Declines To Stay $542M Triaxx CDO Default Sale
• CFTC Settles Charges With False Commodity Pool Operators
• 10th Circ. Affirms $55M SEC Win Against Investment Adviser
• VW Investor Wants Labaton To Head Emissions Suits
• 5th Circ. Won't Order $6M Ponzi Clawback From Golf Channel
• Calif. Atty Gets 4 Years For $3M Ticket Broker Stock Fraud
• Indian Stock Exchange Picks Banks, Law Firm To Lead IPO
• Equity Investors Say Recycler's Ch. 11 Can't Absolve Execs
• Cohen Seglias Faces DQ Bid In Pa. Contractor RICO Suit
• Vanguard Rips Investors' Math Failures In $539M Deal Suit
• 4 Apollo PE Advisers Pay $52.7M To Settle SEC Charges
• CME Group Suspends Trader For Spoofing Gold, Gas Futures
• From BigLaw To Your Own Firm: 4 Tips For Legal Startups
• Chancery Endorses Share Tracing In Dell
• Exec Must Pay $1M For Conning Skincare Startup Investors
• 3rd Circ. Says Cooper Tire Merger Suit Rightly Tossed
• Ex-UniPixel Brass Want Their Legal Bills Paid In SEC Suit
• Fraudster Who Hid Tablet At Pillsbury Can't Dodge SEC Ban
• NJ Atty And His Hedge Fund Fire Back At SEC Complaint
• 3rd Circ. Upholds Dismissal Of FINRA Arbitration Suit
• Activist Meister Seeks To Replace Williams Board
• Investor Agrees To Drop FedEx Drug Shipping Derivative Suit
• 2nd Circ. Won't Rethink Tossing BofA $1.3B Mortgage Fine
• Chancery Sets Sept. Trial In Hill International Meeting Dispute
• Galanis Brother Cops To $20M Pump-And-Dump Fraud
• SEC Settles With Ex-Fannie Mae CEO, Ends Subprime Suit
• Canada Watchdog To Study If New Rules Help Fund Investors
• Report Says SEC Probing Silver Lake Over Fees
• Ex-Comverse CEO To Cop To Decade-Old Stock Backdating
• Ex-NFL Player Must Turn Over Super Bowl Ring In Fraud Suit
• Opponents Mischaracterize Fiduciary Rule, DOL Says
• Food App Founder Dismisses Investors' 'Seller's Remorse'
• Texas Oil Co. Owner Arrested For Running Ponzi Scheme
• The ETE-Williams Dispute Through A Tax Lens
• UK Lobby Group Urges Revamp Of Tax On Stock Sales
• Castle Law's Delaware Fiduciary Duty Suit Time-Barred
• 4 Communications Fundamentals For High-Stakes Litigation
• Impact Of Pay-To-Play Rules In 2016 Election Cycle
• Viacom Employees Told Of Redstone Deal Via Internal Memo
• JPMorgan To Get $645M From FDIC Over WaMu Purchase
• Influential Women In Securities Law: Sharon Nelles
• Ex-Santander Exec Defaults On $1M Insider Trading Suit
• $7.6M Oil Investor Settlement Wins Over Skeptical Judge
• TransPerfect Boss Hit With $7.1M Fee Sanction By Del. Court
• Judge Recommends Pilgrim's Pride Escape ERISA Stock Suit
• Class Cert. In Goldman Suit Was Proper, 2nd Circ. Told
• Ill. Publisher Faces Investor Suit After $14M Stock Purchase
• SEC Blasts Stay Bid Pending High Court Action In Salman
• SEC Tosses Enforcement Claims Against Bank Exec
• Northstar Fights For Revival Of Schwab Fund Suit
• Sequenom Investor Wants Tender Offer Halt In LabCorp Buy
• Gibson Dunn Hires Schulte Zabel M&A, Securities Co-Chair
• SEC Curtails 'Substantial Implementation' Exclusion
• Forex Dealer Dodges Investor Suit Over Swiss Franc Losses
• Horsehead Investor Says Ch. 11 Plan Kills Securities Suits
