Securities Archive » October, 2014

Securities - October, 2014

491 articles

• Argentina Defaults On Par Bonds, Risking Acceleration
• Raj Rajaratnam Takes Aim At $92M Fine In 2nd Circ. Appeal
• Ex-NBA Player Denied New Trial Over $2M RE Ponzi Scheme
• BofA, US Bank To Settle Suit Over $3.3B WaMu Losses
• 11th Circ. Rejects ERISA Claim Against Stiefel Labs
• SEC Subpoenas Ally Financial In Subprime Auto Loan Probe
• Revolving-Door Roundup: Sidley, Jones Day, Morgan Lewis
• Ex-UCB Exec. Indicted In Plot To Hide $65M In Bank Losses
• SEC Upholds Bar Of Alleged Disney-Marvel Insider Trader
• Traders Blast CME's Bid To Toss Suit Over Secret HFT Deals
• Sanofi's Duty To Detail FDA Concerns Key To Lemtrada Cases
• Atossa Beats Claims It Duped Investors In $4M Offering
• Paramount Smacks Down 'Mean Girls' Investors' Fraud Suit
• Madoff Victims Can't Look To Trustee To Save Picower Suit
• Microsoft Again Urges Judge To Nix Suit Over $732M EU Fine
• 2nd Circ. Denies UBS Arbitration Bid In Facebook IPO Spat
• Activism Appeal Still Rising As Returns Outlook Tapers
• Global Regulators Want More Stable Funding At Banks
• Application Of California's Long-Arm Statute In M&A
• Shouldn't FINRA Listen To Commissioner Piwowar?
• Investors Blast OCZ Trustee's Bid To Halt $7.5M Settlement
• Citi Slashes Quarterly Earnings By $600M Amid Forex Probes
• American Realty's Accounting Woes Spark 2 NY Class Actions
• Ex-Chairman Of Korean Shipping Co. Sentenced To 6 Years
• SEC Hits InterMune Exec With Insider Trading Suit
• NJ Court Boots Atty From Derivative Suit Due To Conflict
• 9th Circ. Revives Amgen ERISA Suit After High Court Remand
• SEC, FINRA Warn Investors On Penny Stock Hype
• Convicted Ex-Pfizer Manager Won't Testify In Off-Label Suit
• Barclays Takes $800M Provision Related to Forex Probes
• Cartica Takes CorpBanca-Itau Merger Challenge To 2nd Circ.
• DOJ, AllQuest's Doc Dispute In $264M FCA Suit Rages On
• Tax Shelter Funds Ask Court To Approve Loss Deductions
• AgFeed Shareholders Blame Hormel For Ch. 11
• Ex-SAC Trader Makes Emergency Bid For Bail In 2nd Circ.
• Shareholder Activism Boom Yields Big Payday For 3 Firms
• Stretching Singles Into Doubles: Alternative PE Exits
• 2 New Cases Temper Post-Halliburton Expectations
• Triaxx Funds Object To JPMorgan's $4.5B RMBS Deal
• Chancery Nixes $3.1M Bid For Fees In TPC Shareholder Suit
• Law360 Names Most Feared Plaintiffs Firms Of 2014
• Wyly Bankruptcy Atty Says Case Proceeding 'By The Book'
• AIG Bailout Terms Defied Economic Sense, Expert Says
• FTC Ends Probe Over Oil Price Reporting, BP Says
• No New AG Until Next Year, Holder Says
• EXCLUSIVE: SEC Issued Badges Without Security Checks
• HFT Firms Getting Early Access To SEC Data, Report Says
• More Cybersecurity Regs Would Hurt Business, SEC Told
• Merrill Lynch Foe Can't Up Arbitration Award In NJ Court
