Securities Archive » October, 2016

Securities - October, 2016

481 articles

• Chancery Keeps Comverge-HIG Capital Merger Suit Alive
• Judge Extinguishes Tilton's SEC Misconduct 'Smoking Gun'
• Wells Fargo To Pay $50M To End Home Appraisal Class Action
• Corinthian's $3.5M Investor Deal Stalls Over Late Mailing
• SEC Sues Rail Oil Shipper Founder Over Stock Manipulation
• SEC Boosts Intrastate Crowdfunding, But Hurdles Remain
• Investors Scoff At Bank's 2nd Circ. Terrorism Ruling Citation
• Intersil Investors Seek To Halt $3.2B Renesas Purchase
• Biz School Prof Rejects PetSmart's $8.7B Merger Value
• SEC Says PwC Auditor Should Have Caught Fund Fraud
• Hexagon CEO Detained In Insider-Trading Investigation
• Once Assured, An SEC Stay As DOJ Acts Is No Longer A Lock
• Rainmaker Q&A: Briggs & Morgan's Frank Taylor
• Ex-SEC Head Pushes For Better Climate-Risk Disclosures
• SEC Says Apple Must Allow Vote On Executive Pay Study
• Madoff Trustee Decries Firm's Bid to Have Him Testify
• Performance Sports Hits Ch. 11 Amid SEC Probe, Plans Sale
• Wyly Unsecured Creditors Slam $198M Deal With SEC
• Investors Seeking $97M Say Costa Rica Project Was Lawful
• Adapt Or Die: Law Firms In Tomorrow's Economy — Part 2
• CFTC Probing Interest Rate Swap Trades, Citigroup Says
• Chinese Sports Lottery Biz Settles IPO Suit For $2.5M
• A Perfect Storm Of Securities Class Actions On The Horizon
• Alternative Fantasy Models Face Legal Scrutiny
• When Your Client Is The President: Part 7
• Forex Trader Wants 14-Year Sentence Reduced In $31M Fraud
• Robbins Geller To Lead Stock Drop Class Action
• Wyly Estate Chapter 11 Plan Denied Confirmation
• Wells Fargo Wants Key BlackRock Info In $1B Mortgage Action
• Tilton Accuses SEC Of Misconduct In $200M Fraud Trial
• Universal Proxy: Not Exactly 'Shareholder Democracy'
• Former Real Estate Exec Gets 10 Years For $17M Ripoff
• Travelers Wants Out Of Chuck E. Cheese's Shareholder Fight
• Madoff Trustee, Calif. AG Reach $277M Deal With Investor
• SEC Suit Against Ex-Logitech Execs Left Mostly Intact
• MF Global Says Insurers Must Pay $25M Plus Damages
• UBS Faces Hong Kong Enforcement Action Over IPOs
• Xerox Settles Shareholder Suit Over Upcoming Split
• Fighting The SEC On Its Home Turf
• When Your Client Is The President: Part 6
• Adapt Or Die: Law Firms In Tomorrow's Economy — Part 1
• SEC's Tilton Trial Gets Steamy Over Accountant's Emails
• Annaly REIT Investors Seek To Revive Management Shift Suit
• Investors Say US Court Has Jurisdiction To Hear Libor Suit
• Ex-AIG CFO At Fraud Trial Denies Ordering Doc Destruction
• SEC Nearly Always Unanimous On Whether To Sue: Records
• DOE Docs Crucial In Fisker Investor Suit, Judge Says
• Diamond Resorts Shareholder Challenges $2.2B Apollo Deal
• Avon Investors Demand Appeal Bond From 'Serial Objector'
• Trader Charged For $9M Ponzi Scheme Not Singled Out: Judge
• Shkreli Wants To Bolster Defense With Katten Documents
• More Deutsche Bank Pink Slips Coming In Restructure Push
• Knotty International Problems In The Courts
• Fitbit Denied Bid To Shed Shareholder Suit
• SEC Backs Ex-Atty's Bid To Revive Whistleblower Suit
• When Your Client Is The President: Part 5
• Financial Regs A Stumbling Block For Blockchain: S&P Study
• 5 Benefits Of Using A Financial Expert At Mediation
• Tilton, Hedge Fund Clash Over Docs In SEC Fraud Case
• Labaton Secures $23.8M In Fees For Amgen Securities Deal
• Fla. Man Gets 17 Years For Currency Trading Fraud Scheme
• Ex-AIG CFO Says He Was Against Key Deal In Fraud Case
• Discovery Claims Roil $18B Towers Watson Appraisal Fight
• Swiss Release $51M In Venezuelan Oil Assets To US