• 4 Mistakes To Avoid After Your IPO
• Gupta Says Jury Instruction Flouted Newman In Trading Trial
• CFTC Sues Forex Capital Markets Over Past Capital Shortage
• Is Bank Debt A Security? GM's Dangerous Implications
• Risk Management Tips For Attys Serving As Local Counsel
• Viacom, Redstone Near Deal In Battle Over Media Empire
• Ex-GC Says PwC's Audits Critical To $5B Taylor Bean Fraud
• Moody's Says Whistleblower's Suit Alleges No False Claims
• Steamfitters Funds Chosen To Lead Endo Class Action
• Bharara Shows Path To Post-Newman Wins In Stewart Trial
• SEC Agrees To Ease Regs For Capital Acquisition Brokers
• Deutsche Bank Whistleblower Passes On $8M SEC Award
• FINRA Erases Tribe's Claims Against Morgan Keenan Rep
• Starz Investors Seek To Speed $4.4B Lions Gate Deal Claims
• Rainmaker Q&A: Bird Marella's Mark Drooks
• ICE Rebuts UK Watchdog Concerns Over Trayport Deal
• TransPerfect Boss Wins Limited Stay To Appeal Co. Sale
• CFTC Sues Deutsche Bank Over Swaps Reporting Failures
• Aluminum Price-Fix Case No Guide To Silver Row, Atty Says
• Morgan, Others Say Needed Data Shared In Rate-Fixing Suit
• Booz Allen Retirees Push For 2nd Circ. to Revive ERISA Suit
• T. Rowe, Alleghany Go After Valeant For Stock Drop
• HK Market Unveils Volatility Controls To Stem Price Swings
• SEC Moves Against Mich. Transfer Agent Bay City, Boss
• Vivint Not Close To Deal With SunEdison Over Failed Merger
• Fiat Chrysler Bumps Longtime Atty To GC Amid Fraud Probe
• Lessons From Del. On Good Faith, Fair Dealing In Earnouts
• Investors Sue Big Banks For Manipulating Aussie Benchmark
• Qlik Shareholders OK $3B Sale To PE Firm Thoma Bravo
• SEC Enforcement Hammer Protects Whistleblowers
• The Tax Deductibility Of Fines And Penalties
• FCA Hires FBI Veteran As Head Of Regulatory Investigations
• SEC Bars Mass. Adviser Who Copped To Stealing IPO Dollars
• SEC, Ex-KeyBanc CFO Settle $13M Accounting Claim
• Atty Says Doomed Career Is Hefty Punishment For Scheme
• Biofuel Exec Says Jury Erred In $56M Fraud Conviction
• PwC Auditor Says No Duty To Detect $5B Taylor Bean Fraud
• Dorsey Backs Away From Controversial Shkreli Invite
• SEC Waited Too Long For $3M Disgorgement, Agency Told
• Sentence Shortened Over 'Third-World' Prison Health Care
• Shell Says Aluminum Ruling Foils Crude Manipulation Suit
• Attys Seek $4.1M Fee For $18.5M Erickson Class Award
• Shkreli Seeks Escape From KaloBios Securities Litigation
• Judge Won't Throw Out SEC Case Over EB-5 Investors
• 'Chief Orchestrator' Of Advance Fee Scheme Gets 78 Months
• Dusek Doesn't Bar Merck Investors' Claims, 3rd Circ. Hears
• IKOR, Execs Denied New Trial, But Get Damages Slashed
• Johnson, Tyco Ink $16.6B Inversion As Shareholders Balk
• Canadian Sports Co. Faces SEC Probe Amid Filing Woes
• Goldman Wants Aluminum Price-Fix Claims Tossed
• Feds Say Convicted Spoofer Unlikely To Prevail On Appeal
• Paid Stock Barker Can't Escape SEC's Norstra Fraud Suit
• SEC's Investor Advocate Praises Proposed Audit Rules
• Rainmaker Q&A: Morvillo Abramowitz's Jeremy Temkin
• SEC In-House Judge Tosses Case Against Defunct Adviser