• JPMorgan, Others Can't Blame Recession In $2B RMBS Row
• Ex-Patent Rights Holders Want $20M Skin Drug Suit Revived
• US Calls Jiau's Bid For New Insider Trading Trial Meritless
• Tesco Accounting Woes Trigger UK Criminal Fraud Probe
• SEC Charges Firm, Execs With Breaking Custody Rule
• Kirkland Lures Skadden Capital Markets Pro To NY Office
• Judge To Reconsider WG Trading Exec's $554M Fraud Plea
• American Realty Axes CFO, CAO Amid Accounting Errors
• Whistleblower Actions Reap More Penalties, Jail Time: Study
• McGraw-Hill Takes $60M Charge To Cover SEC Probe Of S&P
• Investors Need Clarity About Alt Fund Strategies, SEC Warns
• Ex-SAC Trader Hires Paul Clement In 2nd Circ. Appeal
• 10 Key Points From The Final Risk Retention Rule
• A Look At The First Ebola-Related Securities Lawsuit
• SEC Probes CMS In Stock Info Leak Investigation
• AMD Says Class Fails To Link Stock Drop To Chip Woes
• Allergan Says Ackman's Valeant Vote Would 'Gut' Protections
• How They Won It: Brown Rudnick Widens Ch. 15 Courts' Reach
• Morgan Stanley Ducks Suit Over Timing Of ARS Redemptions
• House Dems Urge SEC To Target Anti-Whistleblower Pacts
• Goldman Unit Gets SEC Short-Sale Relief After FINRA Fine
• SEC Says Freeze On Wyly Assets Should Be Broad
• Lehman Seeks To Force Defendant Class In $3B Derivative Suit
• NML, Argentina Fight Over Energy Co. Subpoenas
• UBS Reveals $1.8B Litigation Set-Aside In 3rd Quarter
• Ex-Tullett Prebon Broker Charged With Libor Manipulation
• The Legal Professions' Curious Under-Use Of 2nd Opinions
• Titan Of The Plaintiffs Bar: Mark Rifkin
• China's New Disclosure Rules And Staying Off The Blacklist
• The RMBS Working Group: Is There Life After Eric Holder?
• Cohen Ex Fights Demand For Emails In Divorce Fraud Fight
• BNY Doesn't Have To Turn Over $539M To Argentina Creditors
• Calif. Fund Fights Barclays' Dark Pool Suit Transfer Bid
• Madoff Aides' Forfeiture Tangle Yields New Sentencing Delay
• HSBC Escapes Deutsche Bank's $508M RMBS Suit
• Bankrate Facing Securities Class Action Over SEC Probe
• Wyly Family Says SEC Asset Freeze To Harm 'Innocent' Kids
• Natural Gas Co Antero Adds To Recent Spate Of MLP IPOs
• Judge Questions Barclays' $20M Libor Settlement
• Cooperating Ex-Sky Capital Broker Avoids Prison Sentence
• Biotech Co. Misled Investors About Role In Ebola Drug: Suit
• Layne Christensen Pays $5M To Settle FCPA Probe
• How Esquenazi Will Play Out In Emerging Economies
• FINRA Fines Merrill Lynch $6M Over Short-Sale Violations
• HCA Co-Founder Aims To Dodge Subpoena In $4.3B IPO Suit
• 11th Circ. Releases FriendFinder From IPO Class Action
• Allergan Decries Ackman's Smear Campaign Allegations
• Use Social Media For Legal Service Only As A Last Resort
• Valeant Could Hike Allergan Offer To $200-Plus Per Share
• What Does It Take To Make The SEC Happy?
