Securities Archive » February, 2018

Securities - February, 2018

425 articles

• Morgan Stanley GC Sees End Of Big Enforcement Era
• Ambac's Puerto Rico Bond Payment Challenge Tossed
• SEC Bosses Deny Trump-Era Enforcement Slowdown
• Justices Hone Creditors' Ability To Ax Pre-Bankruptcy Deals
• MassMutual Didn't Stiff Policyholder Class, Jury Finds
• Chinese Tech Co. Beats Shareholders' Securities Fraud Suit
• Ameriprise Settles SEC Suit Over $1.7M In Overcharges
• Investor Rep. Never Voiced 'Bribe' Unease, Mass. Jury Hears
• Towers Watson Got Shafted In $18B Willis Deal, New Suit Says
• McAfee-Tied Investment Firm Beats Securities Fraud Suit
• Takata Fights States' Claim Of Unrestricted Litigation
• Investor Group Seeks To Block Paperless Fund Reporting
• Feds Get $149.5M Deal With Deloitte Over Taylor Bean Audits
• Ex-Barclays Forex Chief Says 'Abuse Of Process' Dooms Case
• Chancery Rules For Class In UnitedHealth FCA Books Demand
• Zurich Seeks Quick Win In $5M F-Squared Coverage Row
• SEC Accuses 3 Texas Cos., Execs Of $11.7M Offering Fraud
• Calif. Atty, Firm Liable For $26M Judgment In EB-5 Suit
• Tobacco Co. Merits A Loss In Asset Transfer Row, Judge Told
• Shkreli Argues For Short Prison Stint Ahead Of Sentencing
• Ironworkers Funds Take Lead In Dick's Stock Drop Suit
• The Securities Law Questions Raised By #MeToo
• Settlement Payment Considerations After Tax Reform
• Ex-Merck Exec Settles With SEC Over Insider Trading Claims
• Accused Fraudster Says Cryptocurrencies Aren't Securities
• Deutsche Inks $240M Deal To Settle Libor-Rigging Row
• 7th Circ. Bars Atty Facing SEC Charges In Immigrant Appeal
• Wells Fargo Execs To Face Bulk Of Claims In Shareholder Suit
• Real Alloy Reports Initial Offer From Del. Ch. 11 Buyer
• Allstate Must Face Investor Claims Over Shoddy Underwriting
• Del. High Court Asked To Revive $13M Viacom Investor Suit
• Natus Medical Slips Investor Suit Over Venezuela Contract
• Ex-State Street Exec Can't Dodge Fraud Charges, Court Says
• Ex-Shareholder Rep. Tells Jury He Took U2, NBA Tix For Data
• Investors Sue Wynn Resorts GC, Execs Over Insider Trading
• NY Appeals Court Spurns Zohar Jury Bid In $58M Fraud Row
• Why Machine Learning Should Matter To Lawyers
• SunEdison Investor Sues CEO, CFO After 'Meltdown'
• Attys Escape Sanctions For Oilfield Services Merger Suit
• NY Man Pleads Guilty To Yacht Time-Share Fraud Scheme
• Baker Botts Adds 4 Ex-Vinson & Elkins Corporate Partners
• The Volkswagen Scandal: Catalyst For Class Action Change?