• Beware The 'Standard' Mediation Confidentiality Agreement
• S&P Urges Transparency In Banks' Plans To Weather A Crisis
• UK Antitrust Agency Challenges ICE's $650M Trayport Deal
• SEC Agrees To Take Another Look At Nasdaq, NYSE Pricing
• Schwab Says Routing Order Class Actions Rightly Tossed
• New Biz Continuity Obligations For Investment Advisers
• Investors Says Deutsche Knew Securities Were Bad
• Examining 2nd Circ. Interpretation Of Omnicare
• Ex-JPMorgan Banker Convicted of Insider Trading
• Sequenom Investors Sue To Block LabCorp Takeover Bid
• Bad News For Loan Co. Spells Refund Opportunity For Others
• TransPerfect Co-CEO Fights Delay Of Court-Ordered Sale
• Chancery Cuts $6M Fee Request To $650K In NavSeeker Suit
• $453M Barclays Penalty Can Be Enforced As Is, FERC Says
• Peregrine Customers Can't Collect From Estate, Judge Rules
• CFTC Finds No Need To Change Cross-Border Swap Rules
• Bank, Brokers Push To Escape Yen Libor-Rigging Suit
• CFTC Sues Vendor Of Automated Futures Trading Software
• New Anti-Laundering Regs Needed For Firms, Expert Says
• Stifel Blasts SEC Bid To Limit Ex-Agency Director's Testimony
• FINRA Fines UBS Over Mutual Fund Discount Dodging
• Santander Says IRS Twisting UK Deal To Deny $234M Award
• SEC Fines Another Co. Over Anti-Whistleblower Agreements
• EB-5 Program Heads Beat Too-Vague Investor Fraud Suit
• AIG, CVS Will Pay $310M To Settle Investors' Fraud Suit
• Ex-Nomura Trio Wants Jury To Hear About Industrywide Fibs
• Ex-Goldman Trader Pays $400K To Settle RMBS Fraud Charges
• Chinese Regulators OK Shenzhen-Hong Kong Trading Link
• Investor Slams $1.6B Buyout Of RedBox Parent As Unfair
• K&L Nabs Trade Compliance Pro From Baker & McKenzie
• CFTC Bars Ex-SAC Manager Cohen Over Insider Trading
• Northern Oil And Gas Boots CEO Amid SEC Probe
• SEC Eases Up On Enforcement Actions In 2016
• DLA Piper Nabs US Attorney's NY Narcotics Chief As Partner
• New ISS Policy Affects IPO Co. Director Elections
• Skadden Reaches Deal With La. Firefighters In Investment Row
• Rainmaker Q&A: Hall Lamb's Andrew Hall
• Unintended Consequences Of New DOL Fiduciary Rule
• 5 Mistakes To Avoid When Building Law Libraries
• PwC Auditor Defends Methods In $5.5B Taylor Bean Trial
• SEC Dubs Atty's Pump-And-Dump Defense 'Thought-Dumping'
• SunEdison Unit Says Hedge Funds' Math Doesn't Add Up
• Bulldog Sues Hill International For 11th-Hour Meeting Delay
• SEC Fears Manipulation In Neuromama Stock, Halts Trades
• Investors Seek Regulatory Data In Bank Rate-Fixing Suit
• Chancery Hikes ISN Share Value After Investor Dispute
• SEC Sues Fund Manager Over 'Death Put' Options Scheme
• Aggressive Agencies To Push Bounds On Civil Penalties Boost
• 9th Circ. Revives NCUA Claims Over Nomura MBS
• Galanis Brother Cops Plea In $20M Pump-And-Dump Fraud
• SEC Hits Airline Exec For $1M Over Stock Sales
• Feds Say Texas Man Lied To SEC During Fraud Investigation
• Express Scripts Investor Demands Look At Books, Records
• Commodity Pool Heads Get $10M Penalty For Ponzi Scheme
• Ex-State Street Exec Pleads Not Guilty To Fraud Charges