• UK Watchdog Wants Extra £26.5M For Libor, Fraud Probes
• Fannie Mae Pays $170M To Clear Investors' Subprime Suit
• JPMorgan Derivative Suit Over RMBS Practices Gets Quashed
• Challenge To $390M Crimson Exploration Sale Tossed
• ZeekRewards Founder Indicted In $850M Ponzi Scheme
• SEC OKs Muni Adviser Compliance Rule, Supervision Regime
• Latham & Watkins Partner Withdraws From AG Consideration
• Gov't Cooperator In SAC Insider Trading Probe Avoids Jail
• Texas High Court Won't Rethink Minority Shareholder Ruling
• Minority Powerbrokers Q&A: Dechert's Hector Gonzalez
• Banks Must Boost Efforts To Block Corrupt Funds, DOJ Says
• NII Holdings Wants Brass Covered From Investor Class Action
• 11th Circ. Refuses To Reignite War Over $2.7M Judgment
• Ponzi Schemer's Sentence Vacated In $6M Fraud Case
• Tesco Hit With NY Class Action Over $421M Overstatement
• Investors Blast Multimedia Games' $1.2B Sale To Global Cash
• Okapi CEO Explains Why Activists Are Ruling The Marketplace
• Ex-BNY Mellon Manager Admits Tipping Scheme
• CFTC Wins $3M Judgment Against Texas Co. Over Forex Fraud
• Ex-Schroders Employee Pleads Not Guilty To Insider Trading
• Political Pressure May Push FERC, CFTC Closer Together
• GM Reveals Subprime Lending Probe Goes Beyond DOJ
• UK Court Sheds Light On De Facto And Shadow Directors
• An Associate's Perspective On Business Development
• Health Software Co. Escapes Class Claim Via 'Safe Harbor'
• Citigroup, Argentina Gird For New Court Date In Bond Fight
• Credit Suisse CEO Says Forex Probe Won't Be A Problem
• Commodity Pool Operators Sued By CFTC Agree To Injunction
• Firm Must Show Cash Trail In Client's $6M Facebook Scam
• Funds Dissatisfied With Simon Property CEO's Pay Revision
• Rothstein Atty Pleads Guilty In $2.4M Fraud Scheme
• SEC Stuns ETF Industry In Bold Bid For Transparency
• Texas Securities Board Paves Way For Equity Crowdfunding
• Bank Of England Shields Taxpayers In Failed-Bank Plan
• Rengan Rajaratnam Settles SEC's Insider Trading Claims
• Dodd-Frank Spares TD Ameritrade Worker Suit, 3rd Circ. Told
• Wyly Wife Seeks Ch. 11 Protection In Face Of $101M SEC Debt
• Fed Wants Banks To Test For Severe 2015 Recession
• SEC Wins Asset Freeze Against Wyly Despite Bankruptcy
• SEC Settles Case Against Alleged Rothstein Fraudster
• Backstreet Boys To Recover Master Tapes In Settlement
• Tesco Chairman To Exit As Accounting Error Jumps To $421M
• Angie's List Has Firms Pay For Good Reviews, Suit Says
• New Lessons From Rural/Metro II For M&A Parties, Advisers
• DOJ's 1st Anti-Spoofing Prosecution Reflects 2 Trends
• Feds Seek Leniency For Cooperator In SAC Capital Probe
• New Mortgage Rules Complicate Fannie, Freddie Endgame
• TPG Paid Top Dollar In $394M Gelson's Buy, Arden Says
• FDIC, Citi Settle 9th Circ. Appeal Over Colonial Bank Failure
• SEC Plans To Reject BlackRock's Request For New ETFs
• Stanford Files Pro Se Appeal In $7B Ponzi Scheme Conviction
• Credit Suisse Can't Duck $1B RMBS Suit, Appeals Court Says
• 2nd Circ. Tosses Argentina's Appeal Of $539M Payment Block
• Ex-SEC General Counsel Joins Sidley Austin
• SAC Founder Eyes Ex-Wife's Emails With Kasowitz Atty
• Nomura Says FHFA Can't Back Up Timeline In MBS Suit
• Would-Be Dark Pool Marketplace Files Broadside Against SEC
