Securities Archive » June, 2018

Securities - June, 2018

487 articles

• Justice Kennedy Leaves Mixed Record On Civil Rights
• US Bank Can't Press Pause On Trimmed Ambac RMBS Suit
• Cantor Fitzgerald Fined, Traders Sued Over Profit-Splitting
• Judge Inclined To Vacate Nearly $1M Award For Miami Auditor
• Mass. Developer Settles SEC's Suit Over $1.5M False Ad
• Puerto Rico Sees New Fiscal Plan After Labor Reform Fails
• Platinum Partners Execs Set For New Year Fraud Trial
• Big Lots Investors Seek OK On $3.5M Stock Inflation Deal
• Chancery Fast-Tracks Drug Trial Investor's Fraud Suit
• Morgan Stanley To Pay $3.6M SEC Penalty Over Banker Fraud
• Kokesh Spread Could Pose Risk To SEC Enforcement Power
• Trump Says He Will Announce Supreme Court Nominee July 9
• Carlyle's Chancery Case On Guernsey Fees Can Go To Trial
• Health Hires: Fenwick, Dechert, Holland & Hart, Carlton Fields
• Kennedy's Retirement: Legacy, Fallout & The Battle Ahead
• UK Litigation Roundup: Here's What You Missed In London
• Wis. Man Indicted Over $30M Luxury Car Scam
• Underwriters Dropped From Investor Suit Over Auto Co. IPO
• State Street Fraud Case Firms Punch Back At Special Master
• Ex-SunTrust Workers Win Class Cert. In ERISA Suit
• Telecom Execs Will Pay SEC Over Inflated Revenues
• Limiting Law Firms' Professional Liability Risks: Part 3
• Crypto Tax Compliance Challenges Shouldn't Deter Investors
• New Stats On Millennial Attorney Disciplinary Actions
• Effective Securities Class Action Defense Post-Cyan
• Altaba Noteholder Suit Tossed By Del. Chancery Judge
• Ex-Morgan Stanley Adviser Gets 20 Months For $500K Theft
• Why The Defense Bar Celebrates Kennedy
• Levi & Korsinsky Tapped To Lead Ulta Stock-Drop Suit
• Virtus, Investors Get Initial OK On $22M Securities Deal
• REV Group Hit By Stock-Drop Suit After Bad Financial Report
• Deutsche Bank Unit Comes Up Short In Fed Stress Tests
• Roberts Becomes True Power As 'Kennedy Court' Ends
• 3 Convicted For Bilking Pensioners, Sioux Tribe Out Of $60M
• Broker Accused Of Obstructing $300M Stock Fraud Probe
• SEC Floats New ETF Plan, Whistleblower Program Revamp
• Ex-Equifax Worker Charged With Insider Trading After Breach
• Firms In State Street Row Should Cut $10.6M In Fees: Report
• Cable Co. Hit With Investor Suit Over Post-IPO Stock Dip
• Kennedy Known For Careful Scrutiny Of Statutory Language
• Reinsurance Firm's Del. Ch. 11 Disclosure, Vote Plan OK'd
• Bitcoin Cash Investor Fights Coinbase's Arbitration Bid
• Ex-Bankrate CFO Cops Plea, Will Pay $21M In Fraud Case
• Limiting Law Firms' Professional Liability Risks: Part 2
• SEC Expands Eligibility For Relaxed Disclosure Rules
• Delay On Kennedy Replacement 'Ain't Going To Happen': GOP
• From Lawmaker To Lawyer: Prioritizing Is Always Key
• Long-Term Investors Must Bring Back The Staggered Board
• ICOs As Exempt Securities Offerings: An Economic Analysis
• From Iqbal To Citizens United: Kennedy's Biggest Decisions
• Life After Kennedy: 1 Big Question, 6 Judges To Watch
• Insider Trading Suspect's Son Shouldn't Testify, Judge Says
• 'Goodbye, Tony!' Justices Bid Farewell To Kennedy
• Investor Sues Real Estate Co. Over $1.2B Fidelity Merger
• When Partisan Passion Raged, Kennedy Was The Vote To Get
• NY High Court Sets Rocky Road For $2B RMBS Claims Trial
• Facebook Investor Can't Explain 'Beef' With Calif. Suits
• Film Producer Gets 8 Years For $26M Hedge Fund Fraud
• Quantlab Says Del. Ruling Precludes Texas Stakeholder Suit
