Securities Archive » November, 2019

Securities - November, 2019

376 articles

• UK Litigation Roundup: Here's What You Missed In London
• 8 Firms Vie To Lead Class In Overstock.com Crypto Suit
• SEC Shuts Down Alleged $5M Stock Fraud Targeting Seniors
• Bitmain Can't 'Complain' About US Suit, Crypto Co. Says
• Ukrainian Oligarch-Tied Cos. Want Quinn Off Chancery Suit
• How Sustainable Lending Is Financing A Greener Future
• Zion Oil & Gas Escapes Investor Suit In Del. Over SEC Probe
• Mitigating The Impact Of A Data Investigation
• 2nd Circ. Fraud Decision Offers Lessons For FX Dealers
• Bribe-Linked Brazilian Exec Too Rich For A Mere $5M Bail
• Tesla Investor Can't Snag SEC Docs On Musk's Tweets Yet
• Nielsen Asks Out Of Investor Suit Over EU Data Law Impact
• Supreme Court's Newest Cases Add Fuel To Explosive Term
• Battle Looms Over SEC's Proxy, Shareholder Proposals
• SEC Docks NY Investment Co. For Selling $60M In Fake Loans
• NYSE Wants To Let Cos. Raise Capital Via Direct Listings
• Vice Chancellor Tells Anthem, Cigna To Cut Their 'Soap Opera'
• Del. Justices Affirm Ruling On $1B ETE Equity Issue
• SEC Proposes New Derivatives Rules On Mutual Funds, ETFs
• BofA Looks To Slip La. AG's Bond Price-Rigging Suit
• Judge OKs $1.1M Atty Fees In Eaton Vance 401(k) Deal
• Ex-MiMedx Execs Charged With Cooking Biotech Co.'s Books
• Fintech Lender Loses First Of 2 Bids To Kill Stock-Drop Suits
• Chinese Fintech Co. Hid Pre-IPO Struggles, Investor Says
• Partnership's Forex Trades Were Tax Sham, DC Circ. Affirms
• FCPA Policy Update On Trend With Greater DOJ Transparency
• Mednax Urges Fla. Court To Toss 'Cut-And-Paste' Investor Suit
• London Stock Exchange Investors OK $27B Refinitiv Takeover
• Goldman Sachs Owes CFTC $1M For Faulty Phone Recordings
• Cloud Peak Energy's Ch. 11 Releases Face SEC Pushback
• New Views On Corporate Purpose Miss The Mark
• Comscore Seeks Out Of Suit Over 'Internal Disagreement'
• SEC Wins Early End To Pump-And-Dump Suit Against Attys
• Telegram Founder Agrees To Sit For Deposition In SEC Action
• DOJ, Mine Investors Say Och-Ziff Unit Can't Duck Restitution
• Baxter Hit With Stock Drop Suit Over Forex Accounting
• CFTC Targets Fraud, Manipulation In $1.3B FY19 Enforcement
• Ex-BP Emissions Trader's For-Cause Challenge Heads To Trial
• Three Traders In Newswire Hack Plot Liable For $47.6M
• Ex-CEO Gets Over 4 Years For Cooking Hedge Fund's Books
• Insurer Says Firm's $7M Malpractice Loss Isn't Covered
• Bitfinex, Tether Face Fresh Set Of Bitcoin Manipulation Claims
• Funds Fight Ryanair's Bid To Duck Securities Fraud Suit
• Book Review: Who's To Blame For The Broken Legal System?