• Amid $1B IPO, REIT Founder Accuses Ex-Partner Of Fraud
• SEC Hints At Weak Hand With First HFT Manipulation Penalty
• SEC Narrowly OKs Risk-Retention Rules Amid Fiery Dissents
• Wyly Says Ch. 11 Should Block SEC Asset Freeze
• BGC Partners Goes Hostile With $675M Bid for GFI Group
• 2nd Circ. Affirms Ex-Mayer Brown Partner's Refco Fraud Rap
• Know The Collateral Consequences Of Financial Reg Action
• New Jurisdictional Issues When Moving To Quash A Subpoena
• Canada's Proposed Takeover Bid Rules Are Target-Friendly
• FINRA Slams Ex-Deputy Director's Discrimination Claims
• Paramount Burned 'Mean Girls' Investors, Trial Judge Hears
• 'Consent-To-Settle' Insurance Issue Sent To Ga. High Court
• Halliburton Execs Don't Have To Testify In Price Impact Row
• Barclays Can't Escape Investors' Libor Manipulation Claims
• Risk Retention Rule Stokes Concerns Over CFPB's Reach
• Ex-AgFeed Execs Say Ch. 11 Plan Shorts Them On Legal Costs
• Alcoa Execs Promise Compliance Reform To Settle Bribe Row
• Rothstein Investor Fights Firm's Bid To Compel Arbitration
• Investment Adviser Agasti Settles Lehman Suits
• Ex-SAC Trader Martoma Can't Dodge Jail During Appeal
• Buchanan Ingersoll, BofA Sued For $219M Virgin Islands Bond
• EA Beats Investor Suit Over 'Battlefield 4' Bugs
• $64M Zillow Shareholder Action Nixed By Judge
• SEC's Municipal Securities Director To Leave Next Month
• SEC Whistleblower Head Admits To Award-Payout Struggles
• JPMorgan, UBS, Credit Suisse Pay €94M Over Rate-Rigging
• Feds Finalize Risk Retention Rule That Leans On CFPB
• NY Fed Overlooked JPMorgan London Whale Risks: Watchdog
• Ackman Says Allergan CEO Oversaw Valeant Smear Campaign
• The Impact Of Boilermakers Continues To Be Felt
• 10 Things You Must Know Before Engaging In Crowdfunding
• Forex Rigging Fines Could Reach $40B, Citigroup Says
• SEC Again Sued Over 'Unconstitutional' Adminstrative Cases
• Wyndham Execs Escape Derivative Suit Over Cyberattacks
• NY Fed's Chief Wants Execs To Chip In For Big Bank Fines
• Facebook Seeks Same 2nd Circ. Panel For Investor IPO Spats
• Sam Wyly Seeks Ch. 11 To Deflect Looming $198M Fine
• With Lessons Learned, FHFA Lets Mortgage Giants Ease Credit
• SIFMA Urges Regulators To Coordinate Cybersecurity Push
• How They Won It: Cravath Shores Up Forum Selection Bylaws
• SEC Names Ex-Hedge Fund Manager As Exam Deputy Director
• Q&A With Baker Botts' Joshua Davidson
• SEC Whistleblower Head Calls Tipster Identity 'Sacrosanct'
• SEC Orders Radio Host-Hedge Fund Manager To Pay $1.7M
• Strong Valeant Earnings Buoy Talk Of Heftier Allergan Bid
• Warburg, Bridgepoint Directors Beat $250M Tender Offer Suit
• FINRA To Scrutinize High-Speed Algorithmic Trading
• Supreme Court Won't Hear CCI Exec's FCPA Reach Fight
• Push For Derivatives Market Clarity Leads To More Confusion
• Justices Pass On Dismissal Of Investors' EnerMax Suit
• High Court Won't Hear Ex-Duane Reade Execs' Fraud Appeal
• Takeaways From Broker-Dealers' Section 5 Inadequacies
• Novel Theory In Wyly Case Could Change SEC Disgorgement
• In Case You Missed It: Top Firms, Stories In Securities Law360
• Madoff Trustee Files $62M Deal In Customer Clawback Suit
• Activist Investor Nominates 7 To Family Dollar Board
• 2nd Circ. Kills $27B Deutsche Bank RMBS Suit