• Seismic Data Co. Files Ch. 11, To Be Bought By Competitor
• Crypto Investor Seeks Remand Of Unregistered-Security Suit
• 2nd Circ. Blocks Latest Suit Targeting Madoff Investor
• NGO Head Says Carpenter Kills Phone Evidence In FCPA Case
• Jefferies Seeks Toss Of Failed Biotech Co. Investors' Suit
• Proskauer Snags Litigation Partner From Kirkland In LA
• Bank Of America Hit With Proposed Ponzi Scheme Class Suit
• SEC Seeks Comment On Cboe Rule Change For Bitcoin ETF
• Limiting Law Firms' Professional Liability Risks: Part 1
• A&O Fraudster's Atty Was Ineffective, 4th Circ. Says
• FisherBroyles Nabs Baker McKenzie, Capital Fund Law Attys
• Former Conn. US Atty Deirdre Daly Joins Finn Dixon
• GOP Kicks Off Race To Confirm Kennedy Replacement
• SEC Administrative Proceedings After Lucia
• Jones Day Nabs Ex-Buchanan Finance Pro In Pittsburgh
• From Lawmaker To Lawyer: How Congress Affected My Career
• Justice Kennedy's Retirement To Upset High Court Balance
• Martoma — The Latest Critical Insider Trading Decision
• $96M Deal With Last 5 Firms In ISDAfix Suit Gets 1st OK
• Theranos Founder's Stay Bid Nixed As Judge Scolds Counsel
• Former Och-Ziff Exec Turns Himself In, Denies Fraud Charges
• PetSmart Says Citi Favored Lenders By Withholding Deal Docs
• Navillus Ch. 11 Auction Request Shelved As Mediation Begins
• Freed Ex-HSBC Forex Exec Can Return To UK Pending Appeal
• SEC Wants Biz Tied To Tribal Bond Scam To Share Docs
• Ex-JPM Banker Released From Jail Pending 2nd Circ. Appeal
• Accountant Hid Silicon Valley VC Firm's $18M Theft, Jury Told
• Crypto Insiders Want Clearer Regulation Of Their Industry
• Ex-Texas Lawmaker Gets 12 Years In Ponzi Scheme
• S&P Analyst Leaked Merger Info In $300K Scheme, Feds Say
• Moving From The Duplicative Fines Of The Financial Crisis
• Fiat Chrysler Subpoenas Come 'Far Too Late,' Investors Say
• Pier 1, Execs Duck Investor Suit Over Inventory Disclosures
• Pipeline LP, Investors Propose Buyout Suit Settlement
• Ex-State Street Exec Convicted On Fraud Charges
• From Lawmaker To Lawyer: DC Isn't As Bad As You Think
• New, Improved Rules For 'High Volatility' Real Estate Loans
• Ex-Akebia Statistician Jailed For Speaking To Trial Witness
• FINRA Arbitration Guide For Employment Lawyers: Part 2
• The Erosion Of American Pipe Tolling
• Toward T+0: Preparing For Faster Securities Settlements
• Straight Path Merger Suit Can Proceed Directly In Chancery
• Atty Barred From Penny Stocks For Part In Sports Ticket Fraud
• Ex-HSBC Exec Must Spot More Cash To Head To UK On Bail
• Ex-UBS Trader Seeks To Get CFTC Spoofing Suit Tossed
• High Court Won't Review $806M RMBS Judgment
• Gas Co., Investors Reach Deal On Corporate Conversion Plan
• US Trustee Wants Cenveo Ch. 11 Blocked Over Exec Bonuses
• CFPB Ends Investigation Into Zillow's Co-Marketing Program
• Mass. Official Accuses MetLife Of Fraud After Annuity Snafu
• Rakoff OKs $3B Petrobras Deal But Cuts Atty Fees By $100M
• Family Feud Over $905M Deal Sets Off Del. Records Suit
• Lehman Judge Approves Deutsche Bank Claim Payout Plan
• Wells Fargo To Pay $5.1M For Improper Trading Practice: SEC
• Xerox Slams Fuji Over Damages Suit For Failed $6.1B Merger
• Revive $13M AIG Coverage Row, U. Of Phoenix Tells 9th Circ.
• Lucia Leaves Many Important Questions Unanswered
• Aetna Defends Class Action Probe In Clash Over ACA Exit
• Express Scripts Investors Demand More Info On Cigna Merger
• Platinum Boss Parts With Quinn Emanuel, Adds Celeb Lawyer
• Venezuela Sanctions Complicate Compliance For Cos.