• Fired Allstate Traders Can Take Defamation Suit To State Court
• Investors Win Closer Look At Looming $30B CBS-Viacom Deal
• PE Firm, Execs Look To Dodge $17.8M Stock Scheme Suit
• Magistrate Judge Urges Nix of Crypto Co.'s Default Entry
• Considerations For Structuring Sustainability-Linked Loans
• Wash. Ruling Highlights States' Clashing Securities Decisions
• Qatar PM Wanted To Be Barclays' 'Special Gulf Guy,' Jury Told
• Tesla Pushes Court To Dismiss Investor Suit Over Musk Tweet
• Insider Trading Verdict Backed By Evidence, 1st Circ. Rules
• SEC Expands Ad Fraud Suit Against Outcome Health Execs
• Bank Regulators' Madden Fixes May Not Be Quick Ones
• Ex-Nuke Exec Found Guilty In Russia-Linked FCPA Case
• Samsung Heavy To Pay $75M To Settle Petrobras Bribery Case
• SmileDirectClub Sued In Del. Over Insider Gains On $1.3B IPO
• $29M Award To Wine Investor Isn't Official, 11th Circ. Told
• Crypto Investors, Game Platform Spar Over Delays In ICO Suit
• 2 European Banks Reach $2.7M Deal In Forex Rigging Suit
• Rakoff Throws Book At Food Fraudster, Giving Her 7 Years
• Tribe Asks To Stop Wells Fargo Bid For Casino Loan Payment
• Ex-Gov't Informant Can't Pause SEC Suit Amid High Court Bid
• Del. M&A Case Clamps Down On MLP General Partner Liability
• Chancery Mulls Late Doc Order In $30B CBS-Viacom Merger
• Telemed Startup Says Crypto Fraud Suit Belongs In Arbitration
• Feds Look To Toss Standard Chartered Whistleblower Suit
• SEC, Alleged Fraudster Seek Early End To Binary Options Suit
• SunTrust Says Track Owner Owes $46M For Solar Generators
• UK Litigation Roundup: Here's What You Missed In London
• Boustani Atty Downplays Bribery To Close $2B Fraud Case
• Ex-Airport X-Ray Exec Hit With Insider Trading Charges
• Aurora Cannabis Hit With Stock Drop Suit Over Tanking Sales
• Bitcoin 'Inventor' Faces $658K Atty Fee Bid Over Sanctions
• Snap Investors Win Cert. In IPO Class Action
• Proskauer Pushes To Halt Stanford Ponzi Suit In Antigua
• Chinese Crypto Miner Raises $90M In Low-Pricing IPO
• SEC Proposals Could Be Game Changing For Proxy Process
• Atty Talks Over Tribune Buyout Are Protected, Ill. Justices Say
• Symantec Investor Wants Records On Audit Probe
• Ex-Investment Manager Pleads Guilty To FATCA Fraud
• Investors Urge 5th Circ. To Revive Ponzi Claims Against SEI
• Ex-BigLaw Atty Guilty In Crypto Money Laundering Trial
• SEC Initiative Spurs Record Enforcement Against Public Cos.
• Canopy Hit With Shareholder Suit Over Weak Earnings
• Centra Investors Lose 2nd Bid For Cert. In Crypto Fraud Case
• DOJ Tweaks FCPA Corporate Enforcement Policy For Clarity
• Pot Data Co. Seeks $4M For Rival's TM Infringement
• Woodbridge Ch. 11 Trustee OK'd For Shapiro Prison Interview
• Robbins Geller, Funds Push To Keep Lead In ATM Investor Suit
• Freddie, Fannie Bond Buyers Seek Cert. In Price-Rigging Suit
• Brazilian Oil Exec Charged With Corruption Pleads Not Guilty
• AbbVie Investors Fight Bid To Toss Humira Kickbacks Suit
• Restaurant.com CEO Hit With Suit Over 'Self-Interested' Acts
• Ex-JPMorgan Trader Found Guilty Of Forex Price-Fixing
• Warren Bill Presents Powerful Headwinds For Private Equity