• Pa. Financial Regulator Wants In On Wilmington Trust Suit
• Ex-AIG CEO Says Only Bailout Alternative Was Failure
• SEC's Gallagher: We're Tired Of Regulatory 'Hammer Time'
• MetLife Faces Tough Task In Challenge To SIFI Designation
• Fla. Investment Company Exec. Gets 14 Years In $21M Fraud
• Sidley Beats Subpoena Bid In PetroTiger CEO's Bribery Case
• Lannett Seeks Sanctions After Price-Fixing Suit Dropped
• SEC Whistleblower Head To Punish Cos. That Silence Tipsters
• Maxwell To Pay $3.3M To Settle Suit Over Accounting Flubs
• Top CFTC Official Said To Be Joining Norton Rose Fulbright
• Ex-NFLer Hamstrings Subpoenas In Atty Investment Row
• SEC Attorney Won't Appeal Toss Of Race Bias Suit
• Fed Pinpoints Shortcomings In Bank Stress Test Submissions
• Oil Trust Shareholders Allege Fraud In Offering Prospectuses
• Gov't Groups Want Liquidity Rule On Muni Bonds Tweaked
• 3rd Circ. Revives Genaera Investor Suit Over Asset Sales
• Sealing The Deal: Greenberg Traurig Guides ICE In Israel
• Website Operator, SEC Settle Facebook Offering Fraud Claims
• Offsets Offer Traps For Unwary Defense Exporters
• Investment Fund Hits Gilbride Tusa With $85M Negligence Suit
• SEC Ends 4-Year Probe Of Keurig Accounting, Co. Says
• 2nd Circ. Fails To See The Comity In Chapter 15
• The Root Cause Of Skyrocketing Defense Costs
• What Litigators Can Learn From Novelists
• Lehman Balks At Boosting RMBS Reserve By $7.1B
• JPMorgan Can't Duck $650M MBS Suit From Insurers
• Rothstein Broker Pleads Guilty In $2.4M Fraud Scheme
• Ex-AIG CEO Says Fed Didn't Call Shots In Bailout
• Tax Court Nixes Deductions In Ex-Seyfarth Atty's Scheme
• SEC Enforcement Actions Up 10% In 2014, Reaping $4.2B
• CFTC Chair Open To Harmonizing Swaps Rules With Europe
• JPMorgan Gets Insurer's $300M RMBS Suit Pared On Appeal
• Ex-Hedge Fund Analyst Gets 5 Years For $27M Trading Scheme
• Wilson Sonsini Grows In Delaware With Wilmington Office
• 2 More Rabobank Traders Charged With Libor Rigging
• Banks Urge High Court To Shelve Libor Antitrust Appeal
• ResCap Takes Hit In $88M MBS Suit Against Capital One Unit
• SEC Fines High-Speed Trader In Market Manipulation Case
• Tiger Woods Foundation Can't Knock Stanford Suit Off Course
• Madoff Link Doesn't Cap Damages In Suit Vs. Accounting Firm
• HP's Revised Autonomy Settlement Slammed By Shareholders
• UBS, Nomura Face $83M Suit Over Japanese Trading Losses
• SEC Admin Judge Bars Former SAC Trader Steinberg
• Calif. Law Firm Challenges $1.9M IRS Deficiency Notice
• An Offensive Use Of The FCPA?
• 6th Circ. Corporate Scienter Test Leaves Cos. Vulnerable
• JC Penney Attacks $3.1M Atty Fees In Texas Derivative Suit
• Fed Watched, But Didn't Control AIG In Bailout, Official Says
• Investors Knock SAC's Bid To Cut Racketeering Claims
• Credit Suisse Says Lender's Suit Over $1.5B CDO Is Untimely
• BofA's Quarterly Profits Take $5B Hit After Record DOJ Deal
• Northrop Fights Gov't Intervention In ERISA Suit
• SEC Says Ex-Wells Fargo Compliance Officer Altered Docs
• Tight-Lipped SEC Says Challenge To Its ALJs May Not Be Ripe
• Merrill Lynch Can't Shake Lehman's $21M Swaps Demand
• FINRA Fines Research Analyst Over Tweet Conflicts
• Practitioner's Playbook: Starboard Vs. Darden
• Ex-NY Daily News Columnist Challenges SEC Ban In DC Circ.