• Ex-State Street Exec's Fraud Trial In Mass. Jury's Hands
• From Lawmaker To Lawyer: 6 Things I Learned In Congress
• A Survey Of LLC Director Obligations In Delaware: Part 2
• FINRA Arbitration Guide For Employment Lawyers: Part 1
• 2nd Circ. Again Keeps Martoma Insider Trading Conviction
• Euribor Rigging Charges Against 5 Traders Go To London Jury
• Feds Can Use 'Material, Nonpublic Info' At Insider Trading Trial
• BNY Mellon Slams 'Broken' Atty Relationship In Cert. Fight
• Deutsche Says Workers Rehashing Arguments In ERISA Suit
• High Court's Lucia Ruling Opens ALJs To Political Influence
• Investors Snap Back At Sunrun's Exit Bid In Stock-Drop Suit
• Mud Slung In Conflicts Suit Against Madoff Victims' Lawyer
• CFTC Denies Brokerage's Claim It Flouted 'Norms' In Appeal
• Labaton Asks For Judges' Communications In $75M Fee Fight
• Scottrade Seeks Fees For Litigating After Companion Suit Nix
• Ampal Looks To Curb Tax Liability From $1B Egypt Gas Award
• Mitel Investors Want More Info On $2B Searchlight Deal
• Relativity Media Investor Accuses CEO Of $12.5M Fraud
• Cohen Milstein, Levi & Korsinsky To Lead Credit Suisse Suit
• A Survey Of LLC Director Obligations In Delaware: Part 1
• Big Banks Could Keep Lending In Big Recession, Fed Says
• Merrill Lynch Lost-Stock Row May Not Be Revived In Court
• Liberty Withdraws $1.16B Offer For 40% Of IHeartMedia
• LendingClub Says Del. Investor Suit Not Ready For Prime Time
• Narrow High Court Ruling In Lucia Raises Questions For SEC
• HCR ManorCare Presents New Ch. 11 Plan with Better Deal
• Breitling 'Frack Master' Arrested On $62M Fraud Charges
• Feds Oppose Accused Cryptocurrency Fraudster's Travel Bid
• $17M Settlement Gets OK In Auction Co. Shareholder Suit
• DOL's Fiduciary Rule's Demise Made Official By 5th Circ.
• SEC Says Suit Alleging Microcap Schemes Not Time-Barred
• Ex-State Street Exec Keeps Mum As Fraud Trial Nears End
• SEC Accuses Pa. Man Of Stealing $1.3M From Investors
• Trial Proved Ex-American Realty Exec's Fraud, 2nd Circ. Told
• Checkbook IRAs And Digital Assets: A Bet Against The House
• Creditors Object To $750M Lehman-Credit Suisse Deal
• Starbucks Again Exits Investor Suit Over EU Taxes
• Reg A+ Graded 'Incomplete' At Three-Year Mark
• Administrative Fees For $2.3B In Forex Deals Top $9.5M
• Mid-2018 Sanctions Review: A Turbulent Year So Far
• Andeavor Investors Sue Over Disclosures In Marathon Deal
• Labaton Sucharow Can't Get Judge Recused In $75M Fee Row
• BigLaw's Associate Salary Model Is A Relic Of A Bygone Era
• Nasdaq Blockchain Test Shows Regulators Need To Catch Up
• When An Activist Designee Joins Your Board
• Supreme Court Says SEC In-House Judges Must Be Appointed
• Ex-Dewey CFO Disbarred By Fraud Scheme Felony Conviction
• Zohar Ch. 11 Director Deal Approved With Indemnity Change
• Irish Cloud Coin Co. Breached US Securities Law, Suit Says
• Tops Markets' Creditors Push For Probe Of Pre-Ch. 11 Moves
• High Court Could Give SEC Tougher Road In Fraud Actions
• Windstream Investors' $10.5M Deal OK'd In REIT Dust-Up
• Judge OKs $13.5M BNY, JPM Settlement In $15M Debt Suit
• CBS Investor Suit To Continue Alongside Directors' Claims
• Chinese Blank Check Co. New Frontier Upsizes IPO To $230M