• Private Equity Firm Escapes Envision Investor Suit
• Top Takeaways From The SEC's Banner Enforcement Year
• Sports Betting Contracts Are Securities, SEC Tells Court
• Citi Defends Firing Trader Acquitted In DOJ Forex Case
• Investors Say Conflicts Bar Toss Of Tech Co. Merger Suit
• 'Cooler Heads' Needed In Document Row, Chancellor Says
• Boustani Denies Bribes, Says He 'Tangoed' With Mozambicans
• PDVSA Contractor Gets 18 Months In Prison For Bribery
• ABN Amro Bank Part Of German Raids In Dividend Tax Scam
• Dodgers Pass Disputed Jackie Robinson Docs To Foundation
• Investors Rush To File EB-5 Petitions Before Minimums Jump
• FDIC Unveils Draft Rule In Push To Quell Madden Concerns
• US Can't Hear Nissan Ex-CEO Pay Scandal Suit, Court Told
• Grayscale Files To Register Bitcoin Trust Shares With SEC
• 3 Firms Vie For Lead In Investors' Slack Direct Listing Suit
• AT&T Seeks To End Shareholders' Streaming Service Suit
• Colo. Judge Skips SEC Insider Trading Deposition
• Kraft Says CFTC Can't Skirt Law In Deal Announcement Feud
• Ironman Triathlon Co. Faces Stock-Drop Suit After $190M IPO
• Novel Securities Let Some Drillers Unlock Investor Cash
• Citing Oath, Judge Sends Former Och-Ziff Exec To Prison
• Profane Chats Proof Of Forex Rigging Conspiracy, Jury Hears
• From India, Accused Insider Trader Says He's No Fugitive
• MVP: Fenwick's Susan S. Muck
• Trader Says Archer Daniels Can't Ditch Ethanol Pricing Suit
• 7 Steps For Managing Private Equity Whistleblower Risk
• How To Hire Lateral Partners More Effectively
• Highland Filing Shows Benefits Of Ch. 11 For Hedge Funds
• Shkreli Witness Claims Suit Is Revenge For Trial Testimony
• Use Of Sampling In Royal Park RMBS Suit Ruled Too Pricey
• House OKs SEC Disgorgement Power Up To 14 Years
• Pulling Up Stakes: McDermott, Norton Rose, Fangda Partners
• Boustani Testifies Of African 'Gold Rush,' Denies $2B Fraud
• SeaWorld Can't Ditch Investor Suit Over 'Blackfish' Film
• Ex-Hedge Fund Trader Gets 40 Months For Mismarking Fraud
• Del. Justices Say Chancery Didn't Bungle $170M Merger Call
• Venezuela Oil Co., Trustee Reach Deal On $1.68B Bonds
• Dura Ch. 11 Sale Plan Approved Without Tilton's Involvement
• Ex-Xerox Exec Loses Bid To Toss 16-Year-Old Gag Order
• Cryptocurrency Fraudster Gets 1½ Years For ICO Scheme
• Bernstein Litowitz Scores Lead In Boeing Max Stock-Drop Suit
• EB-5 Investors Accuse Feds Of Delaying Green Card Petitions
• MVP: Sullivan & Cromwell's Sharon L. Nelles
• Justices Mull Interplay Of ERISA, Securities Laws In IBM Case
• TD Ameritrade Beats Investors' Tax Loss Harvesting Suit
• BofA Fires Back At US Bank's $1.6B RMBS Trust Suit
• Citi Says Ex-Trader Can't Show It Steered DOJ Probe
• Synthetic Rubber Co., Investors Reach $1.5M Stock-Drop Deal
• High Court's Pass On 1 SEC Case Offers Insight Into Another
• Longfin Investors Can't Revive Network 1 Claims
• Supreme Court Won't Hear Martin Shkreli's Appeal
• Prosecution Rests In Barclays Execs' Qatar-Fees Fraud Trial
• Saudi Aramco Sets Price Range For Potential $25B IPO
• Investors Knew Of Mozambique Graft, Boustani Jury Hears
• Rapid Stablecoin Adoption Could Pose Deep Risks, Fed Says