• Robbins Geller Tapped As Class Counsel In Ply Gem IPO Action
• Titan Of The Plaintiffs Bar: David Kessler
• Will The New ABS Rules Impact Cell Tower Securitizations?
• 2nd Circ. Expands US Court Role In Ch. 15 Cases
• KKR, KFN Prevail In Chancery Suit Over $2.6B Deal
• BNY Mellon Nails JPMorgan With $475M Mortgage Loan Suit
• Yankees Great Sues Advisers Over $11M Investment Losses
• Silver-Fixing Suits Against Big Banks Centralized In NY
• Prosecutors Want 'Sopranos' Star's Ex's SEC Suit On Ice
• NYSE, Nasdaq Behind Foreign Exchanges On Gender Diversity
• Ex-Merck Analyst Charged With Insider Trading
• Greenberg Snares Ex-McDermott Int'l Transaction Finance Vet
• JPMorgan, Citi Eye $1B Legal Tabs Amid Forex Probes
• RBC Unit Asks Texas Court To Nix $28M Highland Judgment
• Buybacks, Spinoffs Move To Front Of Activist Playbook
• Ex-SEC Deputy Joins Willkie Farr's Asset Management Group
• Detroit Close To Deal With FGIC Over $1B Bankruptcy Claim
• SEC Approves FINRA Rules On Nontraded REITs
• Lax IPO Disclosures Lead To Developer's 3-Year Trading Ban
• Sedgwick Wants MedCap Malpractice Suit Axed
• SEC Tees Off On 'Golfing Buddies' Insider Trading Defense
• Doubtful 2nd Circ. Eyes Madoff Investors' Interest Claims
• Durata Investor Sues To Halt $675M Actavis Deal
• Crown Castle Pressed To Pay Up Before More Deal Making
• SEC's Piwowar Knocks 'Broken Windows' Enforcement Policy
• Embattled Darden CEO Steps Down, Sealing Starboard Win
• Del. Clarifies Approach To Derivative Suits In Insolvency
• Proposed Margin Rules For Uncleared Swaps Will Be Costly
• Information Governance: A Missed Opportunity For Lawyers
• In Case You Missed It: Top Firms, Stories In Securities Law360
• Banks Agree To End 'Too-Big-To-Fail' Swaps Provision
• Solus, Optimal Can't Get $7M Refund From Madoff Trustee
• 6th Circ. Clarifies Corporate Knowledge Of Wrongdoing Rule
• Ex-TD Bank VP Charged In Rothstein's $1.2B Scheme
• Dated Accredited-Investor Standard Creates SEC Dilemma
• Bernanke Testifies AIG Bailout Wasn't About Punishment
• FINRA Warns Against Settlements Barring Whistleblower Tips
• Darden Ouster Shows Low Tolerance For Board Miscues
• Stay In Wilmington Investor Row Sought For Criminal Probe
• Hotel CMBS Delinquencies Rise As Other Assets See Decline
• IRS Can Demand Highland Settlement Info From Barclays
• RBC Hit With $76M Judgment Over Botched Rural/Metro Sale
• Ex-Artis Analyst Should Get 5 Years, Prosecutors Say
• SEC Calls $187M Wyly Fraud Judgment 'Conservative'
• EA Investor Suit Over 'Battlefield 4' Bugs Nears Defeat
• Zagg Directors Shake Derivative Shareholder Action
• Supplier GTAT's Execs Face Suit Over Apple Contract Filings
• Dynegy Moving On $5.1B Bond Issue To Fund Expansion
• SEC Sues Estate Of 'Extreme' Day-Trader Over Losses
• Marriott Strikes Private $240M Debt Deal On Timeshares
• Alleged Rothstein Fraudster Sold Faulty Securities, Judge Says
• Proskauer Loses Bid To DQ Neligan In Stanford Ponzi Suit
• Ex-Mayer Brown Atty Slams Refco Fraud Charge In 2nd Circ.