• US Attorney Starts Probe Of Brixmor Accounting Issues
• Neovasc Seeks Quick Win In Suit Over $70M Trial Loss
• Banks Ask Justices To Review Revived Libor Antitrust Suit
• People's United Bank Can't Duck $400M EB-5 Suit: Investors
• Qualcomm Investors Appeal Chancery Toss Of Antitrust Suit
• OCC To Open Innovation Office To Boost Fintech At Banks
• 9th Circ. Revives Shareholder Suit Over Arena's Diet Drug
• PwC Must Cough Up Docs In NY AG Exxon Climate Probe
• M&T Says Class Case Fails In Suit Over $3.7B HCB Merger
• $5.4M Settles SEC Oil Investor Fraud Dispute In Texas
• Wells Fargo Hits Back At Feds In $76M Tax Credit Suit
• The SEC's Aggressive Stance On Employee Agreements
• Split SEC Eases Proxy Voting Rules On Corporate Elections
• UBS, Barclays Settle With Bondholders In Libor Suit
• Ex-DOJ Criminal Chief Sees Red Flags In FCPA Pilot
• Robbins Geller Made Lead Counsel In Insmed Stock Drop Suit
• 2nd Circ. Denies 'Mini-Madoff' Cohort's Bail Motion
• Corporate Voting Standards Are Not That Standard
• When Your Client Is The President: Part 4
• Rainmaker Q&A: Rutan & Tucker's Shigenobu Itoh
• Tilton Blasts Cozy Relationship Between SEC, Witnesses
• InterMune Medical Chief Takes Stand Against Ex-Director
• Investors Mine Gold, Silver Rulings In Platinum Suit
• Quadrant Seeks Del. Court Reversal On Athilon Note Sale
• Foreign Banks Look To Dodge Yen Libor Suit
• Genworth Hit With New Action Over Long-Term Care Losses
• Twitter Brass Falsely Inflated Stock Price, Suit Claims
• Ex-Oppenheimer Adviser Cops To Insider Trading
• Fraudster Gets 2 Years In $5M Twitter, Uber Ponzi Scheme
• Morgan Stanley RMBS Suit Should Be Revived, Investors Say
• 'Mini-Madoff' Cohort Asks 2nd Circ. For Bail During Appeal
• Wells Fargo Says Investors Wrongfully Compare RMBS Suits
• Norton Rose Fulbright Snags Ex-Reed Smith Energy Ace
• Atty Wants SEC Sanctioned For 'Vendetta' Fraud Suit
• Trustee Wants Another Go At Credit Suisse In RMBS Fight
• Rainmaker Q&A: Greenberg Traurig's Richard Edlin
• Minn. Appeals Panel Affirms GE Capital Ponzi Suit Toss
• When Your Client Is The President: Part 3
• Bridging The Gap Between Outside And Inside Counsel
• Wrap Fee Programs In SEC's Crosshairs
• Extraterritoriality: The ATS In Focus
• Rainmaker Q&A: WilmerHale's Elizabeth Mitchell
• Tilton Knocks SEC's 'Hell Of A Fraud Case' In Opening Args
• Bio-Rad Says Ex-GC Whistleblower Testimony Privileged
• TransPerfect Workers Lose Bid To Weigh In On CEO's Appeal
• InterMune Director Tipped Pal On Drug OK, SEC Tells Jury
• Chicago Woman Arrested In $5M Concert Ticket Fraud Scheme
• Exxon Rips NY AG's Climate Probe As Politically Motivated
• Liberty, Sirius XM Urge Chancery To Ax Stock Buyback Claims
• SEC Chair Seeks More Oversight In Gov't Securities Trading
• CFTC Considering Limits To New Automated Trading Rules
• Petrobras To Settle With Pimco, Other Investors Over Scandal
• Ex-Bingham Partner Owes $8M In Stock, Morgan Lewis Argues
• Investor's ETE Claims Are Derivative, Williams Board Says
• Barclays Seeks Quick Win In $2.5B Offering Suit
• Researchers Claim No Defamation In St. Jude Security Report
• Hong Kong Sets Volatility Controls For Derivatives Market
• 2nd Circ. Told SEC Wrongly Froze $118M In Oak Fraud Case
• SEC Challenger Misread High Court Finding, DC Circ. Told
• Biofuel Exec Loses Bid To Dodge $56M Fraud Conviction
• Renewable Fuels Producers Burned By ID Number Fraud
• Brazil's Embraer To Pay US Feds $205M To End Bribery Claims
• Goldcorp Faces Shareholder Suit Over Contaminated Mine
• When Your Client Is The President: Part 2
• Will 2nd Circ. Pare Back Rakoff's Class Definitions?