• Is The VIX Fixed? A Look At Wall Street's 'Fear Gauge'
• Highlights From 'SEC Speaks' 2018
• Justices Limit Ch. 11 Safe Harbor For Securities Clawbacks
• Ex-Autonomy CFO's Lies Clinched $11B HP Deal, Jury Hears
• Seadrill Gains Restructuring Plan Support With Creditor Deal
• Advisers Paid Bribes For Investor Data, Feds Tell Mass. Jury
• RMBS Investors Barred From Sampling Loans In HSBC Suits
• Focus Tightening On Debate Over Banning Post-IPO Suits
• SEC Settles Calif. Home Audio Co. Offering Suit For $3M
• JPMorgan Beats Adviser's Wrongful Firing Claims
• Lawsuit Over Trump's 2-For-1 Regulation Order Tossed
• SEC Wins Asset Freeze On Alleged $12M 'Con Artist'
• LeapFrog Agrees To $5.5M Deal In Securities Litigation
• 5th Circ. Affirms Nix Of Suit Over UBS' Enron Knowledge
• Facebook's $35M Deal To End IPO Suit Gets Initial OK
• SEC Slaps 6 In 'Shell Factory Fraud' With $2M Disgorgement
• Shkreli Caused $10.4M In Losses, Not Zero, Judge Rules
• Hawaii, NM Can't Get Better Position In Takata Ch. 11
• Waddell & Reed Must Face $7M Suit Over Funds In 401(k)
• Ex-JPM Banker Argues Conviction Served On 'Silver Platter'
• Jefferies Trader's Suit Against Exec 'Hard To Fathom': Judge
• REIT Resource Capital Beats Investor Suit Over $41M Loss
• Power Of The Fiduciary Duty Contractual Waiver In LLCs
• Getting Back To Basics With Master Limited Partnerships
• ECB To Seek Feedback On New Overnight Reference Rate
• Reg A+ 'Mini-IPOs' Face Market Resistance
• AOL Appraisal Trims Post-$4.4B Merger Share Price By 2.6%
• High Court Fight Over SEC In-House Judges Heats Up
• Illinois Software Exec Pleads Not Guilty In Spoofing Case
• Germany Refuses To Extradite Traders For SFO Euribor Trial
• UK Litigation Roundup: Here's What You Missed In London
• DBSI Trustee Wants IRS To Return All Ponzi Funds
• Ex-Stock Promoter Gets 2 Years For Role In $95M Stock Fraud
• Looming Cap On Borrowing Could Alter Financing Strategies
• Insurer Says Policy Won't Cover Claims Over $3B Verizon Deal
• Justices Urged To Find Railroad Stock Options Not Taxable
• Blue Bell Creamery Seeks Dismissal of Investor Listeria Suit
• No 'Rubber Stamp' For SEC Penalties In NJ Biotech Fraud Row
• Rakoff Questions $285M Atty Fees In $3B Petrobras Deal
• Exxon Pushes Back Against NY AG's Free Speech Arguments
• 2nd Circ. Gives 2nd Shot To Schwab's Libor Claims
• SWS Investors Lose Bid For Higher Stock Price Post-Sale
• Thompson Coburn Adds Two New Partners To DC Office
• Shkreli Can't Beat Stock Fraud Rap Post-Trial
• Ex-SEC Chair Urges Delay Of Post-IPO Suit Policy Debate
• Ocwen Sues Insurer Over Coverage Of Investor Suit
• Understanding Texas Mechanic's Liens And Bonds: Part 3
• Cryptocurrencies: Money, Securities Or Other Property?