• Oak Exec's Family Rebukes SEC's Attempt At $89M Clawback
• Ex-Biopharma Exec Gets 2 Years For Admitting Insider Trades
• Bondholders Defend Amended VW Emissions Fraud Suit
• Feds Fight Convicted Ex-Valeant Exec's Claims Of Juror Bias
• BakerHostetler Nabs Brown Rudnick Corporate Partner In OC
• Ocwen Wants Out Of Investment Funds' Compliance Fight
• 'Let Canada Handle It,' ICO Promoter Says Of SEC Fraud Suit
• Mintz Levin Adds Ex-MoFo Corporate Partner In San Diego
• Bleichmar Fonti To Lead Endo Investors' Par Pharma Suit
• Ex-State Street Exec Seeks Fraud Acquittal Midtrial
• Ex-UBS Trader Can't Slip FCA Ban Despite 'Troubling' Probe
• China Agritech: More Than Meets The Eye
• Removing 'Control' From FINRA Quantitative Unsuitability
• NY Hits Deutsche Bank With $205M Fine Over Forex Business
• Trades Must Have MiFID II Identity Tags From July, ESMA Says
• Former Akebia, Merrimack Buddies Face Insider Trading Trial
• 5 Investment Advisers Ran $102M Ponzi Scheme, SEC Says
• Zohar Says Independent Director Indemnification Is Critical
• BofI Beats Investor Suit Over Gov't Probes, Loan Practices
• Del. Class Slams UnitedHealth's Appeal On Books Access
• Ambac Opens 1st Circ. Fight Over Puerto Rico Bond Diversion
• #MeToo At Law Firms And What We Can Do About It
• Ex-IT Firm CFO To Pay $1.6M In SEC Judgment Over Fraud
• US Trustee Challenges Navillus' Ch. 11 Equity Auction
• Merrill Lynch Fined $42M In 5-Year Trade Execution Scam
• Bazaarvoice Investor Dismisses Challenge To $521M Merger
• 2nd Circ. Frees Ex-HSBC Forex Exec While Appeal Plays Out
• Texas Energy Co. Will Pay $7M To End SEC's Fraud Suit
• Nelson Mullins Adds Ex-Baker Donelson Securities Pro
• US Bank Faces New Count In Del. Student Loan Trust Suit
• Anadarko Dodges Securities Suit Over Safety Risks, For Now
• Bahamas Man's NYC Meetings Trigger Fraud Claims: 2nd Circ.
• Alsup Wants Breakdown Of $16M Fee Bid In LendingClub Suit
• High Times Mag Launches A+ IPO To Pursue Joint Ventures
• Keurig Inks $36.5M Settlement Over 2011 Stock Drop
• Cadwalader Regulatory Atty Decamps For Debevoise
• SEC Sues NY Man Over $11.5M Microcap Co. Stock Scheme
• USCIS Expects Delays In Finalizing EB-5 Rule Changes
• A Chat With Holland & Knight CFO Mia Stutzman
• Arent Fox Snags White Collar Duo From Dentons
• Managing Uncertainty In The SEC Fair Fund Process: Part 2
• New Clarity On SEC's Approach To Crypto Regulation
• SFO Euribor Case Is 'Misleading,' Defense Tells Jury
• Judge 'Troubled' By Ukraine Hacker-Trader Turncoat's Lies
• Feds Downplay Testimony From Ex-Katten Atty's Loss Expert
• Hansen Medical Must Face Shareholder Suit Over Merger
• GCs Tackle Law Firm Culture In Diversity Push
• The Hurdles Facing BigLaw's Minority Women
• The Best Firms For Minority Equity Partners
• Knowledge Lawyers Can Help Firms Stay Ahead Of The Curve
• Judge Slams DOJ Jury Trial Bid In Ex-Barclays Trader Case
• Linkwell Investor Says Execs Waived Attorney-Client Privilege
• National Amusements Urges Stay In CBS Shareholder Suit
• UBS Units Seek $20M Debt Bond Suit Coverage At 1st Circ.
• Justices Reject Momentive Ch. 11 Make-Whole Payments Row
• Brazil Telecom's $20B Restructuring Deal Clears US Court
• Acacia Execs Beat Shareholder Class Action In Mass.