• So You Want To Be A Partner? You Need A Mentor
• Recent Application Of MFW Confirms 3 Important Principles
• Tilton, SEC Prep For Unprecedented Face-Off In $200M Case
• Feds' Cybersecurity Plan Gives Boards, Vendors Bigger Role
• Facebook Calls Class C Stock Suit Doc Bid 'Gamesmanship'
• Investors Say Calif. Suit Dooms Wells Fargo's Dismissal Bid
• SEC Tries Again With New Fraud Complaint Against Texas AG
• TD Ameritrade Ditches Securities Suit At 11th Circ.
• $5.2B Talen Energy Buyout Sparks Del. Investor Suit
• Homeland Security Issues Immigration Fees Final Rule
• Mass. Man To Cop To $1B Pyramid Scheme Ahead Of Trial
• Atty Says SEC Brought Fraud Suit To 'Ruin His Life'
• SunEdison Creditors Sue Lenders, Accuse Company Of Fraud
• Chinese Regulator Probes 6 Firms In IPO Fraud Crackdown
• Vanguard Escapes Investor Suit Over Eagle Rock Deal
• Dewey Star Cooperator's Deal Sweetened Before 2nd Trial
• Man Tipped By KPMG Partner Pays $171K To End SEC Claims
• Zagg Owes $12M To Shareholders Of Purchased Co., Suit Says
• Justices Asked To Revisit Basic Evidence, Sentencing Rights
• Crestview's $125M Accuride Buy Shorts Investors, Suit Says
• M&G To Resume Trading In $5B Brexit-Halted Real Estate Fund
• Argentina Says Some Claimants Aren't Part Of $90B Debt Deal
• Convicted Spoofer Tells 7th Circ. His Trades Were Legit
• Moody's Says Feds Plan Civil Suit Over Financial Crisis
• Pomerantz To Lead Investor Suit Over Embraer Bribery
• Cope Hudson Partner Charged With Insider Trading
• Axis Says Tilton Bought $5M Policy While Under SEC Scrutiny
• DOJ Charges Ex-Tech Exec, College Pals With Insider Trading
• The Manipulation Standard And A Setback For CFTC
• Tarullo Urges Regulators To Watch For Shadow Banking Risks
• When Your Client Is The President: Part 1
• Rainmaker Q&A: Fenwick & West's Cynthia Clarfield Hess
• Barclays Beats Investors' Dark Pool Claims
• Jay Peak Resort Owner Gets Fraction Of Attys' Fee Request
• Tilton, Patriarch Ask Appeals Court To Nix Fraud Claim
• Chancery 'Unlikely' To OK Nutrisystem Director Removal Rule
• 2 Firms Rake In $1B In Fees From NCUA's MBS Suits
• Bharara Wants Banks To End 'Culture Of Silence'
• FMC Technologies Hit With SEC Penalty Over Inflated Profits
• Sheppard Mullin Adds 4 Corporate Partners In New York
• FINRA Seeks SEC Approval For Rules To Protect Seniors
• HK Bans Short Seller For 5 Years, Calls Research Misleading
• Fair Market Value Arguments Fail in Nomura Suit, Gov't Says
• Nelson Mullins Atty Can't Escape SEC's Pay-To-Play Claims
• 5 Things To Look For As Brexit Disclosures Get More Specific
• Trial Pros' Secret To Courtroom Success
• Historic $1.6B HSBC Securities Settlement Gets Final Nod
• Exec Can't Use Texas Condo To Duck Suit, Shareholder Says
• Currency Buyers Say Libor-Rigging Suit Has Legs
• Ex-CEO Settles With SEC Over Money Laundering Claims
• 100 Days Of Cayman Islands Limited Liability Companies
• Miami Ruling Keeps Court Doors Open For Watchdog Workers
• Metals Trader Fined $1.5M For Off-Exchange Deals
• Aluminum Ruling No Help For Shell, Crude Traders Say
• CFTC Wins Bid For Deutsche Bank Swaps-Reporting Monitor
• SEC Sanctions Ex-Microcap Co. CEO For $23M Scheme
• SEC Is Misguided On Disgorgement From Portfolio Managers
• Are Your Witnesses Watered Down?
