Securities Archive » August, 2017

Securities - August, 2017

500 articles

• Ex-Pharma Accountant, 2 Others Admit To Insider Trading
• EXCLUSIVE: DOJ Redaction Flub May Undermine Libor Case
• SEC Taps Ropes & Gray, Other BigLaw Attys For Top Posts
• Harvey Shows Advisers Need To Prep For Hell Or High Water
• IRS Isn't Shielded From $13M Ponzi Clawback, 9th Circ. Says
• Ex-HSBC Exec Headed To Trial Over Forex Scam
• SEC Sues Advisory Firm That Used F-Squared's 'AlphaSector'
• C&J Energy Blasts $5M Legal Fee Bid In Merger Suit
• Madoff Trustee Seeks $156M From BNP Paribas, Upping Ante
• CFTC Fines NY Futures Trader For Bad Record Keeping
• Syntax Investors Tell 2nd Circ. SEC Snubbed Them On Reward
• Texas Sen. Can't Undo Atty's DQ In Securities Fraud Case
• Would-Be Class Too Broad In $1.12B RMBS Suit
• Australian Securities Agency Looks To Improve IPO Process
• The Psychology Of Hourly Fee Arrangements
• Calif. Judge Wants More Info On Gov't Probe Into SeaWorld
• When IPO Companies Stumble Out Of The Blocks
• 7th Circ. Affirms 57-Month Sentence For Fraudster
• Puerto Rico Board Argues Utility Receiver Will Doom Business
• Sen. Asks FBI To Investigate Icahn's Possible Conflicts
• Teva Hit With Investor Suit Over $40.5B Actavis Merger
• Stanford Ponzi Victims Seek 5th Circ. Toss Of FINRA Award
• Dems Ask SEC Chair To Enforce Conflict Minerals Rule
• Soupman Sale Approval Withheld On Fairness Concerns
• 8th Circ. Rejects Investor Objection To Ponzi Compensation
• Susman Godfrey Seeks To Helm Valeant Insider Trading Suit
• SunEdison Shopped For Ch. 11 Plan Votes, Court Told
• DOL Confirms Plans To Delay Parts Of New Fiduciary Rule
• NYSE Wants Cos. To Delay End-Of-Day Material News
• Fraudster Gets 4 Years, Must Pay $2.1M In TV Station Scheme
• A Very Active Year For The CFTC So Far
• Tishman, Lehman Pull Out Win In 10-Year Archstone Slog
• 'Soup Nazi' Distributor Pegs Investor Group As Ch. 11 Buyer
• Puerto Rico Board Says Fiscal Plan Gripes Aren't Actionable
• SEC Judge Clears Ex-S&P Exec Of Fraud Allegations
• VW Hit With Stock-Drop Suit Over Antitrust Claims
• Judge OKs Rothstein Feeder Fund $7M Deal With Bank
• Feds Say Shkreli Verdict Is No Escape For Ex-Katten Atty
• 2nd Circ. Upholds Ex-Spongetech CEO's $58M SEC Fine
• Sheppard Snags Securities Partner From DLA Piper
• Rockwell Slams Claims It's Mistreating Activist's Director
• Dr. Reddy's Hid Manufacturing Woes, Investors Say
• 'Emerging Growth' Cos. Urged To Brace For More Scrutiny
• Stock Fraud Suit Tied To Whole Foods Pricing Scandal Tossed
• Hedge Fund Appeals Shareholder Tax Form Decision
• CVS Board Ignored Overbilling Scheme, Shareholder Suit Says
• SEC Warns Investors About 'Coin Offering' Fraudsters
• DOJ Offshore Bank Resolution Offers Cooperation Road Map
• 2 Del. Decisions Bring Practice Points For MLP Planners
• An Emerging Patchwork Of Cybersecurity Rules
• Experts Must Investigate Materials They Rely On
• EU Commission Tweaks Law To Shut MiFID Trading Loophole
• Judge Won't Let Broker-Dealer Exit SEC 'Layering' Suit
• Del. Chancery Judge Blasts Bank Attys For 'Evasiveness'
• Congress Put Securities Suits In Fed. Court, Justices Told
• No Resolution Yet In $510M Goldman Sachs Fraud Suit
• $16M Deal In Subprime-Lender Investor Row Gets Go-Ahead
• Del. Court Dismisses Challenge To Aerospace Firm's Sale
• Puerto Rico Board Sues Gov. To Enforce Furloughs
• French Oil Services Co. Gets OK To Solicit Ch. 11 Plan Votes
• Vt. Judge Won't Rethink Axing Keurig Securities Suit
• Morningstar Urges Court To Ax RICO Claim Over Robo-Adviser
• Bank CEO Accused Of Violating Investors' Board Control Deal
• Hong Kong, Dubai Regulators Pledge Fintech Collaboration
• Ticket Execs Escape SEC's $33M Athlete Fraud Suit, For Now
• Santander Wants Deduction After $234M Foreign Credit Loss
• PrivateBancorp Investors Seek Appraisal Of $4.9B Merger
• Hexing Adviser Charged In $20M Sports Store Ponzi Scheme
• Robbins Geller To Guide Securities Suit Against BT Group
• Platinum Founder's Attys Told Not To Lean On Witnesses
• UBS Says Exclusions Don't Bar Puerto Rico Bond Defense
• Banks Urge Justices To Snub 2 SLUSA Appeals From 7th Circ.