• Neil Bush Met 'Cryptoqueen,' Got $300K, Ducks Subpoena
• Ex-Keppel Atty Gets Probation In Petrobras Bribe Case
• 4th Person Charged In JPMorgan Spoofing Case
• Outside Attys Want Full Award In $10M Morgan Stanley Suit
• SEC Whistleblower Office Nets $2B Sanctions After Slower '19
• Fiber Optic Co. Investors Qualify For Class Action, Judge Says
• Investor Seeks Chancery Bailout For $121M Damages Claim
• How New Justice Blazed Trail From Miss. To Del.'s Top Court
• SEC Awards $260K To Trio Of Whistleblowers
• Perrigo Investors Win Cert. In Suit Over Thwarted Sale
• Genesee & Wyoming Investor Wants Docs On $8.6B Deal
• SEC's Cognizant Bribe Suit Paused Amid Criminal Case
• Record Spoofing Settlement Provides Guidance For Traders
• Roan Shareholder Aims To Stop $1B Sale To Citizen Energy
• Info Sharing Isn't Rate-Rigging, Big Banks Tell Cities
• $1.4T Bitcoin Manipulation Case Preposterous, Tether Says
• Ex-Nikko Execs Fight To Keep Stock Option Suit Alive
• Jay Peak Fraud Case Must Stay In Vt., Feds Say
• MVP: Labaton Sucharow's Serena Hallowell
• UK Litigation Roundup: Here's What You Missed In London
• Goldman Sachs To Exit Bond Price-Fixing Suit With $20M Deal
• Lloyds Shareholders Lose £385M Suit Over HBOS Takeover
• Mozambique Maritime Deals Were Legit, Boustani Jury Hears
• Icahn Loses 'Novel' Chancery Doc Bid Amid Proxy Fight
• Health Care Ad Co. Ex-Executive Faces Fraud Claims
• Atlanta Atty, Ex-Investment Cos. GC Cops To $40M Fraud
• Gov't Tells Jury Ex-Nuke Exec's Role In Kickbacks Is Clear
• Abraham Fruchter Contests Lead Pick In Diebold Investor Suit
• Ex-Wanu Water CEO's Conspiracy Suit Is Weak, Chancery Told
• Two Chinese Ex-Herbalife Execs Charged With Bribery
• SEC Relief For Digital Custody Co. Takes Guarded Approach
• Former Exec At China-Owned Broker-Dealer Cops To ADR Bid Rigging
• 4 Months After Kisor V. Wilkie, Auer Deference Survives
• Simpson Thacher-Led Crypto Miner Launches $100M IPO
• Ex-Deutsche Trader To Pay $500K To End DOJ's RMBS Suit
• MVP: Gibson Dunn's Mark Kirsch
• Philly Refinery Gets OK For Possible Ch. 11 Auction In Jan.
• Chancery Badly Bungled Stock Fix Ruling, Del. Justices Told
• Post-Scandal Libor Rigging Suit Can Proceed, Investors Say
• Feds Rest In Case Of Alleged $2B Mozambican Loan Fraud
• Galena Again Beats Investors' 'Shotgun' Opioid Claims Suit
• Kik's 'Wasteful Forays' For SEC Discovery Blocked — Again
• Miami Boutique Mark Migdal Adds 2 Experienced Litigators
• Chancery Ignored Risks In ETE Deal, Del. Justices Told
• Bitmain Says Antitrust Accuser Missed Service Deadline
• Two Firms Seek Lead In Investor Suit Against Vape Distributor
• SEC Urges 11th Circ. To Not Touch Its Win In $5M Fraud Row
• Ex-Immunomedics Brass Must Face Del. Suit Over $250M Deal
• Alibaba's Potential $13B Listing Is A Big Score For Hong Kong
• Telegram Rips SEC Action As 'Regulation By Enforcement'
• MVP: Weil Gotshal's Jonathan Polkes
• Bill Would Bridge Digital Realty Whistleblower Protection Gap
• Key Takeaways From Ex-Alstom Exec's FCPA Conviction
• Cancer Pharma Co. Dodges Investor Stock-Drop Suit
• Can State Laws One-Up SEC's Regulation Best Interest?