• Align Stock Losses Were Fraud, Not Bad Biz, 9th Circ. Told
• El Paso Urges Del. Justices To Overturn $171M Judgment
• Regulators Aim For Banks To Prevent Cyberattack Contagion
• SEC Muddles Message With Watered-Down E&Y Fine
• Del. Justices Question 'Sloppy' Pleadings In Zynga Appeal
• Dow Derivative Suit Fails To Show Board's Bad Faith: Judge
• Calif. AG Launches Criminal Probe Into Wells Fargo Accounts
• Deutsche Pleads With NY Justices To Toss $22M Judgment
• Yahoo Beats Securities Suit Over Alibaba Investment
• Japan HFT Plan Contemplates Oversight Through Registration
• CFTC Won't Ditch Plan Allowing It To Peek At Trading Code
• Platinum Fund Liquidators Seek Shield From US Creditors
• Lehman Says Investors' $56M Claim Should Be Tossed Again
• Preparing For Changes To Federal Appellate Rules
• Rainmaker Q&A: Snell & Wilmer's Daniel Mahoney
• SEC Continues To Focus On Non-GAAP Financial Disclosures
• $13.3M Citibank Deal OK'd In Jay Peak EB-5 Suit
• Investor Seeks To Redeem Gone-Dark China Firm's Stock
• Mass. Bars Wells Fargo As Bond Underwriter For 1 Year
• Bid To Argue Tossed Madoff Clawback Claims Gets Denied
• Chicago Trader Settles CFTC's Spoofing Suit
• SEC Approves FINRA's Treasury Securities Reporting Rule
• 2nd Circ. Judge Says Madoff Appeal Goes 'Beyond Chutzpah'
• EZCorp, CEO Dodge Securities Suit In Texas For Now
• Madoff Feeder Funds Get No Love On Appeal Over Citco, PwC
• CFTC Seeks $3.1M Penalty Against Commodities Pool Chief
• Lennox International Discloses Possible Russian Bribe
• Trial Looms In Suit Over PHC-Acadia Merger
• Deutsche Bank Unit Forced To Give HSBC Docs In MBS Fight
• Bank Leumi To Pay $1.5M For Cross-Border Securities Work
• Ex-Brooke CEO Can't Wall Off Estate From Husch Attys
• Energy XXI Equity Owners Seek Class Cert. In Ch. 11
• Quiros Blasts SEC's 'Unseemly' Moves In EB-5 Atty Fee Suit
• Viacom, Redstones Seek Chancery Toss Of Shareholder Suit
• DiCaprio Asked DOJ To Look Into 1MDB Exposure
• New Considerations From COSO For Internal Controls
• Chancery Axes Money Laundering Claims Against Capital One
• Calvert To Pay Up For Misvalued Bonds, Improper Fees
• Rainmaker Q&A: Latham & Watkins' Miles Ruthberg
• Sears On Road To Settling Chancery Fight Over $2B REIT Deal
• Feds Float Altered Probation For Embattled Ex-Trader
• FINRA Fines Merrill Lynch $2.8M For Trade Data Errors
• Metal Co. Says Docs Irrelevant In $200M Arbitration Fight
• Ernst & Young Pays $11.8M Over Weatherford Audits
• Asset Firm Settles SEC's $30M Fraud Claims
• Braskem Investors Fight To Keep Petrobras Claims Afloat
• Jumio Says Global Creditor Settlement Key To Ch. 11 Plan
• Clearwire Pressed On Disclosure In $3.6B Sprint Buyout Trial
• CFTC Inks $35M Settlement With Unregistered Forex Traders
• Deutsche Bank Offers $38M To Settle Silver Price-Fixing MDL
