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Trade Group Says SEC Overstepped In Annuities Sales Suit

By Sydney Price ( September 6, 2023, 6:08 PM EDT) -- A trade group for the fixed annuities industry has urged a Massachusetts federal judge to dismiss the U.S. Securities and Exchange Commission's suit accusing an investment adviser of hiding the lucrative upfront commissions he made on his clients' indexed annuities, arguing the agency relies on flawed reading of the Investment Advisers Act and previous, irrelevant enforcement actions....

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