• The Upside And (Possible) Downside Of IPO Filing Flexibility
• Investors, DOJ Clash Over Interviews In Forex Rate-Rig Row
• Practicing Law In The Era Of 3rd-Party Litigation Funding
• Self-Collection In E-Discovery — Risks Vs. Rewards
• AMD Inks $29.5M Investor Deal Over Bungled Chip Launch
• Texas Energy Co.'s Win Upheld In $21M Shareholder Suit
• West Marine Investors Look To Stall Vote On $338M Sale
• Judge Won't Rethink UBS Win In Suit Over Enron Info
• Trustee Must Face Claims In Genaera Class Action: 3rd Circ.
• Fraudster's Bid To Nix 10-Year Sentence For $5.5M Con Fails
• Litvak Tells 2nd Circ. Lie In Bond Sale Isn't Securities Fraud
• Lead Attys Picked In Dispute Over $9.3B Oracle-NetSuite Deal
• MF Global Must Go To Arbitration With Insurer, Judge Says
• UK Litigation Roundup: Here's What You Missed In London
• Piwowar Didn't Abuse Acting Chair Role, SEC Watchdog Says
• 9th Circ. Expanded Whistleblower Protections, Justices Told
• CFTC Sues Pair Of Ex-Brokers In Forex Ponzi Scheme
• 2nd Circ. Has New Test For Determining 'Personal Benefit'
• Fed To Unveil Final Qualified Financial Contracts Rule
• HK Securities Commish, Police Team Up On Financial Crime
• Trump Slaps Venezuela's Maduro Regime With Sanctions
• Tyson Says SEC Ended Its Chicken Quota Probe
• BakerHostetler Gets $32M More In Fees In Madoff Bankruptcy
• 6 Common Lateral Partner Myths Debunked
• Yellen Cautions Against Broad Bank Rule Rollback
• The Era Of Private Ordering For Corporate Governance
• The Whys And Hows Of Motor Vehicle Titling Trusts: Part 2
• SEC Fines Firms Over Unauthorized Loans Between Funds
• Judge Tosses $551M La Quinta Securities Class Suit
• BioScrip Investors Urge Del. Justices To Revive Lawsuit
• Judge In American Realty Case Expects To OK Class Period
• Journalist Says DOJ Monitor Candidates Don't Need Privacy
• SocGen Execs Hit With Libor Rigging Charges
• 6th Circ. Upholds Venezuela's Win in $100M Phony Debt Case
• Puerto Rico Creditors Want In On $6.2B Adversary Suit
• Convicted Spoofer Asks 7th Circ. To Reconsider His Case
• Platinum Co-Founder Asks 2nd Circ. To Nix Witness Gag Order
• 4 Ways Law Firms Can Help Battle Addiction
• Wyly Widow, DOJ In Deal Talks On Tax Fight Over $8M Home
• $27M In Attys' Fees OK'd In Stanford Bank Ponzi Scheme Deal
• DOJ Says Deutsche Libor Case Survives 2nd Circ. Ruling
• Fed Lifts Extra Monitoring Of Santander US's Capital Plans
• 7 Questions For K&S's Drew Hruska and Angela Hayes
• The Whys And Hows Of Motor Vehicle Titling Trusts: Part 1
• A Look At Latest 7th Circ. Opinion In Sentinel Management
• ESMA Offers Guidance On Derivatives Data Transfers
• 2nd Circ. Ends Newman Relationship Test, But For How Long?
• Globus Defeats Securities Class Action At 3rd Circ.