• Amazon Urged Not To Sell Face-Recognition Tool To Gov't
• Fujifilm Sues Xerox For Killing $6.1B Merger
• Baker Botts Attracts Capital Markets Partner In Houston
• In Their Own Words: Minority Partners On Reaching The Top
• JPMorgan To Pay CFTC $65M Over ISDAfix Rigging
• Celebrity Restaurateur Faces Remand Move By Investors
• $340M Ch. 11 Sale Of Nine West, Bandolino Brands Approved
• Fiat Investors Win Cert. In Emissions-Fraud Losses Suit
• Texas State Senator Convicted Of Fraud Resigns
• SEC Delays Action On NYSE Venue Plan To List Bitcoin ETFs
• Ex-Trucking Co. Execs Charged With $245M Accounting Fraud
• Bristol-Myers Squibb: 1 Year Later
• Former State Street Exec Mulls Testifying In His Fraud Trial
• The 2018 Law360 Diversity Snapshot
• Managing Uncertainty In The SEC Fair Fund Process: Part 1
• High Court Answers Appeal Question For Consolidated Cases
• High Court Agrees To Review Banker's Copy-Paste Fraud
• Minority Lawyers On Why They Left BigLaw
• Law360's Diversity Snapshot: By The Numbers
• The Best Firms For Minority Attorneys
• Taking On The 'Petri Dish' Of BigLaw Bias
• Law360's Pro Say: What BigLaw Should Do About Diversity
• Indian Bank Seeks Ch. 11 Exam Of Alleged Fraudster, Others
• JPML Bundles CBOE Index Manipulation Suits In Chicago
• NJ Advisory Firm Loses Registration Over Phony Securities
• SEC, Ex-Brokerage Execs Battle For Quick Wins In Fraud Suit
• Fiduciary Rule's End Leads Merrill Lynch To Review IRA Policy
• Chancery Master Sought For $15B Student Loan Trust
• Corp. Counsel Group Backs Mining Co. In $207M Tax Row
• Firm Sued Over Client's $500K Asset Sale Pension Penalty
• Fed Board OKs Credit Exposure Limits For Big Banks
• 3 High Court Justices Dump Some, But Not All, Of Their Stock
• China Agritech May Have Limited Practical Effect
• Theranos Founder, Ex-COO Indicted For Fraud
• Shareholders Allege PG&E Fraud In Suit Over Calif. Wildfires
• An Unprecedented Look Inside The FARA Unit
• Atty's Brother Gets 2½ Years For Aiding $1.5M Stock Scheme
• Law Firms Want Mass. Judge Recused In $75M Fee Fight
• Broker Slams SEC's 3rd Circ. Appeal In Penny Stock Case
• Greenberg Traurig Nabs Ex-Weil Cybersecurity Pro In NY
• Citi To Pay States $100M For Libor Rigging
• Amended Fiduciary Rule: Done, Done, On To The Next One
• Hacker-Trader Gang Insider Implicates Ex-Fund Manager, Self
• Chinese Tech Execs Face Arrest For Ignoring Chancery Suit
• CFTC Calls Virtual Currencies 'Goods' At Boston Hearing
• Norton Rose Picks Up New M&A, PE Partners In NY, Calif.
• SEC Wants Atty-Turned-Fraudster Banned From Penny Stocks
• Koch Attorney Warns Chancery On Oxbow Sale Receiver Risk
• SEC Official Says Bitcoin And Ether Are Not Securities
• Ex-NFLers' Tax Credit Scheme Suit Against Chuhak Trimmed
• Lebanese Bank Exits Shareholder Suit Over Terror Financing
• Vanguard Class Barred By Litigation Reform, 3rd Circ. Told
• Swaps Exchange Accuses BofA, Goldman Of Illegal Boycott
• Shareholder Suit Against Rayon Co. Moved From Tenn. To Fla.
• MSD Capital Analyst's Conviction Is Fodder For Win, SEC Says
• DOJ Wins 3-Month Deposition Stay In Forex Investor Suit
• Winston & Strawn Adds Norton Rose White Collar Partner
• SunEdison Investors Seek Class Cert. In Stock-Drop Suit
• What To Expect From PCAOB's Ongoing Transition
• Why Lawyers Shouldn't Accept Fees In Cryptocurrency: Part 2
• JPMorgan, ADR Holders Strike $9.5M Deal In Fee Suit
• Ex-CEO Gets 2 Years For Insider Trading Led By 'Pure Greed'
• Ex-Dewey CFO Gets Discovery Stay For Criminal Appeal
• DOJ Must Give Journos Docs On Siemens FCPA Compliance
• Ex-Morgan Stanley VP Made Hack-Based Trades, Plotter Says
• 9th Circ. Upholds First Solar Win In Derivative Suit
