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Expert Analysis

6 Ways SEC May Respond To High Court Disgorgement Ruling

By Gerald Russello, Kenyon Hall and Sarah Gromet ( August 19, 2020, 4:05 PM EDT) -- On June 22, the U.S. Supreme Court affirmed, but substantially narrowed, the ability of the U.S. Securities and Exchange Commission to seek disgorgement in federal court in Liu v. SEC. In an 8-1 decision, the court discussed two key limitations on the SEC's ability to obtain disgorgement in federal court....

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