• Examining SEC's 2018 Exam Priorities
• 2nd Circ. Raises Bar For US Jurisdiction Over Foreign Banks
• RBS Sets Aside £3.2B To Cover US Loan Misselling Probes
• Palantir Ordered To Turn Over Books, Records To Investor
• Chuck-E-Cheese, Insurer Trade Blows In $5M Coverage Battle
• Man Posed As Well Owner For Millions In Loans, DOJ Says
• Ex-Tech Co. CEO Admits Insider Trading In Co.'s Securities
• Citing Aruba Appraisal Appeal, Attorney Seeks Dell Reset
• 4th Circ. Resurrects Medical Device Co. Investor Suit
• SEC Case Exposes Justices' Rift Over 'Legislative History'
• Ex-Foley & Lardner Partner Gets Prison For Insider Trading
• Pa. Appeals Court Won't Revive USA Tech Derivative Suit
• Chevron Spared As Justices Say 'Whistleblower' Term Clear
• DOJ Fights Ex-State Street Exec's Bid To Sever New Charge
• Investors, US Bank Agree To Move MBS Claims To NY Court
• Texas State Sen. Found Guilty In Securities Fraud Scheme
• 2 Tibet Pharma Defendants May Appeal Last Count In IPO Suit
• M&G Lienholder Priority Fight In Del. Awaits Sale Moves
• Olshan Frome Adds Ex-Miller & Wrubel Securities Pro
• Deutsche Says Foreign Investors Not Fit To Lead RMBS Suit
• ESMA Weighs Revising Short-Selling Rules For MiFID II
• A New Era In Global Securities Litigation: Part 4
• NJ Trader Faces New Charges In Market Manipulation Case
• Wilson Sonsini Hires Ex-Associate As Securities Partner
• SWS Investor Says Chancery Appeal Gave Heft To Bad Math
• CEO Accused Of Tipping Ex-MLB Player Gets 2nd Mistrial
• Sidley Austin Adds Ex-Winston & Strawn Global Finance Atty
• Woodbridge Seeks Ch. 11 Judge's OK For Calif. Consent Order
• New Senior Can't Duck Shareholder Suit Over $640M Merger
• New SEC Cybersecurity Guidance Dinged By Dems As Rehash
• In Somers, High Court Takes Us Back To 2014
• Weil Seeks To Nip Conflict Concerns In Breitburn Ch. 11 Case
• Duo Settles With SEC For Selling Outlandish Patent Stocks
• Walmart Again Defeats Investor Suit, Despite 'A Closer Call'
• Companies May Find High Court Whistleblower Ruling Costly
• LendingClub Unveils $125M Settlement Of Investor Suits
• Investor Counsel Sanctioned For ExamWorks Suit Delays
• Libor Manipulation By 16 Banks Sank Doral, FDIC Alleges
• Understanding Texas Mechanic's Liens And Bonds: Part 2
• 7th Circ. Won't Revive Ex-Chicago Exchange Atty's Firing Suit
• Bitfunder Boss Charged With Lying About $70M Bitcoin Heist
• Tops Supermarkets Opens $1.2B Ch. 11, Plans Debt Rework
• Lifetime Fitness Exec Cops To Insider Trading Scheme Role
• Looking Closer At A Record Year For Securities Cases
• A New Era In Global Securities Litigation: Part 3
• Supreme Court Narrows Definition Of Whistleblower
• Stanford Ponzi Deal Wrongly Bars Claims, 5th Circ. Hears
• ETE's Warren Defends Fairness Of $1B Private Unit Issue
• Cohen Can't Seal Suit Over Alleged Harassment At Firm
• State Securities Cops Filling In For Feds On Fiduciary Beat
• Wilmington Suit Over Ex-Chesapeake CEO's $464M Debt Stays
• NY Accountant Pleads Guilty In Stock Manipulation Scheme
• Ex-Citadel Plastics CEO Demands Advancement Of Legal Fees
• Judge Nixes LendingClub Investor Bid For Underwriter Docs
• Woodbridge Ponzi Defendant Seeks Toss Of SEC Charges
• Swift Action Called For In Pacific Drilling Ch. 11 Case
• High Court Turns Away Fannie, Freddie Investor Appeals
• One Count Survives In Regency, Energy Transfer Merger Suit
• Del. Justices Revive Suit Over Diamond's $2B Sale To Apollo
• Ex-UBS Trader Gets Spoofing, Fraud Counts Nixed Over Venue
• United's $37M Deal For Fired Execs Hurt Co., Investor Says
• 2nd Circ. Ruling Ends Exxon Free Speech Claims, Judge Told
• Ex-Katten Muchin Atty Says Jury Misconduct Tainted Trial
• $300M Emergency Loan Approved For Puerto Rico Electric Co.