• Cadwalader Brings Back Orrick Partner For Litigation Group
• Iran Sanctions Case Against Turkish Trader To Move Forward
• Ex-Dean Foods Director Settles SEC's Insider Trading Suit
• Shareholders' Attorneys Win Fee Bid In Dell Appraisal Suit
• NJ Energy Provider Settles SEC's $20M Accounting Fraud Row
• Investor Found Guilty Of Trading On GC Wife's Inside Info
• Haight Brown Absorbs CVM To Form Transactional Practice
• Bank Can't Give Trust Funds To Argentinian Debt Holdouts
• Madoff Trustee Decries 'Personal Attacks' In Clawback Fight
• FINRA Fines Morgan Stanley $2.2M Over Options Reporting
• Sidley Austin Picks Up 3 Arbitration Attys From O'Melveny
• Kasich Blackballs Wells Fargo From Ohio Debt Offerings
• SEC To Focus On Investment Advisers, Exams Chief Says
• Unlikely Success For M&A Post-Closing Disclosure Claims
• FINRA Says Stock Guru Saw Accounts As 'Gambling Money'
• Stock Transfer Agent Gets 2 Years For $1.5M Fraud
• OPINION: 3rd-Party Litigation Funding Needs Transparency
• How To Help PE Clients Survive The Strict Regulatory Climate
• High Court Rejects Ex-LightSquared CEO's Cert. Petition
• Och-Ziff: Takeaways From Landmark FCPA Case
• CPAs In The Spotlight: SEC Focus On Auditors And Auditing
• US Election Will Shake Up Activism, Okapi CEO Says
• A New Measuring Stick For Anti-Bribery Compliance Programs
• Feds Blast Shkreli's Ex-Atty's Bid For Conspiracy Details
• Natixis Asks Appeals Court To Toss Suit Over $877M In RMBS
• Widow Says Family Co. Shorted Her On Hubby's Stock Value
• Cosmetics Co. To Pay $5.6M To End Suit Over Bungled Merger
• UBS Wants To Toss Investors' Breach Of Duty Class Action
• SEC Names New Associate Enforcement Director
• High Court Asset Freeze Ruling No Aid To Stanford, Feds Say
• 2nd Circ. FIRREA Ruling Impacts $32B, Banks Tell High Court
• Infoblox Investor Asks Del. Court To Speed Merger Suit
• Rainmaker Q&A: Holland & Knight's Joseph Varner
• Wells Fargo Account Openings Fall After Settlement
• 2nd Circ. Skeptical Of 'Big Short' Adviser's SEC Challenge
• Lumber Liquidators Shareholders Seek Nod On $45M Deal
• Slater & Gordon Slams Action Brought By Firm's Competitor
• SEC Watchdog Sees Room For Improvement On Efficiency
• SEC Blasts Ex-MySpace Owner's Whistleblower Appeal
• Insurer Says Securities Broker Not Covered For FINRA Actions
• Investors Say PetSmart 'Hiding' Ex-CEO In $9B Appraisal Suit
• Breitburn Energy Shareholders Win Bid To Form Committee
• Cay Clubs Ex-CFO Arrested On Bank Fraud, Tax Charges
• DC Circ. CFPB Ruling Supports Rehearing: SEC Challenger
• Sen. Warren Urges White House To Replace SEC Chair White
• Tilton Abandons Latest SEC Crusade To Face Admin Hearing
• FINRA's 'Yuuuge' Fines May Propel 2016 To Historic Year
• Will The New Insider Trading Enforcement Strategy Survive?