• Yahoo Investor Tells 9th Circ. SEC Doesn't Answer Mail
• Lehman Settles $1.2B Credit Suisse Trade Closeout Fight
• Higher One Shareholders Seek Final OK On $7.5M Settlement
• Time Limit Under NY Securities Law May Frustrate Big Cases
• Muscular Dystrophy Drug Co. Seeks To Stall Derivative Suit
• Sens. Question If SEC Official Abused Role In Remarks To Citi
• Facebook Rips $129M Class Fee Bid In Zuckerberg Stock Suit
• Madoff Trustee Recovers $280M In Ezra Merkin Settlement
• Hidden-Fee Scheme Cost UK Pension Plan $3M, Jury Hears
• Biotech Co. Pens $18.5M Deal In Investor Fraud Class Action
• Immigration Atty Urges Court To Rethink DQ In EB-5 Suit
• Insys Can't Duck Investor Suit Over Opioid Spray's Financials
• Tips For Navigating The SEC Wells Process
• Why Lawyers Shouldn't Accept Fees In Cryptocurrency: Part 1
• At SFO Trial Defense Claims Euribor Rig Was Honest Mistake
• Guess Exec Resigns After Glaser Weil's Misconduct Inquiry
• 3rd Circ. Unconvinced Hertz Execs' 'Bad Tone' Indicated Fraud
• Puerto Rico Investors Cry Foul Over Sales Tax Revenue Deal
• Ex-Morgan Stanley VP Traded On Hacked Co. Info, Jury Told
• Investors Slam Fiat Chrysler's 'Bait And Switch' Discovery Bid
• Consultant In SEC's Illicit Stock Sale Suit Nabs Early Deal
• Reg A+ Is Becoming A Popular Path To Pursue ICOs
• Attys Defend $16M LendingClub Fee Bid That 'Shocked' Judge
• GoPro Investors Seek Cert. In Undersupply, Defect Suit
• Watchdog Says DOL Is Stalling On OT, Fiduciary Rule Info
• Ex-Oil Co. VP Fights SEC Disgorgement Bid Over EB-5 Scam
• Pharma CEO Cops To $2M Drug Investment Fraud
• CFTC Says Fla. Woman Stole $870K In Precious Metals Fraud
• SEC Claims Fla. Couple Defrauded Investors In Shopping App
• Locke Lord Adds FINRA Arbitrator, Greenberg Traurig Alum
• Hospital Plaza Transfer Sank PE Firm's Deal, 3rd Circ. Told
• Pet Pharma Co. Sidesteps Investor Suit Over Dog Drug Delays
• Merrill Lynch To Pay $16M To Settle RMBS Scam Claims
• Rosen Law To Lead AMD Investor Suit Over Chip Flaw
• Wilson Sonsini Nabs Squire Patton Tech, Life Sci Pro In LA
• CPI Says Investor Is Unfit To Lead $173M IPO Suit
• Investors Fight Former DNC Chair's Bid To Nix Visa Scam Suit
• InterOil Insider Traded On Merger Info, SEC Says In Suit
• Credit Suisse Wins 3-Year Limit On Martin Act Suits
• Tilton Balks At $500K White & Case Role In Zohar Ch. 11
• Untangling The Web Of Cybersecurity Disclosure Rules
• Breaking Down The 2nd Criminal Spoofing Trial: Part 2
• Ex-Barclays Trader Key Player In Euribor Fix, Jury Told
• Insurer Says US Bank Struck Lowball Settlement As CYA Move
• Ex-KPMG Partner Says Feds Sitting On Evidence
• Ex-Wilmington Bank Execs Slam Convictions, Seek Acquittal
• Netflix Rejects Claims That Exec Bonuses Hurt Shareholders
• Former Equifax Exec Wants Insider Trading Charges Dropped
• China Agritech May Drive Class Members To Court Early, Often
• Wells Fargo Bans Crypto Purchases On Its Credit Cards
• Securities Fraud Class Actions Must Be Curtailed, Attys Say
• Qualcomm Hit By Class Suit Over Sunk $117B Broadcom Deal
• Foley & Lardner Adds SEC Atty For Securities Practice
• Former RMBS Prosecutor Heads To Lowenstein Sandler In NY
• Ex-Penn West Execs Can't Dodge SEC Accounting Fraud Suit
• Trustee Defends $15B Suit Over SEC's 'Unlawful Power Grab'
• Breaking Down The 2nd Criminal Spoofing Trial: Part 1
• Ripple Labs Case Will Address Key Cryptocurrency Question
• Euribor Traders' Rigging Denials 'Absurd,' Prosecutor Says
• Justices Narrow American Pipe Tolling For Class Actions
• Ex-State Street Exec OK'd Hidden Fees, Key Witness Says
• Relativity Founder Shielded From Part Of Investor Fraud Suit