• BP Says Some Claims In Deepwater Suits Are Time-Barred
• Shuttered Texas Energy Co. Says Bribe Refusal Cost It $470M
• Observations On Delaware Appraisal In A Post-Dell World
• Railroad Cos. Tell High Court $13.3M In Options Not Taxable
• SEC Settles Suits Over $1.8M Shell Company Scheme
• Supreme Court Rejects Investor's Claims On Tax Shelter
• A New Era In Global Securities Litigation: Part 2
• Digital Currency Co. Says CFTC's Suit Is Political
• London Trumps NY As Citi's €290M Securities Dispute Venue
• Rehab To Pay $25M To End Investor Suit Over Murder Probe
• Insmed Beats Stock-Drop Suit Over Lung Disease Drug
• Investor Groups Cheer Calls For Limiting Dual-Class Perks
• Muni Market Shaken By Puerto Rico Special Revenues Ruling
• Atty Botched Plea, Man Convicted Of Fraud Tells 2nd Circ.
• Pharma Co. Chiasma Can't Escape Investor Suit, Judge Rules
• Takata Wins Nod For Ch. 11 Plan Confirmation, $1.6B Sale
• Former SEC Branch Chief Joins Dechert's DC Office
• FCC Halts Bitcoin Miner For Cell Network Interference
• Swindled Mass. Investors Blame Canadian Portfolio Managers
• Newswire Hacker Can't Beat $30M Securities Fraud Case
• Weil's Role Part Of Probe Of Breitburn Conflict Claims
• Kindred Investors Seek To Stop Humana's $4.1B Acquisition
• Lion Biotech Gets Some Claims Trimmed In Investor Dispute
• Convicted Dewey Exec's SEC Deal Hinges On Criminal Appeal
• UBS Says CFTC Order Doesn't Goose Gold-Fix Claims
• SEC Halts Trading In 3 Penny Stocks Tied To Cryptocurrency
• Understanding Texas Mechanic's Liens And Bonds: Part 1
• Sidley Austin Lures Proxy Pro From Vinson & Elkins
• Intel Says Chip Security Flaws Led To 30+ Suits Against It
• Insider Tips Case Shows 3rd Circ.'s Caution On Sentencings
• 9th Circ. Won't Revive Investor Suit Over Hep B Drug Trials
• Judge Iffy On Spiking Bank's $45M Fraud Suit Against Tilton
• Texas Justices Won't Hear From Oil Exec DQ'd As Counsel
• Caterpillar's Tax Bill May Reach $2.3B After IRS Audit
• UK Litigation Roundup: Here's What You Missed In London
• Delaware May Be The Right Jurisdiction For 'Smart' Orgs
• A New Era In Global Securities Litigation: Part 1
• How Emerging Sources Of ESI Will Impact Discovery
• Puerto Rico Electric Co. Denied Bid For Emergency Loan
• Ill. Trader Accused Of Embezzling $2M In Cryptocurrency
• SEC Nixes Sale Of Chicago Exchange To Chinese Investors
• 6D Global Investors Say Derivative Suit Deal Is 'Worthless'
• SEC's Jackson Calls On Exchanges To Limit Dual-Class Stock
• Ex-Foley & Lardner Atty Should Get Prison Time, Feds Say
• Chancery OKs TransPerfect Buyout By Shawe
• Mass. Regulator Charges Scottrade Over Sales Contests
• Senator Skeptical Of $31.5M Sought For CFTC 2019 Budget
• Regulators To Review Enhanced Oversight Of Prudential
• Bioverativ Shareholders Sue To Block $11.6B Sale To Sanofi
• View Inc. Fights Investors' Challenge To $60M Settlement
• Hedge Fund Owner Convicted Of $4M Fraud, Lavish Spending