• Wells Fargo Slams Seminole Tribe's Fees Bid In Trust Row
• Jarden Investor Wants Newell Rubbermaid Deal Appraised
• SEC Denies Appeal From Exec Of Investment Firm For Athletes
• Kirkland Boosts Investment Funds Group With Ex-SEC Atty
• Rainmaker Q&A: Labaton Sucharow's Eric Belfi
• 2nd Circ. Revives Fraud Verdict For Katrina Schemer's Son
• Hong Kong Starts Clearing Service For Cross-Currency Swaps
• FINRA Relaxes Arbitration Chair Requirements
• A Key Victory For SEC In Battle Over Administrative Courts
• Scottsdale Tells 4th Circ. FINRA Can't Dispute Overreach
• 2nd Circ. Appears Tempted To Revive BlackBerry Z10 Action
• SEC Upholds Wedbush FINRA Fine Over Reporting Violations
• Key Energy Pays SEC $5M To Settle FCPA Claims
• Law Students Should Explore BigLaw Pro Bono Options
• Does Your D&O Policy Cover Informal SEC Investigations?
• Trader Brought Low By Feds Hopes Newman Will Clear Name
• MassMutual, RBS Strike Deal In $235M Crisis-Era MBS Suit
• JPMorgan's $4.5B RMBS Investors Deal Gets Judge's Nod
• Sumner Redstone To Be Deposed In Competency Suit
• Influential Women In Securities Law: Cheryl Scarboro
• Deloitte Unit Battles High Court Review In Fraud Row
• Dewey Judge Says DA Can't Blame Execs For Firm Collapse
• Amira Foods Investors' Class Action Over $90M IPO Tossed
• Texas Court Revives UBS Shareholder Defamation Suit
• Immigration Regulations To Watch Before Obama Exits Office
• 3rd. Circ. Defines Investment Adviser For 1st Time
• Bank Investor Sues Over Scheme That Sank $33M Merger
• Tesla Making Excuses For So-So Sales, Investor Says
• Taxation With Representation: Fenwick, Sullivan, Gibson Dunn
• Possible Deadlock In Ex-JPMorgan Banker's Fraud Trial
• NJ Atty Denies Blame In Malpractice Suit By Energy Co.
• Precious Metals Trader Ordered To Pay $9.9M In CFTC Case
• Moody's Urges High Court To Hear MBS Ratings Fraud Suit
• SEC Says Purported Cyber Arms Maker Misled Investors
• Ceragenix Wins Dismissal Of Ex-Exec's SOX Complaint
• Gambling Co. Asks 7th Circ. To Rehear Safe Harbor Decision
• SEC, Receiver Slam Jay Peak Owner's Bid To Unfreeze $640K
• SEC Wants Business Defendants In EB-5 Suit Held In Contempt
• Mass. High Court Again Rejects Tax Appeal Post-Wynne
• Bankrupt Calif. Store Owner Cops To 'Phantom Wine' Scheme
• 'Porn's New King' Says He's Too Broke To Pay For Defense
• Williams Decries Chancery's Focus On Latham In ETE Case
• Calif. Pair Faces Insider Trading Charges In Biotech Scheme
• Time To Revisit Severance Agreements
• International Cartel Stats: A Look At The Last 26 Years
• New Ruling May Revive Mutual Fund Securities Litigation
• CTFC Exempts Federal Reserve Banks From DCO Liabilities
• Punching Above Your Weight: Minority Investments In PE
• 2nd Circ. Resets Bar For Arbitration Rows To See Court
• DOJ, SEC Say Calif. Fund Runner Faked Returns, Assets
• PwC Auditing Violations Justify $5.5B Claim, Expert Says
• SEC Shows No Patience For Muzzling Whistleblowers
• Deutsche Bank Trustee Can't Revive Quicken RMBS Suit
• Appeals Court Revives RMBS Claims Against Morgan Stanley
• Wyly Wants To Take $1.1B Tax Fraud Appeal To 5th Circ.