• Del. Justices Affirm Toss Of $700M El Paso Merger Suit
• CertiSign Director To Pay Legal Fees After Breach Finding
• Internet Bank Largely Escapes 'Unripe' Derivative Suit
• Ex-US Atty To Settle SEC Fraud Claims For $200K
• Fund Manager To Pay $1.3M Over Alleged Raiding, Fraud
• Impediments To Legal Industry's 'Inevitable' Future: Part 2
• Tesla Shareholder Calls Musk's Stock Award 'Staggering'
• Equifax Looks To Ditch Shareholder Data Breach Fraud Claims
• Snap Investors' Misleading Metrics Fight Passes Muster
• Ex-CEO Of Yacht-Sharing Co. Gets Prison For Investor Con
• Attys Awarded 20% Of $110M ComScore Settlement
• Ex-Broker Gets 10 Years For Stealing Investor Money
• Revolving-Door Roundup: King & Spalding, Quinn, O'Melveny
• Dechert Snags Ex-US Prosecutor For London Office
• Dr Pepper Shines Spotlight On Delaware Appraisal Rights
• London Eyes Aramco's $100B IPO With New Listing Category
• Union Boss Takes Aim At Feds' Double Fraud Theory
• Ex-State Street Exec Didn't Handle Duped Clients, Jury Told
• Free Market Groups Denied Access To Schneiderman's Emails
• DOJ Gets Court's OK To Notify Spoofing Victims Via Website
• Startups Get More Leeway To Issue Stock-Based Equity Plans
• Ex-Nomura RMBS Trader Looks To Split Suit Amid New Trial
• Jewelry Cos. Tied To Indian Bank Fraud Get Ch. 11 Trustee
• Investor Groups Take On SEC Paperless Reporting Rule
• Shareholder Suits Over Calif. Co.'s Roche Deal Consolidated
• RPX Hit With Shareholder Class Action Over $555M Buyout
• Cenveo's Revised Ch. 11 Plan Disclosures OK'd By Judge
• Chicago Law Firm Didn't Honor Parting Pay, Lawyer Says
• Chancery Trims Fees By 25% In Swiss Fund Shareholder Suit
• Boucher, Schneider Wallace To Lead VW Salespersons Suits
• Mt. Gox Customer's Testimony Sinks Cert. Bid, Judge Says
• Lehman's Bid For Preferred Stock Swap Comes Under Fire
• Plaintiff Linked To $75M Attys' Fees Flap Wants To Stay On
• Weibo Investor Failed To Show False Statements, Judge Says
• Investors Blast FXCM Owner's Bid To Toss Securities Suit
• Defining A Shareholder's Bankruptcy Veto Power
• Impediments To Legal Industry's 'Inevitable' Future: Part 1
• Del. Justices Mull Reviving Appeal To $9.2B El Paso Merger
• Activist Investor Opposes Goldman Compensation Suit Deal
• SEC Says BioChemics Is Unable To Pay $17M Bill To Investors
• Insurers Ask 5th Circ. To Definitively End Fiduciary Rule
• Convicted Valeant Exec Says Dishonest Juror Tainted Trial
• Agreement Reached In Puerto Rico Sales Tax Revenue Fight
• Breitling Execs Can Tap Insurance To Fight $80M SEC Suit
• Failing Calif. Leasing Co. An $80M Ponzi Scheme, SEC Says
• Nasdaq Withdraws Proposal To Ease SPAC Listing Rules
• Platinum Receiver Fights Firm's $489K Fee Bid
• Taxpayer Pleads Guilty To Fraud, Faces 8 Years In Prison
• Fund Heads Seek Toss Of Investors' Suit Over S&P 500 Short
• 1st Circ. Unsure If Date Flap Dooms Lehman Whistleblower
• Why BigLaw Loves Mob Prosecutors
• Credit Suisse To Pay $47M To End Probe Into Hiring Practices
• Credit Default Swaps And The Hovnanian Exchange Offer
• FCPA Enforcement Activity In Early 2018: Part 2
• BNY Fights Investors' Bid For Cert. In ADR Overcharge Suit
• How Immigration Issues Can Sour M&A Deals
• SocGen Cops To FCPA Charge For Libyan Bribery Scheme
• Online Marketing Cos. To Pay SEC $8M In Subscriber Scheme
• Chinese Car Seller Faces Investor Suit Over Late Financials
• Chancery Picks Lead Firms For Towers Watson Merger Suit
• SEC Scores $36.4M Judgment Against Oil and Gas Fraudsters
• Funko Bobbled IPO, Investor Says In Stock-Drop Suit
• Former Boston Exec Devised State Street Fraud, Jury Hears
• SEC's Fund Adviser Fines A Warning To PE Firms, Attys Alike