• 'Sham' UN Org Exec Pleads Not Guilty To Crypto Coin Fraud
• Investors Say They Were Misled About Legality Of CBD Drink
• Texas Could Take Page From Mass.'s Judicial Selection Book
• Manafort's 'Evil' Ex-Son-In-Law Gets 9 Years For Fraud
• 'America Needs To Lead' On Crypto, CFTC Chairman Says
• CD&R Tells Chancery $1.3B Merger Suit Has No Legs
• Investor Claims Stablecoin 'Never Existed, Never Worked'
• Canadian Regulators Say Pot M&A Deals Lack Transparency
• Former AIG Exec Says He Was Fired For Helping DOJ Audit
• Centra Tech Duo Wants Feds To Return $18.6M In Ether
• Tile Shop Halts Stock Deregistration As It Fights Investor Suits
• Kik Pushes For SEC Depositions To Clarify Crypto Policies
• Saudi Aramco Discloses Climate, Terrorism Risks In IPO Filing
• Burns & Levinson Hires Ex-Foley Hoag Partner In Boston
• What Headlines Missed About 'Cartel' Traders' Trial 1 Year Ago
• SEC Wins 'Layering' Fraud Case Against Best Friends
• Judging A Book: McKeown Reviews 'Conversations With RBG'
• HSBC Hong Kong Seeks Exit From 'Retread' Of Ponzi Suit
• SEC Marketing Rule Changes Increase Flexibility For Advisers
• Opioid Co. Inks $1.6M Deal To End Suit Over FDA Rejection
• CME Gears Up For Bitcoin Options With January 2020 Launch
• Slack Moves To Exit Investor's Suit Over Direct Listing
• MVP: Bernstein Litowitz's Jeroen Van Kwawegen
• Auto Parts Co. Inks $3.3M Deal With Investors In IPO Suit
• Law360 MVP Awards Go To Top Attorneys From 76 Firms
• NJ Justices To Review New Trial Order Over 'Judge Shopping'
• WeWork, Execs Hit With Derivative Suit After SoftBank Rescue
• Fund Lost Millions In Mozambique Loan Fraud, Jury Told
• Venezuela Won't Prevail In Bid To Nix 2020 Bonds, Court Told
• Move On FedNow Before It's Too Late, FTC Commish Says
• Florida Co. Says Crypto Holder Must Face Antitrust Claims
• Florida Man Faces Fraud Charges Over Surfboard Scheme
• Debt Firm's Owners Sued Over Alleged Control Gambit
• Ex-GC Of Thiel Venture Fund Says Director Lied To Investors
• DOJ Indicts 15 Employees For Links To $140M Binary Scheme
• High Court Ruling Against SEC A Boon For Defendants
• Looking Back At Chief Justice Strine's Sharpest One-Liners
• SEC Says Christian Music Co. Lied To Investors To Raise $3M
• Centra Tech Calls Investors' New Class Cert. Bid 'Improper'
• SEC Rule Would Improve Exemptive Applications — For Some
• Leather Retailer Hid Financial Reporting, Investors Say
• Pile Of Docs Ties Ex-BigLaw Atty To OneCoin's 'Cryptoqueen'
• SEC's Cognizant Bribe Suit May Mean Differing Rulings
• Digitalizing The Mining And Metals Global Supply Chain
• Racetrack Not Liable In $1B DC Solar Ponzi Suit, Says Owner
• 'Attorney-Broker' Ponzi Suit Belongs In State Court: Investors
• Zohar Funds Want Tilton Suit Sent To Del. Bankruptcy Court
• Rosen To Helm Manipulation Suit Against Litigation Funder
• Labaton To Lead Investor Challenge To $1.9B Vista Deal
• 3 Key Insurance Rulings Attorneys Should Know This Fall
• 2nd Circ. Rejects Deutsche Bank Whistleblowers' Award Bid
• Ex-Alstom Exec Found Guilty On 11 Counts In Bribery Trial
• Wells Fargo To Pay $14.5M In CFTC Swap Standards Action
• Family Of Insider Trading Fugitive Must Forfeit $9M Bond
• UK Litigation Roundup: Here's What You Missed In London
• Investment Firm Seeks OK Of $3M Award Against Mining Co.