• Put The Brakes On Acceleration Bay Litigation Funder Ruling
• Judge Blasts Tilton Removal As 'Objectively Unreasonable'
• Aruba Share Payout Cut 30% In $2.8B HP Tie-up Appraisal
• Fiat Says Shares Were Unaffected By 'Defeat Device' Claims
• 3 Securities Enforcement Developments You May Have Missed
• How Natural Experiments Can Help In Estimating Damages
• A Chat With Hogan Lovells HR Chief Allison Friend
• Puerto Rico Utility Creditors Unveil $534M Loan Offer
• Trustee Fee Fight Prompts Ch. 11 Retroactive Closing Bid
• Gold Sellers Say CFTC Order Shows UBS Helped Fix Prices
• Cascadian Investor Says $614M Deal Statement Omitted Info
• House Passes Changes To CFPB, SEC Disclosure Rules
• JP Morgan Beats Investor Suit Over Mutual Fund Fees
• Credit Suisse Targeted In FCPA Probe Over Asia Hiring
• Insurer Needn't Cover Foods Co. In Ex-Leader's Fraud Suit
• Mass. Regulator Accuses Adviser Of $1M Real Estate Scheme
• BNY Mellon Says Some ADR Investor Claims Are Time-Barred
• ISN Investor Says Controllers Withheld Key Valuation Info
• Broker's Bid For FINRA Docs On 'Layering' Rejected
• 3rd Circ. Snubs Fraudster Bar Owner's Bid To Trim Sentence
• Attorneys Predict Wave Of #MeToo Investor Suits
• Pfizer Says Insurers Owe $30M For Off-Label Marketing Suit
• Mayer Brown Grows With 2 New Partners In Finance Groups
• Ex-Simpson Thacher Clerk Upends Insider Trading Sentence
• Recent Trends In Structuring Risk Retention Vehicles
• The Impact Of Kokesh So Far, And What's Next: Part 2
• Considerations For Attorneys Using Artificial Intelligence
• Why Blockchain's Impact On The Retail Sector Is Growing
• SEC Initiative A More Efficient Fix For Adviser Conflicts
• Rothstein Slams Feds' Try To Rescind Reduced Sentence Bid
• Veon Execs Want Out Of Stock Fraud Class Action
• Del. Ruling Gives Schorsch, Others Part Of $18M Fee Tab
• NJ Hedge Funder Defrauded By 'Lying And Stealing,' Jury Told
• Life Science Investor Suits Spiked In '17, Dechert Reports
• Capital Markets Partner Rejoins Latham In Hong Kong
• SEC Pushes Gibson Dunn Out Of Woodbridge Ch. 11
• ExamWorks Seeks Investor Sanctions In Del. Appraisal Suit
• Fox Rothschild, MRI Cos. Founders Sued By Investors
• Ex-NFLer's Business Partner Gets 12 Years For $10M Fraud
• $1.8B Offer Deepens Fight Over Breitburn Ch. 11 Plan
• Ga. Investment Manager Stole $1.2M From Fund, SEC Says
• SEC Wants Sanctions After Call Recordings Thrown Away
• 2nd Circ. Affirms Ex-Brokers' IBM Insider Trading Verdict
• Facebook Investors Seek $129M In Fees From Stock Fight
• Proskauer Says No Evidence Ex-Partner Aided Stanford Scam
• IOSCO Proposes Safeguards In Leveraged Products Market
• The Impact Of Kokesh So Far, And What's Next: Part 1
• Tips For Drafting Contractual Nonreliance Clauses
• Cohen Firm Sued Over Alleged 'No Girls Allowed' Hostility
• TreeHouse Foods Can't Ditch Investors' Suit Over $3.5B Buys
• Fugitive Chicago Restaurateur Charged With $300K Fraud