• BigLaw Triumvirate Leads US Securities Antitrust MDL
• Cobalt Can't Use CalPERS Ruling To Toss Cert., Judge Says
• Pay Defeat For Paxton Prosecutors Puts Texas Judges In Bind
• Redstone Wants Toss Of Suit Over Pay While 'Enfeebled'
• SEC Charges Bond Issuer, Underwriter With Faulty Disclosure
• Wilmington Trust Says Fraud Indictment May Be Tainted
• Telecom Co. ShoreTel Hit With Suit Over $530M Mitel Deal
• Pension Funds Sue US Bank For $25M Tribal Bond Fraud Loss
• A Law Firm Guide To Helping Victims Of Human Trafficking
• Water Pipe Co. Hid Business Woes From Investors, Suit Says
• Zillow Investors Sue Over Stock Drop After CFPB Probe
• Investor Suit Survives Aerospace Co.'s Dismissal Bid
• FERC, Trader Settle Market Manipulation Case For $11.7M
• Beazley Says Ace Must Cover Nasdaq Investors In $31M Suit
• Family Ties Troubling But Don't Sink GFI Class, Judge Says
• Alere Escapes Most, But Not All, Of Securities Class Action
• SEC's Disgorgement Try Against NY PE Exec Needs Hearing
• 2nd Circ. Won't Touch $1M SEC Deal Despite Newman Effect
• Ybrant's Ch. 11 Case Booted After Failure To Secure Loan
• Xcerra Investor Sues For Disclosures Over $580M Buyout
• PwC Wants Higher Court To Step In On $2B Failed Bank Suit
• The Extremely High Bar For Director Liability
• Discovery Proportionality: A Defense View
• 2nd Circ. Upholds SAC Manager's Insider Trading Conviction
• Calif. Court Keeps Dov Charney Hedge Fund Suit On Ice
• Feds Fight To Retry CEO Who Allegedly Gave Info To Ex-MLBer
• Feds Move To Ease Capital Treatment For Smaller Banks
• 5th Circ. Skirts Texas Atty Immunity Question In Fraud Suit
• 2nd Circ. Won't Give Litvak Interim Get-Out-Of-Jail Card
• SEC Tells Calif. Man To Hand Over $2.6M In EB-5 Proceeding
• SEC Accuses Education Co., Ex-Boss Of Securities Fraud
• Continuum Derivative Suit Survives Despite Similar Case
• CFP Board's Standards Proposal Gets Support, Suggestions
• Athlete Overcharged $1.2M By Investment Adviser, SEC Says
• 1st Circ. Affirms Dismissal Of Sarepta Securities Suit
• SEC, Jay Peak Owner Reach A Deal In $350M EB-5 Suit
• Milbank Snags Ex-Latham Capital Markets Pro
• Ex-BigLaw Atty's Associate Wants Insider Trading Trial In NY
• Cetera Financial To Pay $3.3M Over Mutual Fund Fee Errors
• BigLaw Associate's Husband Denies Insider Trading Charges
• Ambry Aiming To Moot Suit Challenging $1B Konica Merger
• Calif. Court OKs Bid For Chinese Co.'s US Assets
• Del. Court Denies Toss Of Tyrogenex Takeover Plot Suit
• Ex-Attys Ask 11th Circ. For Door Into $350M Visa Fraud Case
• Microcap Finance Co. Pays $4.4M In SEC Settlement
• Kirkland Lures 5 White Collar Partners From Ropes & Gray
• FDIC Chair Will Consider Cautious Tweaks To Volcker Rule
• Dorsey Adds Norton Rose Securities Atty To Dallas Office
• Avaya Adds $60M Creditor Recovery Pool To Ch. 11 Plan
• Wells Fargo Investors Defend Fake-Account Fraud Suit
• When Are LLC Interests Securities?
• Financial Firms' Worst Mistakes With Cybersecurity
• Ex-Katten Atty Says Shkreli Verdict Nixes Conspiracy Count
• Diversity In The Legal Profession — A Stubborn Vision
• Fund Wants Suit Over Yahoo's Alibaba Investment Revived
• Why Midsize Firms Run The Gamut On Diversity
• Law Firms Head Back To School For Diversity Guidance
• GCs Find New Urgency In Longtime Push For Diversity
• Ex-Och-Ziff Exec Wants Out Of African Bribery Scheme Suit
• Teamsters' Fund Seeks Leading Role In Booz Allen Stock Suit
• RMBS Investors Lose Fight For Wells Fargo Sampling
• Health System Socked With ERISA Suit Over Retirement Plans
• Investment Firm Settles SEC Inside Trading Row For $4.8M
• Journalists Allowed To Pursue Info From Puerto Rico Board
• Texas Appeals Court Says Paxton Prosecutors Were Overpaid
• Fla. Atty Accused Of Negligence In $50M EB-5 Fraud Suit
• NJ Panel Sinks Prudential Financial Shareholder Suit
• Blue Apron Hit With Stock Drop Suit After IPO
• New Salary History Laws Crimp Attorney Hiring Process
• Auditors Can't Blame FDIC For Colonial Bank Fraudsters
• CDI Hit With Suit Aiming To Block $157.5M Go-Private Deal
• Ex-BioChemics CEO's SEC Deal Bars Him From Leading Cos.