• This Phase Of Scrutiny Was Expected, Libra Co-Creator Says
• Turf Co. CEO Seeks Sanctions For $20M Fraud Suit
• Ex-SDNY Prosecutors Launch NYC White Collar Boutique
• Del. Legislature Gives Green Light To Post-Strine-Era Court
• Symantec Investor Files Suit Over 'Unjust' Officer Pay
• CFTC Orders Mitsubishi Unit To Pay $500K For Spoofing
• Stock Rise Can't Save Silver Co. In Tax Dispute, Investors Say
• Nuclear Exec Left Paper Trail Of Bribery Scheme, Feds Say
• High-Speed Trader's $67M Spoofing Payment Largest To Date
• SEC Lacks Data To Expand Private Offerings, Committee Told
• Jury Mulls SEC's $28M Fraud Case Against Best Friends
• Nelson Mullins Adds Miami Team For International VC Practice
• Justices Urged To Tackle SunEdison Case After IBM Ruling
• Title Co. Investor Can't Sue Over Failed Merger, Court Told
• Teaching Witnesses To Avoid Cross-Examination Traps
• Achillion Investor Seeks To Halt $930M Pharma Tie-Up
• Wells Fargo Calls Tribal Casino Bonus A Loan Dodge
• 2 Post-Kisor Rulings Show Auer Deference Isn't Extinct
• FINRA Exams Show Greater Cybersecurity, Comms Focus
• NY Drops Half Its Exxon Fraud Case At Climate Trial's Close
• Feds Drop Case Against Ex-SAC Exec Ahead Of Trial
• Ex-Alstom Exec's Fate Hinges On 'Agency' In Bribery Trial
• Biopharma Firm Urges Chancery To Ax Cholesterol Drug Suit
• Former Exec In Kickback Scheme Pressed On Inconsistencies
• IBM Benefits Case Veers Into Securities Debate At High Court
• GPB Capital Ran $1.8B Ponzi Scheme, Suit Says
• With Amendment Looming, TelexFree MDL Nabs 3 Settlements
• 5th Circ. Says Oil Co. Owner Must Disgorge $15.5M To SEC
• Exxon Slams NY AG's 'Circular' Analysis In Climate Trial
• 2nd Circ. Won't Revive Eaton Stockholders' Spinoff Fraud Suit
• Wolf Haldenstein Tapped To Lead Curaleaf Stock Drop Suit
• Under Armour Hit With Suit After Admitting SEC Probe
• Goldman Directors' Inaction Key To 1MDB Scandal, Fund Says
• JPMorgan Spoofing Case Keeps Civil Suit On Ice
• Feds Ordered To Hand Over Docs To Ex-Theranos CEO
• Tile Shop Investor Sues In Del. To Thwart 'Fraudster' Takeover
• Sports Group Exec Accused Of Leading Fake ICO
• Bankrupt Canadian Pot Co. Must Pay Adviser $720K
• Hong Kong Will Let Crypto Exchanges Apply For Licenses
• Adviser Targeted NY Haitians In $2M Ponzi Scheme, SEC Says
• After Cryptoqueen Fled, Bro Faced Death Threats, Jury Hears
• SEC's Self-Report Effort Pushes Enforcement Higher In '19
• What US Cos. Should Know About EU Whistleblower Reform
• Where A Litigator's Advice Can Improve Agreement Drafting
• Sports Betting Scheme Runners Want SEC Suit Tossed
• NY Tax Minutes: Trump Tax Updates, End To SALT Cap Suit
• High Court's Disgorgement Ruling Could Curb SEC Authority
• Merrill Lynch, Raymond James To Pay Back $12M In Fees
• Hausfeld Ponders Rival Forex Rigging Class Action In UK
• Supreme Court Cheat Sheet: IBM Workers' Stock-Drop Suit
• Del. Court Calls For Student Loan Trust Fight Coordination
• Ripple Can't Duck Securities Claims, Crypto Investors Say
• Conagra Can't Escape Stock-Drop Suit, Shareholders Say
• SEC Wants Quick Win In $30M Sports Betting Scheme Suit
• SEC Drops 4-Year-Old Claims Against Ex-Nomura Trader
• Boustani In On Loan Scam, 2nd Ex-Credit Suisse Banker Says
• Monteverde To Lead Shutterfly Investors' Suit Over $2.7B Deal