• Ex-Nomura Trader Can't Ditch SEC Fraud Suit, Judge Rules
• Feds, Ex-UBS Trader Spar Over Fraud, Spoofing Counts
• Former SEC Enforcer Joins Covington's DC Office
• Sucampo Investor Seeks Docs For Proposed Mallinckrodt Deal
• Abu Dhabi's Financial Watchdog Weighs Crypto Regulations
• Investors In Genocea Herpes-Drug Row Get Lead Counsel
• Trump Budget Seeks CFTC User Fees To Raise $32M
• New Evidence Can't Revive Identiv Investor Suit, Judge Says
• High School Basketball Director Escapes Adidas Bribe Suit
• SEC Seeks Budget Hike To Boost Cybersecurity, Add Staff
• Bristol-Myers Oversold Lung Cancer Drug, Investors Say
• Madoff Trustee Reaches $76M Settlement With Feeder Fund
• Del. Court OKs Potential Exit For Oxbow Carbon Investors
• Shkreli Seeks Light Sentence, Saying His Victims Profited
• Adviser Who Traded On Tip From Atty Gets 6 Months In Prison
• Deutsche Bank To Repay Overcharged MBS Customers $3.7M
• Judging A Book: Duncan Reviews 'Justice And Empathy'
• Acacia Communications Says Stock Drop Was A Surprise
• Securities Group Of The Year: Quinn Emanuel
• Gibraltar Aims To Become First To Legislate On ICOs
• Trump Taps 9 In Latest Round Of Judicial Nominations
• SEC, CFTC Whistleblowers Dodge A Devastating Tax Bullet
• 2 Mitsubishi Banks To Settle Libor Rigging Suit For $30M
• NY Judge Rejects 'Utterly Useless' Deal In Merger Lawsuit
• AbbVie Investor Demands AndroGel Records In Chancery
• Immunomedics, VenBio Settle Del. Proxy Fight Claims
• Too Soon For Korean Financial Authority Ruling, Judge Says
• Ex-McDonald's Manager In SEC Impersonation Trial Gets Bail
• Hedge Fund Investors Sue After Losing 80% In Volatile Week
• Plaintiffs Want To Rework $1B Deal With GM Ch. 11 Trust
• MBS Trustees Under Scrutiny At Close Of Lehman Ch. 11 Trial
• Hong Kong Takes Regulatory Action On Cryptocurrencies
• Cryptocurrency Outlet Hit With Another Investor Fraud Suit
• Insulet Agrees To Pay $19.5M To End Investor Suit
• Broker-Dealer Seeks 'Layering' Docs From FINRA For SEC Suit
• Brazilian Gets 3 Years For TelexFree Money Laundering Role
• Fox's 'Unusual' $90M Scandal Deal Gets Chancery's OK
• DC Circ. Exempts CLO Managers From Risk Retention Rules
• SEC Wins $14.7M In Judgments Over FCC Licensing Scheme
• Cryptocurrency Biz Ordered To Stop Selling Securities In NJ
• Haynes And Boone Hires 2 Andrews Kurth Attys In Houston
• SEC Seeks Contempt For Accused Woodbridge Ponzi Boss
• Former Aveo Chief Medical Officer Ordered To Pay SEC $50K
• 'Weak' Evidence Dooms Booz Allen Investors' Stock-Drop Suit
• D&O Insurance Coverage For Government Investigations
• UBS Escapes $2.9B Madoff Feeder Fraud Suit In 2nd Circ.
• Kindred Shareholders Sue Over $4.1B Deal's Missing Info
• Securities Group Of The Year: Weil Gotshal & Manges
• 2nd Circ. Ruling May Broaden Common D&O Policy Exclusion
• UK Litigation Roundup: Here's What You Missed In London
• Your Case Was Remanded By The MDL Court — Now What?