• LPL Stock-Drop Action Must Be Strengthened, Judge Holds
• Endo Misrepresented Opioid Drug Safety, Shareholder Says
• Legal Considerations After SEC's Warning Shot At ICOs
• Best Practices For Whistleblower Internal Investigations
• How 5 Firms Are Building More Diverse Ranks
• The Best Firms For Minority Attorneys
• Racial Diversity Stagnating At US Law Firms
• The Top Firms For Minority Equity Partners
• Class Attys Score $44.6M In Fees In $210M Salix Settlement
• Convicted Lawyer Tells High Court Gov't Let Witnesses Lie
• Icahn Quits Post As Trump Adviser After Conflict Concerns
• Banks Shake Singapore Rate-Rigging Claims, For Now
• FCPA May Prove Dull Weapon In China Trade Enforcement
• Ex-ArthroCare CEO Convicted Again In $750M Fraud Scheme
• Ex-Level Global Exec Says Salman Supports His Vacate Bid
• 9th Circ. Partially Revives Securities Suit Against Atossa
• Stockholder Suit Over $353M Martha Stewart Sale Nixed
• Wash. Investment Adviser In $3.6M Ponzi Scheme Gets 9 Years
• National Lampoon Ex-CEO To Pay SEC $1.3M Penalty
• US Trustee Slams Payments To Ybrant's Bankruptcy Counsel
• LendingClub Board Accused Of Lying About Internal Controls
• Alleged Precious Metals Scammers Settle CFTC Suit For $5.5M
• Judge 'Appalled' At Atty's Letter To Ex-Platinum Employee
• Sanction Upheld For Trader Who Hid Millions In Bankruptcy
• Ex-Summit CEO Gets 8 Years For Investment Fraud Scheme
• Russian KFC Owner Can Be Taxed On Stock Sale: 3rd Circ.
• Reluctant Judge Approves SEC No-Fault Settlement
• Puerto Rico Bankruptcy Case Challenge Certified To AG
• Relativity CEO Conned Him Out Of $2M, Investor Claims
• SEC Drops Suit Against 'London Whale' Traders
• Banca IMI Pays SEC $35M Over Foreign Shares Handling
• Ex-Citigroup Analyst Defeats FINRA Charges Over Tips
• Accused Fraudsters Deny BofA Insider Trading Scheme
• Judge OKs $9M Attys Fees From L3 Investor Settlement
• What S&P, FTSE Actions Mean For Multiclass Share Structures
• Protecting The Privacy Of Privileged Internal Investigations
• 5 Tips For A Successful Legal Blog
• Deutsche Bank, BofA Pay $65.5M To Settle In Bond-Fix Suit
• Feds Urge Nix Of Ex-Hunton Atty's New Trial, Acquittal Bids
• Judge Backs Injunction For Alleged $23M Scam Conspirators
• Lehman Attys Tout Progress As 9th Ch. 11 Anniversary Nears
• Insider Trading Case Aided By New Tech, Hobbled By Newman
• 8th Circ. Says Ritchie's Suit Should Be Stayed, Not Tossed
• UK Forex Traders Want More Detail On Antitrust Charges
• SEC Suit Against Atty-Investor In Legal Receivables Trimmed
• Ex-Foley & Lardner Partner Denies Insider Trading Charges
• SEC Clarifies Rules For Info On Confidential IPOs
• Dorsey & Whitney Adds Norton Rose Corporate Pro In Dallas
• Axed 'Short And Smear' Case Shifts To Del. Commercial Court
• PE Fund, AGs Reach $192M Deal Over Corinthian Colleges
• Gambler's SEC Suit Stayed For Criminal Case Ruling
• MeadWestvaco Investors Fail To Show Bad Faith By Directors
• SEC Tosses Fund Manager 'Death Put' Scheme
• Panera Investor Wants Appraisal Of $7.5B JAB Buyout
• Asset Manager To Pay $275K For Mischarging Fund It Advised
• 'Unhinged' Insider Trading Defendant Pesters Feds Again
• Pictet Urges 11th Circ. Not To Revive Trusts' $100M Claim
• JPMorgan's $22M Swiss Franc Libor Deal Gets Preliminary OK
• Aetna Wins Stay In ACA Withdrawal Suit For Internal Probe
• Cybersecurity Firm Investor Seeks Appraisal After Merger
• OCC Opens The Debate On Volcker Rule Reform
• What I Learned In My 1st Year: Lessons From Willy Wonka
• Pension Funds Say Banks Blocked Stock Loan Competition
• Facebook Says Video Data Correction Was Mistake, Not Fraud
• Ex-Bankrate Execs Settle SEC's Accounting Scheme Claims
• DC Atty Says SEC Suit Over Brother's Scheme Is 'Flawed'
• Insurers Say Kokesh Means JPMorgan Can't Get $300M