• Lowenstein Sandler Nabs Ex-NJ White Collar Prosecutor
• Ex-Nomura RMBS Trader Scores New Trial After Litvak Ruling
• Cenveo Reaches Global Ch. 11 Plan Settlement With Creditors
• Nine West Creditors Can Probe $2.2B Sycamore Takeover
• SEC Probe Into Biotech Co. Made Shares Drop, Investor Says
• Silver Wheaton, Deloitte Push To Ax Suit Over $207M Tax Bill
• Divided SEC Approves Proposed Volcker Rule Amendments
• Debt Investors Slam Woodbridge Ch. 11 Anti-Assignment Bid
• Harm Of Trump's '2-For-1' Order Is Clear, Challengers Say
• SEC Settles Muni Bond Fraud Claims With 3 Town Officials
• Dynavax Hepatitis Vaccine Shareholder Suit Tossed Again
• FCPA Enforcement Activity In Early 2018: Part 1
• 1st Circ. Mulls Creditors' Role In Puerto Rico Recovery
• Class Counsel To Collect Over $6M In Akorn Accounting Row
• Deal OK Sought In OvaScience Director Compensation Suit
• US Regulators Step Up Scrutiny Into UK Financial Services
• SEC Should Expand Opportunities For Mr. And Mrs. 401(k)
• Investors Denied Default $11.1M Award In Tibet Pharma Suit
• Oil, Gas Investors Seek Chancery Block Of LP Conversion
• Filmmaker Takes 2nd Crack At Theranos Deposition Footage
• 4 Things To Know About The 'Volcker 2.0' Proposal
• NZ Baggage Company Can't Alter Earn-Out In Merger Fight
• Coder Again Seeks To Deep-Six Goldman Theft Verdict
• SEC Hits Advisory Firm With $8M Conflict Of Interest Fine
• Reinsurance Co. Nets Higher Plan Funding Offer At Auction
• SEC Brings $3.3M Suit Alleging Soundwave Investor Scam
• Camera Co.'s Docs In $25M Google Deal Sought By Investors
• CFTC Wants To Maintain Higher Threshold For Swap Dealers
• Insurer To Pay $64.5M To End SEC Life Insurance Fraud Row
• Atty's 17 Years For Stock Scheme Was Proper, Feds Say
• Fenwick & West Nabs Technology Exec Compensation Partner
• The Jury's In For Ex-State Street Exec's Fraud Trial
• Crypto Co. Ripple Labs Latest To Be Sued Over Token Sale
• SocGen To Pay $1.3B Over FCPA, Libor-Rigging Charges
• Kokesh And Its Impact On SEC Enforcement, A Year Later
• Deutsche Bank Beats Part Of ERISA Suit
• Nomura RMBS Trader Can't Shake SEC Suit Over Alleged Fibs
• Why Widespread Use Of Live Video Testimony Is Not Justified
• EU Extends Relief For Firms Using CCPs Outside Bloc
• As Piwowar Exits, Trump Taps Ex-Milbank Atty For SEC
• Feds Want Spoofing Victim Notification Page On DOJ Website
• Banc Of Calif. Investors Get Cert. In Row Over Fraudster Ties
• Uber Directors Criticize Shareholder Who Sued Over Otto Buy
• Canadian High Court Tosses Misconduct Finding For Rude Atty
• Chancery Stays Cryptocurrency Suit For Arbiter Review
• Paragon Ch. 11 Trust Seeks To Keep Claims In Bankruptcy
• Shkreli Deals Saved Retrophin Millions, Ex-Katten Atty Argues
• Cooley Nabs Katten Litigator For Securities Practice
• Stroock Picks Up Baker McKenzie Insurance Practice Head
• SEC Delays Action On NYSE Bid To Ease Blank Check Rules
• Theranos Indirect Investors Denied Class Cert. For Fraud Suit
• Feds Want Platinum Exec's 'Bad Acts' Admitted In Fraud Trial
• Merck Shareholder's Doc Request Too Broad, NJ Court Says
• New Bribery Indictment Issued For Ex-Auburn Coach
• CYS Investor Sues To Halt $1.2B Two Harbors Deal
• DOT Says Engineer Off Limits In Fiat Chrysler Stock-Drop Suit
• No Dice For Rajaratnam In 2nd Circ. Push To Cut Sentence
• Judging A Book: Wallach Reviews 'Uncivil Warriors'
• Structured Finance Is Safe Despite Merit Ruling
• States' Crypto Enforcement Onslaught Has Only Just Begun
• SEC Nails 13 Private Fund Advisers For Filing Infractions
• Euribor Requests 'Look Bad' In Hindsight, Ex-Trader Tells Jury
• ESMA Slaps Ban On Binary Options, Restrictions On CFDs