• Regency Seeks Second Toss Of Remanded $11B Merger Suit
• J&J Hit With Stock-Drop Suit Over Claims Of Asbestos In Talc
• Asset Freeze Denied For Alleged $2B Cryptocurrency Scam
• NJ Hedge Funder In Fraud Case Grilled Over His Spending
• Babcock & Wilcox Must Face Investor Suit, NC Judge Rules
• Lehman Puts Finishing Touch On MBS Claims Estimation Trial
• Troutman Sanders Brings On King & Spalding Securities Atty
• The Art Of The Litigation Funding Deal
• Credit Suisse Fined $5M By Hong Kong Securities Regulator
• Wynn Resorts Ignored Claims Of Steve Wynn Misconduct: Suit
• Judge Skeptical Of Dewey CFO's Bid To Vacate Conviction
• Securities Group Of The Year: Gibson Dunn
• Accused Ponzi Leader Seeks End To SEC's $1B Asset Freeze
• EIG Hits Keppel With $660M RICO Suit Over Brazil Bribery
• Receiver Can Reinvest Funds From Fraud-Wracked EB-5 Deal
• Pitfalls Of Voluntary Remediation By Investment Firms
• Power, Corruption And Lies: How Juries Are Responding
• Firms At Odds Over $22.5M In Fox News Settlement Fees
• Twitter Investors Can See CEO Docs, But Not Direct Messages
• Ill. Bank Shareholder Sues Over Merger Disclosures
• Ex-State Street Exec Faces New Charge Of Bilking Insurer
• NY Stresses Anti-Fraud Obligations For Cryptocurrency Cos.
• Schiff Hardin Adds Financial Markets Partner To SF Team
• DLA Piper Snags Thompson & Knight Energy Atty In Dallas
• NJ Broker To Be Resentenced For Gambling Client Money
• Bahraini Bank, Investment Co. Can't Dodge Ch. 11 Suits
• Securities Cops Wary Of Bitcoin Morphing Into Madoff
• Rakoff Smacks Down Bid To Seal Riders In $3B Petrobras Deal
• SEC Inspectors To Focus On Cryptocurrency, ICOs In 2018
• Shareholders Sue To Stop Steak 'N Shake Owner's Reorg
• Smart Contracts Need Smart Corporate Lawyers
• Workers Paid Fair Price For RadioShack Stock, 5th Circ. Says
• Vice Chancellor OKs Fees In Investor Row, Blasts Bank Attys
• Securities Group Of The Year: Robbins Geller
• Bankrupt Payday Lender Can't Move CFPB Suit To Texas
• Bellicum Hit With Stock Drop Suit In Texas Over Drug Risks
• Reflections On 2017 FCPA Enforcement
• ESMA Focuses On MiFID II, Brexit In 2018 Supervisory Targets
• Advance Auto Parts Hit With Shareholder Class Action
• Cooley Fintech Leader Leaves To Join Bitcoin Wallet Startup
• Colo. Atty Cops To Role In Alleged Pump-And-Dump Scheme
• Investors Want Closing Of Millennium Labs Ch. 11 Blocked
• Trial Change Leads Del. High Court To Hear Discovery Appeal
• Panel Grills Zohar Funds On Jury Waiver In Fraud Case
• How To Fix Your Broken Client Teams
• Regulating Cryptocurrencies Proving Tough, Watchdogs Say
• Valeant Seeks To Move NY Investor Fraud Suit To NJ
• Bon-Ton Gets Interim $725M DIP OK, Beats Liquidation Push
• SEC Chief 'Not Anxious' To Deter Post-IPO Class Actions
• Furniture Co. Faces Shareholder Suit Over Asset Sale
• Securities Group Of The Year: Skadden
• Notable Trends In Foreign Securities Litigation
• 10 Highlights From FINRA's 2018 Priorities Letter
• Puerto Rico Oversight Board Defends $1.3B PREPA Loan Bid
• Walter Investment To See Lower Cash Projections, CEO's Exit
• Investors Seek Asset Freeze For BitConnect In Fraud Suit
• FINRA Hits Wedbush With $1.5M Consumer Protection Fine
• Chancellor Orders Stockholder Meet For Firm Facing IP Row
• MetLife Hit With Stock-Drop Suit Over Pension Reserves