• Tire Co. Insider Trading Case Riddled With Holes, Jury Told
• Decertified Best Buy Investors Won't Seek High Court Review
• Toronto's Trump Tower Investors Prevail In Suit Over Losses
• Miami Agrees To $1M Penalty To End SEC Bond Fraud Suit
• 2 Accused In Bond Fraud Suit Invoke Fifth Over Doc Requests
• Hedge Fund Pays SEC $8.9M For Insider Trading Claims
• SEC Slams Jay Peak Owner's Latest Fee Bid In EB-5 Suit
• JPMorgan Asks 2nd Circ. To Nix Silver Futures Claims
• Macquarie Says Syncora Fraud Claims Should be Nixed
• Xerox Preferred Shareholder Sues To Block Company Split
• SEC Adopts 'Transformative' Rules For Mutual Funds
• Investors Say Waldman Can't Get Banks Out Of Libor Suit
• Solera Says Challenge To $6.5B Merger Should Be Tossed
• Stumpf's Departure Won't Ease Pressure On Wells Fargo
• Inside Info Not Needed For Tire Co. Stock Buys, Jury Told
• Marvell Ducks Investor Suit Over $750M Carnegie Mellon Deal
• 5th Circ. Upholds Sanctions For SkyPort Investor Advisers
• Facebook Investors Want Zuckerberg-Goldman Sachs Docs
• A Gift By Any Other Name: Benefits In McDonnell And Salman
• Palantir Investor Wants Patent, TM Suit In Fed. Court
• How To Minimize Notice Risks In Securities Class Actions
• Rainmaker Q&A: Podhurst Orseck's Peter Prieto
• SunEdison Hit With Fresh SEC Subpoena
• $3M Settlement, $450K Fee OK'd In Del. Mavenir Merger Suit
• Vanguard Urges 3rd Circ. To Toss Ex-Atty's Whistleblower Suit
• Shell Says Aluminum Ruling Helps Kill Oil Antitrust Claims
• Libor Plaintiffs Say Metals Ruling Backs Standing Claims
• Texas AG's Win In SEC Battle Won't Shut Down Fraud Charges
• Raymond James Accused Of Holding Back Jay Peak Docs
• Investor Suit Over OM Group's $1B Sale To Apollo Tossed
• Chancery Lets ChinaCast Press Fraud Claims Against Brass
• Gibson Dunn Nabs Munger Tolles Appellate Specialist
• Investors Fight Toss Of Suit Over 'Classic' Insider Pay Deal
• White Collar Partners Join Bracewell From K&L Gates
• Animation Studio Attys Axed From Investor Ownership Suit
• Allergan Investors Urge Class Cert. In Insider Trading Row
• Ex-DC Prosecutor Joins DLA Piper As Partner
• SEC Says Breitburn Can Afford Shareholder Payout In Ch. 11
• Rainmaker Q&A: Levenfeld Pearlstein's David Solomon
• Abraham Fruchter Beats Labaton To Lead VW Diesel Action
• SEC Spotlights Undrilled Reserves And Resource Estimates
• Vivendi Asks 2nd Circ. To Rehear Appeal In $49M Suit
• Father, Son Must Face CFTC Fraud Suit After Firm Wipeout
• The Art Of Silence At Trial
• 2nd Circ. Vivendi Ruling Tackles Several Important Issues
• Investor Says Fresh Market Chair Rigged $1.4B Apollo Deal
• Deutsche Bank Pays $9.5M Over Chatty Research Analysts
• FINRA Upholds Firm Fine For Anti-Money Laundering Failures
• World's 1st Public Law Firm Faces Shareholder Litigation
• The First 6 Months Of FCPA Pilot Program: 10 Lessons
• Texas Criminal Court Won't Take AG's Securities Fraud Appeal
• Similar NY Case Moots Del. Derivative Suit, BioScrip Says
• Anadigics Investor Seeks Rare 'Quasi-Appraisal' In Del.