• Compliance Adviser Settles SEC Case For $30K, Suspension
• Bank Wants Defunct Airplane Co.'s $23.3M Hoard Doled Out
• Oxbow Chancery Trial Postscript Puts Koch Atty On Stand
• DBSI Ponzi Schemers' 9th Circ. Appeal Largely Rejected
• Mizuho Says High Court Ruling Winnows Mt. Gox Claims
• Feds Say Ex-BofA VP, Others Made $5M From Insider Trading
• DOL Has No Authority For Fiduciary Rule, DC Circ. Told
• Chinese Co. Must Turn Over US Assets, Calif. Court Hears
• Brothers Stole $855K From Investors, SEC Says
• Minn. Justices Say Medtronic Investors Can Sue Over Merger
• EB-5 Investor Not Worried About Atty Trading With His Cash
• Ex-US Atty Joins King & Spalding To Start Chicago Office
• Broker Asks 9th Circ. To Revive Barclays Dark Pool Suit
• Ex-Eaton Vance Trader Gets 18 Months For Fraud
• JPMorgan Loses Bid To Appeal Petters Lawsuit
• Wells Fargo Board Changes Not Enough, Dem Lawmakers Say
• Upscale Insider Trading Fugitive, 79, Nabbed In Puerto Rico
• Solar Co. Yingli Wins Dismissal From Securities Fraud Suit
• Secret Service Agent Who Stole Bitcoin Cops To New Charge
• Judging A Book: Kopf Reviews Posner's 'Federal Judiciary'
• Lehman Ruling Sets Stage For Future Subordination Contests
• Barclays Asks NY Top Court To Toss Amici In $10B Saudi Suit
• How CalPERS V. ANZ Securities Marks Gorsuch's Arrival
• Shareholder Suit Over SolarCity Stock Drop Tossed
• Twice-Convicted Jefferies Trader Seeks Bail Pending Appeal
• SEC Settles With Calif. Property Developer Accused Of Fraud
• Atty Wants SEC Insider Trading Deal Quashed Post-Newman
• Investors Seek To Strike Part Of Pershing's Quick Win Bid
• Judge Rejects Theranos Investors' Bid To Pause Settlements
• FINRA Says Rep's ETF Trades Cost Customers $8.4M
• Ex-Fed Gov. Tapped To Chair Scandal-Plagued Wells Fargo
• Sheppard Mullin Adds Partners To Corporate Practice
• Swiss Asset Manager Ducks Tax Fraud Charges With $5M Deal
• SIPC Recommends $32M Fee Approval For Madoff Trustee
• CFTC Orders Sugar Trader To Pay $300K For Wash Trades
• Ex-Stanford Advisers Want High Court To Force Arbitration
• Ex-Exec Claims Securities Fraudsters Can Legally Own Guns
• SeaWorld Says Investors Have No Right To Confidential Docs
• Mobile Shopping Tech Co. Can't Ditch Securities Fraud Claim
• $30M Settlement Floated In Sanchez Energy Investor Suit
• Ambry Genetics Investors Seek To Block $1B Sale To Konica
• Golf Club Maker Fights Bid To Enforce $19M Arbitral Award
• SEC Fines KPMG $6.2M Over Miller Energy Audit Failures
• Why D&O Policies Should Cover Del. Appraisal Proceedings
• Turkish Banker Denied Bail In Iranian Sanctions Case
• SEC's $104M Bid Is Too High, Penny Stock Manipulator Says
• Arconic Investor Drops Suit Over Grenfell Tower Fire
• TransPerfect Mom Seeks Appeal Of Meeting Bid Rejection
• Reed Smith Asks Fed Court To Sit Out $6.8M SAC Fee Fight
• Internal Investigations: 10 Ways To Be A Cyber Sleuth
• Feds Ease Capital Accounting For Some Derivatives
• A Summer Update On FCPA: Part 2
• The Use Of Special Masters In Complex Cases
• A Plaintiff's Guide To Discovery Proportionality: Part 2
• Notes From A Law Firm Chief Privacy Officer
• Banks Look To Deep-Six Swiss Franc Libor Class Action
• Puerto Rico Creditors Assail Board's Discovery Opposition
• Lead Counsel Set In Investor Suit Over $2B Stillwater Sale
• Arent Fox Is Denied Ex-Client Communications In Policy Row
• 7th Circ. Denies Sentinel's 2nd Clawback Attempt
• La. Dentist Beats Insider Trading Rap Over Shaw Merger
• Kelley Drye Adds Former SDNY Prosecutor
• Holland & Knight Adds DLA Piper Corporate Partner In Miami
• Finisar Investors Seek Class Cert. In Stock Inflation Suit
• SEC Fines Adviser For Overcharging Oil, Gas Funds
• Hedge Fund Manager, 2 Firms Must Pay SEC Nearly $13M