• Canadian Investor Says SEC's $17M Pump-Dump Case Fails
• Stone Energy Hit With Suit Over $2.5B Talos Merger
• Breitburn Shareholders To Reopen Ch. 11 Row After $1.8B Bid
• Fed's Wells Fargo Punishment Puts Pressure On Powell
• RMBS Investors Lose Class Cert. Bid In Suit Against HSBC
• Ex-Aveo Exec Fights SEC Penalty, Says He's Learned Lesson
• 6th Circ. Remands Stock Fraud Conviction Due To Juror
• 1st Circ. Weighs Instructions In Insider Trading Verdict
• Wells Fargo Denied New Trial In $1.25B Tax 'Sham' Case
• DOD Forming Cryptocurrency Guide For Background Checks
• Securities Group Of The Year: Kirkland & Ellis
• Watchdog Proposes Process For Benchmark Rules Approval
• Del. Walmart Ruling Might Bring New Derivative Strategies
• Feds Say Hedge Funder Lied About Credentials, Criminal Past
• Morgan Stanley, Others Must Face ISDAfix Rate-Rigging Suit
• Indictment Hinged On Misleading Word, Platinum Execs Say
• Chancery Tosses Challenge To $125M Synutra Buyout
• Morgan Stanley Wants FCA Claims Cut From Calif.'s Suit
• M&G Unsecured Creditors Contest $463M DAK Liens In Ch. 11
• 2 Plead Guilty In $50M Federal Reserve Investment Scheme
• $47M Pulled From Biotech Wasn't Returned, Del. Court Told
• Madoff Investors Can't Get All SDNY Judges Off Their Case
• Georgia Man Gets 5 Years For $20M Investment Scheme
• Jailed Spoofer Coscia Asks High Court To Review Conviction
• Securities Pro Joins Foley & Lardner Auditor Liability Group
• Rosen Law Firm To Lead Tesla Stock-Drop Class Action
• Aveo Agrees To $18M Deal To End Cancer Drug Investor Suit
• Exxon Insists It Can Bolster Climate Speech Claims
• Securities Group Of The Year: Cleary Gottlieb
• Jay Peak Owner Settles EB-5 Suit With SEC For $81M
• Feds Probe OSI Systems After Short Seller's Bribery Report
• Ex-Biotech CFO Avoids Prison For Hornswoggling Auditor
• NY Blasts Bank Of Tokyo's Bid To Escape AML Enforcement
• 9th Circ. Decision Could Be Game-Changer For Investors
• Money Market Fund Rules Ban Share Cancellations, EU Warns
• How To Serve Your Blind Client Effectively
• DOJ Limitation On Agency Guidance Levels Playing Field
• Investors Seek Class Cert. In EZCorp Securities Fraud Suit
• UK Litigation Roundup: Here's What You Missed In London
• Deutsche Bank To Pay CFTC $70M Over ISDAfix Manipulation
• UBS Loses Bid For $20M Coverage Of Debt Bond Suits
• Dip In 2017 Corporate FCPA Actions: A Ripple Or Sea Change?
• Stock Issuance Void In Tony Roma's Board Row: Chancery
• Insurers Sue Pfizer To Avoid Covering $400M Settlement
• Receiver Seeks To Reinvest Cash From Jay Peak EB-5 Project
• REIT Investors Look To Keep Fraud Suit Alive Amid Deal Talks
• Cohen Milstein Hits SEC With FOIA Suit Tied To KPMG Probe
• Santander Unit Wants Rethink On Bid To Toss Investor Suit
• PE Exec's Firm Can't Fight Experts' Subpoenas, SEC Says
• Securities Trade Groups Brace For Benchmark Transition
• A Big Step Toward Harmonizing Swap Trading Markets
• Puerto Rico Electric Co. Preparing To Privatize, Says Panel
• Simpson Thacher Hires JPMorgan Vice Chairman, Ex-GC
• Platinum Partners Judge Says He's 'Unlikely' To Split Trial
• Allergan To Pay Teva $700M To End Working-Capital Dispute
• Evolving Due Process In The Digital Age
• Under New Tax Law, Time Is Running Out For Ponzi Victims
• What I Learned In My 1st Year: A Judge's Example
• Luxembourg Funds Group Opposes Plans for ESMA Oversight