• Morgan Stanley Can't Escape RMBS Fraud Claims in Appeal
• Beazley To Appeal Excluded Coverage Of Facebook IPO Suit
• CFTC Stands Behind Penalties Over Money Pass Scheme
• Investor Sues Warren Gas Co. Execs Over 'False Statements'
• Horsehead Seeks Key Ch. 11 Plan Measure To Raise $260M
• Goldman Says 2nd Circ. Ruling Nixes MDL's Aluminum Buyers
• Janus Likely Controls Enforcement Actions, SEC Tells Judge
• Why The Government's Wall Of Secrecy Must Fall
• Clinton Says She'll Move Beyond Dodd-Frank's Bank Rules
• SEC Extends Ex-Barclays Trader's Ban To 5 Years
• SEC Names New Co-Head Of Investment Adviser Exams
• Lyondell Investors Seek To Undo $6B Clawback Claims Revival
• Brooke Ex-CEO Wants Barrier Between Estate, Husch Attys
• Cayman Court Clarifies Investor Rights In Liquidation
• Law Firm Securities Chief Claims No Role In Shell Cos.
• Taylor Bean Trustee Defends His $5.5B Suit At Trial
• Etsy Still Eying End Of IPO Suit
• Investor Says Ratners Should Loosen Hold On Forest City
• CORRECTED: Hedrick Kring Nabs Litigation Attorney From Akin Gump
• Ex-Hunton Attorney & Pal Charged With Insider Trading
• Oxbow Contract Interpretation Held For Trial
• Alleged EB-5 Scammer Says SEC Fraud Suit Lacks Detail
• 11th Circ. Affirms JPMorgan's Win Over Madoff Investors
• Verdict Eludes Jury In Ex-JPMorgan Banker's Fraud Trial
• Depositions Put On Ice In $60M Tribal Bond Fraud Suit
• MF Global Gets Nod On $159M Settlement With Former Execs
• China OKs Brokerage Firm's Plans To Sell 1.2B Shares In HK
• Ex-Football Player Arrested Over $8M Ponzi Scheme
• Caledonia To Pay $480K For Merger Notification Flub
• Identiv Beats Investor Suit Over Reporting Controls
• Jay Peak Investors Join Forces In Florida EB-5 Suit
• First-Half Volatility Shrunk Hong Kong Securities Trading
• Robbins Geller Leads Brazil Steel Co. Investors' Tax Suit
• 2nd Circ. Won't Rehear Madoff Five's Appeal
• 7th Circ. Tightens Standards For Disclosure-Only Deals
• Bond Orgs Ask SEC For Clarity On Disclosure Requirements
• 3rd Circ. Pauses Trading Case Over SEC, Trader Objections
• 15 Banks Tackle Trade Finance With Blockchain Tech
• SEC Issues Fine Over Anti-Whistleblower Agreements
• 2nd Circ. Denies Redo In $81M Morgan Stanley Buyback Suit
• Blackstone Primes $5B Non-Traded REIT
• Sagent Hit With Investor Suit Over Proposed Merger
• Deutsche Bank, WMC Settle $1B Mortgage Pool Suit
• Code-Based Fund — The Future Of Startup Funding
• DOL Fiduciary Rule: Real-World Applications And Effects
• SEC Can Resume National Lampoon's Ex-CEO Ponzi Suit
• SolarCity Securities Suit Tossed For Final Time
• A Lesson On Entire Fairness
• Taylor Bean Trustee Says PwC Could Have Stopped $5B Fraud
• Novartis Korea Execs Indicted, Accused Of Bribing Docs
• SEC's Big DC Circ. Win Won't End In-House Clash
• Life Insurers Say Fiduciary Rule Will Harm Annuity Trade
• Investor Claims Biopharma Withheld Patient Testing Info