• Infoblox Investor Says $1.6B Offer Undervalues Company
• SEC Turns Up Heat With Record Enforcement High In 2016
• $4.3B Rackspace-Apollo Deal Faces Del. Class Challenge
• Fund Sues Theranos Over Stock Purchase Agreement
• CFTC Proposes New Definitions For Cross-Border Swap Rules
• Celladon Ditches Investor Suit Over Mydicar Trial Claims
• Hong Kong, Shenzhen Bourses Closer To Linking Markets
• South Africa's Finance Head Hit With Pension Fraud Case
• OTC Markets Group Launches Share Data Repository
• Fortress Affiltate Investor Gets Do-Over In $1.4B Deal Suit
• Wells Fargo, Feds Dig In For Trial Over Foreign Tax Credit
• Vivendi Ruling Supports Dismissal Of Dark Pool Suit: ITG
• McCarter & English Litigation Pro Named Managing Partner
• Group Attacks $13.3M Citibank Pact In Jay Peak EB-5 Suit
• Mylan's EpiPen Rebate Errors Spark SEC Probe, Investor Suit
• Chancery Says Books-A-Million Takeover Followed Guidelines
• SEC Enforcement Veteran Joins WilmerHale In Los Angeles
• Justices Won't Hear Moody's MBS Rating Appeal
• SEC Re-Enters The Employment Law Arena
• Recurring Issues In Accounting For Litigation Contingencies
• Top UK Court To Weigh Banker Rights In London Whale Case
• Justices Unlikely To Slice Through Insider Trading Knot
• Feds Urge 7th Circ. To Uphold 1st Spoofing Conviction
• 10 Things To Look For This Supreme Court Term
• Investor Sues Tenet After $513M Deal In Kickback Scheme
• Amira Foods Can Pursue Libel Claim Against Market Analyst
• Chancery Slashes Fee Request Fourfold In Cryo-Cell Case
• HP, Silicon Graphics Beat Investor Bid To Block Merger Vote
• Oil Exec Shouldn't Get Redo On Contempt Order, SEC Asserts
• Del. US Atty Backs Wilmington Trust Discovery Restart
• Texas Attorney General Dodges SEC's Stock Fraud Suit
• Vow To Break Up Wells Fargo Likely An Empty Threat
• Wells Fargo Beats Fraud Claims Linked To Ponzi Scheme
• Pimco Founder Evidence Row Best Left To Jury, Judge Says
• Volcano And Goldman Call Shareholder Appeal An 'Affront'
• $5.6B Green Energy Deal Is Germany's Largest IPO In Years
• Inside The SEC's New Rule On Form ADV Disclosures
• Ex-Atty, 'Housewives' Sidekick Indicted In Investor Scheme
• Alleged Fraudster's Atty Rips FINRA For Handing Out Ban
• Convicted Calif. Lawyer Free During Securities Fraud Appeal
• SEC Settlements Spotlight Auditors Gone Wild
• Revolving-Door Roundup: Sullivan, Hogan Lovells, McDermott
• Robo Advisers Are Fiduciaries, Morgan Lewis Report Says
• Online Brokerage Founder Held In Contempt In Fraud Suit
• SEC Lobs Another Soft Admission With Credit Suisse Deal
• Living-Will Pressure Mounts On Fed, FDIC Amid Bank Lapses
• Investors Slam Raymond James In $400M Jay Peak EB-5 Suit
• NY AG Looks To Pin Greenberg As Hands-On In Fraud Deals
• Justices' Insider-Trading Args Loom Over Whitman Appeal
• Spectra Investor Says $28B Deal Disclosure Is Lacking
• Fugitive Stanford Ponzi Scheme Exec Liable For $14M
• SEC Needs To Define Internal Controls Review Goals: GAO
• Miami Commission To Weigh $1M Deal To End SEC Fraud Suit
• Investor Knew Tips From Best Friend Were Illegal, Jury Told
• Seyfarth Shaw Hires Ex-Cadwalader Litigation Chairman
• Redstone Deposition Postponed In Del. Viacom Class Fight
• 2nd Circ. Rejects Lehman Claimants' Bid For Arbitration
• SEC Nabs New Analytics And Research Head For Trading Unit
• High Court Seems Disinclined To Disturb Dirks In Salman
• Rainmaker Q&A: Quinn Emanuel's Juan Morillo
• McDermott Will Adds Silicon Valley M&A Partner From MoFo
• Coming Soon: The 3-D (And 4-D) Brief
• Standard General Says Dov Charney Got Secret Legal Advice
• Tech Companies And The New FCPA Pilot Program
• Harvard Beats Students' Challenge To Fossil Fuel Investments
• Regulators Suspend HSBC Exec Amid Forex Charges
• Ex-Merrill Lynch Adviser Charged With $1M Theft
• Opt-Outs More Likely In Large Securities Settlements: Report
• Senate Dems Call For Criminal Probe Of Wells Fargo Execs
• Justices Reluctant To Rein In Insider Trading Liability
• Fiat Chrysler Can't Shake $2B Stock-Drop Suit
• 6th Circ. Sends GOP Pay-To-Play Rule Case To Merits Panel
• Venoco Class Settles Pre-Ch. 11 Sale Fight For $19M In Del.