• Chinese Pharma Co. Gets Nasdaq Leeway Amid FCPA Probe
• FINRA Expels Firm, Bars CEO Over Stock Sale Fraud
• Tech Exec's Hubby, Family Settle SEC Insider Trading Claims
• Fight Over Diamond Funds Belongs In State Court, Judge Told
• Receiver Can Sue Outside Accountant Over Missed Fraud
• Equinix Sheds High-Speed Trading Access Suit
• Banks Seek Dismissal For Indirect Forex Manipulation Suit
• 11th Circ. Upholds Conviction For $20M Ponzi Scheme
• A Plaintiff's Guide To Discovery Proportionality: Part 1
• Ex-Patriot National Director Sues To Force Annual Meeting
• IOSCO Outlines Transparency Guidance For Bond Markets
• A Summer Update On FCPA: Part 1
• Notes From A Law Firm Chief Privacy Officer: New Demands
• The Great Class Action Ascertainability Debate
• FINRA Fines Firm Over Failure To Supervise Risky ETF Sales
• News Outlets Ask Shkreli Trial Judge For Juror Names
• BofA Merger Settlement Administrator Can't Beat Fraud Suit
• Investors Fight Embraer's Bid To Toss Securities Fraud Suit
• DaVita Investors Move To Consolidate Derivative Suits
• Jason Galanis Gets 14 Years In $63M Tribal Bond Scheme
• 2 Plead Guilty, 2 Arrested Over $15M Oil Ponzi Scheme
• Mylan Can't Duck Securities Fraud Suit, Investors Say
• FERC Fights Barclays Trader's Bid To Exit $453M Penalty Case
• Fight Over Diamond Funds Belongs In Arbitration, Court Told
• Dems Want Deutsche Bank Probe Over Russia, Trump Ties
• Banks Hope Regtech Can Adapt To Easing Oversight
• Raytheon Beats Ex-Employee's Retaliation Suit
• Feds Say Platinum Partners Exec Threatened Witness
• Rajaratnam Fights Galleon Fund Trustee's $135M Fraud Suit
• Insurer Can't Recoup $2.2M In US Bonds, CIT Rules
• First Potomac Slapped With Suit Over $1.4B Sale To REIT
• BioScrip Urges Del. Justices Not To Revive Shareholder Suit
• DOJ Pauses 1MDB Forfeiture Cases To Go After Individuals
• UK Litigation Roundup: Here's What You Missed In London
• Lionbridge Settles Chancery Suit Over $360M HIG Buyout
• 2nd Circ. Throws Wrench Into FCPA Enforcement
• Recent Delaware Opinions Shake Up Appraisal Litigation
• It's Time To Improve Voir Dire In Federal Court
• With End In Sight, Industry Mulls Life After Libor
• The Spoofing Statute Is Here To Stay
• Notes From A Law Firm Chief Privacy Officer: Insider Risks
• LP Investors Fight Toss Of $700M Kinder Morgan Suit
• The Latest Milestone In EB-5 Enforcement? Prison Time
• Further Delay Tees Up Fiduciary Rule For Major Changes
• Breitburn Gets OK To Use DIP Proceeds For Swap Deals
• Ex-Nomura VP Pleads Guilty To Insider Trading
• Digital Printer Maker Hit With Stock-Drop Suit In NJ
• Oppenheimer Loses $28M FINRA Fight Against Ex-Director
• SEC Fights Broker's Bid To Slip $1.6M Sanofi Fraud Verdict
• TransDigm Hit With Investor Suit Alleging Price-Gouging
• First Eagle Clients Drop $238M Suit Claiming Too-High Fees
• Ex-Union Boss, Hedge Fund Founder Told To Prepare For Trial
• SEC Delays Decision On Chinese Chicago Exchange Buyout
• Maynard Cooper Lures Back Bradley Arant Corporate Trio
• Enviros Urge DC Judge To Nix Trump's 2-For-1 Order
• Ex-Nomura Trader Says Hustling MBS Isn't Fraud
• Ex-Ambassador To Czech Republic Rejoins Quinn Emanuel
• Analysis Of The Fed's Proposed Expectations For Boards
• Toward A Culture Of Continuous Cybersecurity
• Notes From A Law Firm Chief Privacy Officer: Balancing Act
• 7 Drop Paramilitary Funding Claims In Chiquita MDL
• Trading Tech Co. Owes $2.3M For Misusing IP, Jury Holds
• DC Circ. Decision Highlights SEC's Oversight Tightrope
• Loan Originator Can't Pare Trustee's Claims In RMBS Suit
• Puerto Rico Sales Tax Bond Row On Track For Dec. Resolution
• WebMD Hit With Shareholder Suit Over $2.8B KKR Buyout
• CFTC Can't Have Lifetime Ban For Convicted Ex-Trader
• Fraud Suit Over $55M Tech Merger Tossed In Del.