• Paxton Prosecutors Say AG's Case Should Head For Trial
• Ex-JPMorgan Banker's Insider Trading Case Heads To Jury
• Ill. Appeals Court Says Contract Bars Stock Fraud Claims
• 3 Nonprofits Can Get $590M Citigroup Deal Leftovers
• Writing Arbitration Clauses To Get The Arbitration You Want
• Abbott Still Worried About Alere Pact Even After SEC Filing
• 2nd Circ. Nixes Secondary Aluminum Buyers' Antitrust Suit
• SEC Says Securities Brokers Charged $13M In Hidden Fees
• Deutsche Bank Wants Toss Of Remaining Securities Claims
• Defense Auction Co. Execs Accused Of $106M Inside Trades
• EQT Buys Health Care Analytics Co. In $2.35B Deal
• SEC Wins 1st Appellate Ruling On In-House Constitutionality
• FINRA Is Wrongfully Imposing Rule 2010 Sanctions
• Spotlight On 'Shadow Banking'
• Lehman Partnerships Escape Real Estate Investors' Fraud Suit
• Nomura Traders, Gov't Feud Over 'Victim-Blaming' Evidence
• Feds Brand Ex-JPMorgan Banker As A Liar As Trial Nears End
• Nixon Peabody Tells Judge To Ignore 9th Circ. Fraud Ruling
• McDermott Snags White Collar Partner From DLA Piper
• Trump's Econ Speech Leaves FinReg Questions Unanswered
• AIG Escapes Ill. Pension Fund's Securities Fraud Suit
• Ex-Dewey Exec Presses To Bar Evidence In 2nd Trial
• Forex Investors Say Dealer's Model Riskier Than It Claims
• $300M State Street Settlement Gets Early OK
• Volkswagen Must Face €4B German Investor Suits
• WhiteWave Sued By Shareholders Over $10B Proposed Sale
• SEC, Insider Tell 3rd Circ. Not To Wait For Salman Ruling
• Stanford Investors Blast Hunton & Williams' Immunity Bid
• Deutsche Bank Pays $12.5M Over Lax Customer Info Controls
• Rosen Law Adds Ex-Placitella Roth Atty, Philly Controller
• Aluminum Buyers Say Goldman Is Mum On Price-Fixing Claims
• Facebook Urges 2nd Circ. To Partly Reverse IPO Settlement
• Bristol-Myers Directors Sued in NY Over FCPA Inaction
• Barclays To Pay $100M In Multistate Libor Settlement
• Tips For Upsizing And Downsizing An IPO
• 9th Circ. Agrees To En Banc Rehearing Of Edison ERISA Suit
• SEC Bars KPMG Auditors After TierOne Mortgage Case Roles
• AbbVie Hit With Hedge Fund's Suit Over Failed Shire Deal
• Investment Adviser Wants Out Of SEC's $3M Hidden Fees Suit
• Greenberg Traurig's NY Office Adds Ex-Debevoise Partner
• Co-CEO Seeks Chance To Appeal Before TransPerfect Sale
• Influential Women In Securities Law: Colleen Mahoney
• Feds Seek Stay Of SEC's Dean Foods Insider Trading Case
• Wells Fargo Can't Escape SEC Suit Over Bond Offering
• Court Cites Trulia To Slash $275K Atty Fee Bid To $50K
• Gov't Says Gupta's Insider Trading Verdict Survives Newman
• Stanford Receiver Pushes For OK Of $35M Chadbourne Deal
• Judge Again Tosses $73M CitiBank Currency Fraud Suit
• SEC Says Hands Were Tied With Clearinghouse Capital Plan
• Oxbow, Koch Battle PE Bid For Company Coup In Del. Court
• Feds Pile More Charges On Trader Over $9M Ponzi Scheme