• Cert. Granted In JPMorgan, BNY Mellon Hospital Bond Suit
• Goldman Sachs Gets Aluminum Price-Fixing Claims Tossed
• Greenberg Says Subordinates Handled Gen Re, Capco Deals
• Lyondell Trustee's Clawback Claims Survive, NY Judge Says
• Minn. High Court Hears Medtronic Investor's Inversion Case
• United Capital Urges Chancery To Ax Challenge To Buyout
• HSBC Settles $615M RMBS Suit Against Deutsche Bank Unit
• 6th Circ. Affirms Dismissal Of Amtrak Share Valuation Suit
• SIFMA Has 'Significant' Markup Disclosure Proposal Concerns
• Investor Tipped Pals With GC Wife's Inside Info, Jury Told
• SEC Small Biz Committee Wants More Concise Disclosure
• Credit Suisse Pays $90M, Admits Misrepresenting Metrics
• Banks Say Forex Ruling Changes Nothing In Libor Case
• Fraudster Who Blamed Attys For Guilty Plea Gets 15 Years
• Ticket Broker Stock Fraudsters Get Nod On SEC Settlement
• The 'Tough Noogies' Doctrine: Rights But No Remedies
• The Upside Of New Limits On Fee Shifting, Forum Selection
• SEC Says Tilton's Latest Challenge Is Barred By Prior Case
• Investors In UBS Puerto Rico Funds Denied Class Status
• Aegis Oil Agrees To Pay $41M To End SEC Suit
• UBS Beats Silver Price-Fixing Claims In New York MDL
• CIFG Wants Chance To Pursue $100M Bear Stearns CDO Suit
• Greenberg Says He Had Small Role In $500M Reinsurance Deal
• Redstone Wants Deposition Hold Pending Dismissal Hearing
• Ex-Concert Promoter Sentenced To 18 Years For $207M Fraud
• CFTC Sues Unregistered Trader For Peddling Trading System
• SEC Says Wyly Estate Must Hand Over $101M Final Judgment
• Investor Watchdog Slams NYSE Plan On Termination Forms
• NY Court Won't Ax Suit Over Stake In $55B Russian Oil Deal
• NJ Court Stays Malpractice Case As $100M Tax Fight Unfolds
• Toss Of Suit Over Goldman's Pre-Crisis Exec Pay Upheld
• KWM Elects New Managing Partner For Europe, Middle East
• BP Says Investors Must Follow $175M Deal's Opt-Out Rules
• Pomerantz To Head Suit Over Deutsche Bank Mirror Trades
• CFTC Urged To Prioritize Cybersecurity, 'Triage' Its Budget
• Hedge Fund Founder Denies Fraud Charges, Gets Lower Bail
• Fed Watchdog Says Cybersecurity Is Top Priority
• SEC Charges Adviser Over Cherry-Picking Trades
• In The Hot Seat: Wells Fargo And Bank Supervision
• A Step Toward A Limited-Purpose Fintech Charter
• High Court To Clarify Murky Insider Trading Rules
• Convicted JPMorgan Trader Asks For Acquittal, New Trial
• UPDATE: Delos PE Fund Settles Claims Against Former Top Exec
• Slovak Bank Can't Get Greek Debt Arbitration Decision Nixed
• 1st Circ. Won't Revive Suit Over Vertex Stock Drop
• Madoff Investors Ask High Court For 2nd Swing At JPMorgan
• Feds Say Shkreli, Ex-Atty Have Enough Info On Fraud Case
• High Court Urged To Study Bear Stearns Repose Tolling Row
• Ex-MySpace Owner Declared Vexatious Litigant
• Better Corp. Governance Needed In Emerging Markets: Report
• Jay Peak Owner Denies Running EB-5 Ponzi Scheme
• Texas Oil Co. Exec Says SEC Fraud Case Must Go To Trial
• High Court Won't Examine Patent Board's CBM Reviews
• Puma Investors' Suit Lives As Judge Dings Judicial Notice
• MSRB Focuses On Muni Bond Markup Disclosure For 2017
• RBS Unit Will Pay $120M To Settle Conn. RMBS Investigation
• Fortune Magazine Knocks Secrecy In Oxbow Chancery Case
• Horsehead Disputes Engineering Firm's $5M Ch. 11 Claim
• Braskem In Talks With DOJ, SEC Over Bribery Allegations
• Chiquita Emails Not Privileged, Says Atty Facing Sanctions
• Chinese Co. That Settled Fraud Suit Can't Change Name: SEC
• SEC Gets $9.3M From Texas Penny Stock Violator
• Lululemon Board Asks Del. High Court To Uphold Dismissal
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