• FCPA Prosecutor Returning To Foley & Lardner In DC
• Vanguard Still Can't Duck Overcharge Suit But Can Appeal
• KIT Fraud Suspect, Lawyer Not Allowed To Dump Each Other
• DOL To Postpone Parts Of Fiduciary Rule Until 2019
• HD Supply Hit With Investor Actions Over $1.4B Stock Drop
• SEC Bars Ex-Barclays Exec From Associating With Stock Pros
• Fund Says It Was Rightly Picked To Lead Ocwen Investor Suit
• SEC Says Rules Haven't Stymied Financial Markets
• REIT Shareholders Sue To Block $1.2B Sale To CPPIB
• Law Profs Urge NY's Top Court To Take On $10B Saudi Appeal
• Investor Says Margaritaville Developer Can't Shake Suit
• TV Tout In $131M ForceField Stock Fraud Gets 15 Months
• Yahoo Gets Nod For $2.4M 'Moot-Fee' Deal In $57M Pay Suit
• CMS Insider Trading Cooperator Settles Case With SEC
• 8th Circ. Rejects Row Over $381K Muni Settlement Shortfall
• The Problems With Mandatory Arbitration Of Securities Claims
• How The IPad Can Be A Litigator's Best Friend
• Notes From A Law Firm Chief Privacy Officer: CPO Vs. CISO
• Blackrock 'Troubled' By EU Rules On Money Market Funds
• Fed, FDIC Extend Living Will Deadline For 19 Foreign Banks
• China North Investors Win Cert., $33M Default Judgment
• Securities Industry Asks IRS To Nix Political Subdivision Rule
• 7th Circ. Spoofing Decision Buoys Gov't Crackdown
• 8th Circ. Backs Financial Adviser's 25-Year Sentence
• TD Ameritrade Beats Mutual Fund Fees Suit
• Staples Investors Sue Over $6.9B Sycamore Buyout
• Ex-Fox Contributor Held In Contempt For Flouting SEC Deal
• Texas Sen. Fights Atty DQ In Frack Sand Fraud Suit
• Suspect In Massive JPM Hack Can't Shake SEC Fraud Charges
• Chancery Lets Pipeline Co. Investors See Oil Spill Records
• Oil Exec Must Disgorge Up To $4M In Investor Funds
• Feds Drop Fraud Case Against PE CEO Benjamin Wey
• Bondholders Sue To Guard Puerto Rico Electric Co. Money
• Ex-Chiquita Atty Looks To Dodge Claims Against Him In MDL
• 4 Key Points About The Expanded Senior Managers Regime
• Ex-Dewey Partners Urge Leniency For Convicted Former CFO
• Court To Look Deeper Into 'Odd' Casino Pump-And-Dump Suit
• SEC Says Firms Have Room To Improve On Cybersecurity
• Director's Retirement Keeps Bank Of Internet Suit Alive
• 7th Circ. Says Peregrine Forex Customers Can't Collect
• Creditor Fears Ybrant Can't Pay Award-Based $37M Lien
• DC Circ. Wants More SEC Scrutiny Of Clearinghouse Plan
• SEC's Blockchain Stance Will Likely Impact Exchanges
• IRS Pushes To Trim Wells Fargo Tax Suit Over $1.25B Deal
• Revisiting Stock Transfer Restrictions
• 15 Years Of Sarbanes-Oxley
• 5 Questions To Ask Before Entering Joint-Representation AFA
• ESMA Corrects MiFID II Transaction Reporting Draft Errors
• SunEdison Shareholders' Objections Put To Rest
• Citi Is 2nd Bank To Settle In OTC Libor Row, Will Pay $130M
• Funds Look For Rulemaking Reprieve As SEC Director Departs
• Shkreli's Brazen Defiance May Lead To Harsher Sentence
• Beleaguered Ad Tech Co. Sued Over $145M Go-Private Deal
• Investor Seeks OK Of $19M Award Against Golf Club Co.