• NJ Broker Accused Of Reaping $28M From 'In-And-Out' Trades
• SEC Disgorgement Could Survive A High Court Defeat
• SEC Seeks Tighter Rules For Proxy Firms, Investor Proposals
• Ex-Locke Lord Atty Tells Jury Crypto Job Was His Big Chance
• Expedited Deposition OK'd In $10B 'Bitcoin Inventor' Case
• Father And Son Stole $1.3M In Investment Scheme, Jury Hears
• UK Software Co. Fights Stock-Drop Suit Over $8.8B HP Deal
• Baker Donelson Director Seeks Ch. 7 Cover From Ponzi Suit
• Citigroup Fraud Suit Belongs In US Court, 11th Circ. Told
• M&A 'Pure Omission' Claims Test Limits Of Securities Laws
• Archer Daniels Wants Market Manipulation Suit Thrown Out
• LendingClub Gets Investors' Hidden-Fee Suit Tossed
• Chancery Won't Block Shareholder Vote On $2B Presidio Deal
• Class Action Comes To UK With Major Forex Rigging Suit
• Diamond Resorts Reaches $25.5M Deal In $2.2B Merger Suits
• Mass. Investment Co. Did $325M In 'Self-Dealing' Trades: SEC
• Ex-Theranos CEO Claims FDA Destroyed Key Evidence
• Trust Beneficiaries Seek Class Cert. In Northern Trust Suit
• Longfin Investors Push To Update Network 1 Allegations
• Salesmen Will Repay $1M In Penny Stock Scheme, SEC Says
• Raydon Must Face ERISA Suit Over Plan's $60.5M Share Buy
• Del. Justices Won't Revive $283M NCI Go-Private Suit
• SEC Adds Whistleblower Protection Claim To $23M Fraud Suit
• Creditors Denounce Bid To Nix Venezuela Oil Co. Bonds
• Interactive Brokers Files Counterclaim In Liquidation Suit
• Tesla Calls For Proof Of Coercion In $2.6B SolarCity Suit
• LeClairRyan, Eckert Seek $100K Fees For $13.7M Ponzi Deal
• Under Armour Confirms DOJ, SEC Probes As Earnings Slip
• Care.com Wants Investors' Background Check Suit Tossed
• TransPerfect Co-Founder's Legal Fee Bid Denied In Chancery
• Wide-Ranging $150M Suit Hits Crypto Derivatives Exchange
• Highland Capital Creditors Seek Ch. 11 Transfer To Texas
• Fewer Big-Name 'Unicorn' IPOs Expected After 2019 Woes
• Receiver Says Texas Firm Involved In $150M Securities Fraud
• High Court Won't Hear Challenge To SEC's International Reach
• The SEC Should Do More To Fix Proxy Voting Process
• Flat-Fee Legal Billing Can Liberate Attorneys
• Exxon's PwC Auditor Confused By Climate Change Cost Lingo
• Squire Patton Nabs 2 Calif. Pros To Boost West Coast Practice
• Madden No Help To Capital One Cardholders' Suit, Court Told
• Chancery Orders Release Of $3M To Seller Of Boeing Supplier
• CFTC Accused Of Withholding Docs About 'Secret' Kraft Deal
• Crypto Co. Veritaseum Settles Fraud Suit With SEC For $9.4M
• Ex-Lehman Workers Lose $260M Pay Challenge In 2nd Circ.
• AAA Suit Alleges Fraud In Its $205M SAFE Security Buy
• Fund Admin's Parent Can't Escape $40M Ponzi Scheme Suit
• 2nd Circ. Upholds $300M Atty Fees In Forex-Rigging Case
• Spoliation Rule Remains Ambiguous Despite Amendments
• Chat Trick Stymied Compliance, Ex-Forex Trader Tells Jury
• Dura Automotive Agrees To Bring Ch. 11 Case To Delaware
• Del. Justices Nix Investor Appeal In Failed Quantlab Coup
• Borrowers Get Cert. In CashCall Usury Suit Over Tribal Ties
• Chancery OKs Paring Ex-Heartland CEO's Legal Fees
• Rebranded Weight Watchers Looks To Shed Stock-Drop Suit
• Supreme Court To Review SEC's Right To Seek Disgorgement
• End Attorney Fee Trophy Hunting In Securities Litigation