• SEC Gets Another Sanction Against NY Investment Adviser
• Ubiquiti Investors Seek OK On $6.8M Deal Ending IPO Suit
• Fed Move To Ease Bank Boards' Load Isn't Pass On Oversight
• Hedge Fund Makes Bid To Toss Puerto Rico Bankruptcy Case
• CFTC Fines Japanese Bank Over Spoofing
• Turkish Banker Is 'Incurable' Flight Risk, Feds Tell Judge
• Adviser Pays $1.9M To End Charges He Defrauded Athletes
• Investor Drops Suit Against Baker Hughes Over GE Merger
• British Virgin Islands Co. Wants OK Of $2.2M Arbitral Award
• First-Ever Spoofing Conviction Upheld By 7th Circ.
• BNY Mellon Ducks $100M RMBS Case 'Full Of Holes'
• India's Securities Regulator Forms Panel To Study Fintech
• Judge Urged To Stay Aetna ACA Withdrawal Suit For Inquiry
• SEC Says Adviser Falsely Claimed $584M In Assets
• Legal Incubators Can Help New Lawyers And Society
• Life Time Fitness Escapes Investor Suit Over $2.8B Buyout
• Deal Price Reliance And Other Key Points From DFC Global
• 15 Years Of SOX: Avoiding PCAOB Enforcement Sanctions
• Even An Unsigned Email Can Be A Legally Binding Contract
• Deutsche Pays Its Defense From Disputed Trusts, Suit Says
• Mining Co. To Pay SEC $8.5M After Duping Investors
• UK Litigation Roundup: Here's What You Missed In London
• Banks Say US Court Lacks Jurisdiction in Libor Class Action
• $52M Deal With Tech Execs, JPMorgan Is Broken, Court Told
• FXCM Owner Says Market Maker Suit Parrots Regulators
• Boston Fund Manager Charged With Multimillion-Dollar Fraud
• Scam Suspect Ducks Jail Over Victim Contact In $50M Row
• Envision Hit With Stock-Drop Suit After NYT Article
• Broker Says $17M Pump-And-Dump Claims Come Too Late
• SEC Charges Salesman Linked To Breitling Energy Scam
• Court Denies Bid For 'Futile' TransPerfect Board Meeting
• SEC Says Texas Oil Co. CEO Used Investor Cash For Tuition
• SEC Sues Convicted Restaurant Treasurer Over $3.9M Fraud
• CFTC Argues For Lifetime Ban For 'Dissembling' Trader
• Miramar Labs Investor Challenges Sientra Deal
• Puerto Rico Board Tees Up Fight With Gov't Over Furloughs
• Patriot Nat'l CEO Still Looting Despite Order, Investors Say
• Shkreli Convicted On 3 Counts In Securities Fraud Trial
• Morningstar, Prudential Face Class Action Over Robo-Adviser
• Investors Want Cobalt's Class Cert. Redo Bid Nixed
• Hedge Funds Sue Teva Over Generic Drug Price-Fixing
• FCPA Disgorgement: Putting SEC To Its Burden Of Proof
• 15 Years Of SOX: A Look At Compliance Costs And More
• RBS Faces FCA Probe Over Money Laundering Suspicions
• Puerto Rico Oversight Board Says It Should Lead Debt Probe
• Filipino Geothermal Co. Is Offered Up To $1.28B For Shares
• BOX Options Wins SEC Approval For Chicago Trading Floor
• S&P Policy Unlikely To Thwart Multiclass Stock Structures
• Del. Cryptosecurities Law Has Many Taking Notice
• 4th Circ. OKs Judge's Recusal Denial In $2.3M Fraud Case
• Chipotle Fights Law Firms' Bids To Enter Shareholder Suit
• Senate Confirms CFTC Chair, Commissioners
• Bond Insurance Patent Co. Dodges Whistleblowers' Suit