• BNY Must Release $539M Argentina Bond Payments: Creditors
• CAFA Removal Procedure At Center Stage In Dart Cherokee
• Starboard Wins All 12 Darden Board Seats In Proxy Fight
• 7 Steps To Prepare For Dodd-Frank Whistleblowers
• Nixon Peabody Fights Malpractice Suit Over $23M Land Deal
• Young Conaway Hit With Fraud Suit Over Sunken Treasure Con
• Bernanke Defends AIG Deal In Bailout Comparison
• Strine Rips Judicial Pursuit Of Equity At Expense Of Rules
• SEC Weighs Victims' Fund From $602M SAC Settlement
• Fried Frank Picks Up Securities, White Collar Partner In NY
• SEC Group Pushes Rethink Of 'Accredited' Investor Standard
• SEC Warns That Broker-Dealer Shortcomings Are Common
• CFTC Considers Clearing Rules For Currency Derivatives
• KPMG Tries To Duck Fraud Suit Over Ex-Rangers Owner Audit
• Convicted Ex-Nasdaq Exec Agrees To Asset Freeze With SEC
• SEC Fines E-Trade Units $2.5M For 'Gatekeeper' Failures
• Pa. Insurance Agent To Pay $2M To Settle SEC's Fraud Suit
• NY Trust Co. Challenges $7.9M IRS Deficiency Notice
• Calif. Software Co. Hit With Class Action Over $108M IPO
• Feds Challenge Ex-Orioles Player's Personal Benefit Defense
• Wells Fargo Backs Quick Win In Tax Fight Over $1.25B Deals
• Feds Revoke Payback Demand For Ex-Jefferies Trader
• CFTC Swaps Suit Win Won't Change SEC, Commish Says
• Wachtell At Risk Of Big Defeat In Bitter Darden Proxy Fight
• SEC Wants Wyly Assets Frozen To Safeguard $187M Judgment
• Rengan Rajaratnam Still In Settlement Talks With SEC
• Citigroup Will Repay $16M To Overcharged Customers
• Icahn Again Pushes Apple To Launch Major Buyback
• A Renewed Fight Over SEC's Admin Forum Constitutionality
• What 2013 Conflict Minerals Filings Mean For 2014: Part 3
• Insurers Again Appeal $200M JPMorgan Market-Timing Suit
• Geithner Defends Criticized AIG Bailout Interest Rate
• Merrill Lynch Gets Dismissal Of Phoenix Light's RMBS Suit
• Gov't Goes To Bat For High-Speed Traders In Spoofing Case
• JPMorgan Asks 2nd Circ. To Force Arbitration In OT Action
• SEC Gridlock Delays Decision On Tech-Check Rule
• Irish Socialite Handed 7 Years For $11M Ponzi Scheme
• Former NYSE CEO Joins SF Financial Services Firm
• Hundreds Of SEC Laptops May Be Missing, Watchdog Says
• Cozen O'Connor Snags Philly Litigator's Return
• SEC In Settlement Talks With Convicted Fund Manager Balboa
• Fenwick Hires 17-Year SEC Enforcement Vet In SF
• Barclays Reaches $20M Deal To Settle Libor Rigging Suit
• Goldman Can't Bring Abacus Class Action Ruling To 2nd Circ.
• Icahn To Rely On Tweets After SEC Sets Social Media Policy
• Baker Donelson Taps Ex-Strasburger Health Care Team
• SEC Wins Asset Freeze In Alleged $123M ATM Ponzi Scheme
• Ex-Duane Reade CEO Case A Model For VWPA Restitution
• What 2013 Conflict Minerals Filings Mean For 2014: Part 2
• A Primer On 'Bad Faith' In Federal Removal Jurisdiction
• NYC Bankruptcy Courthouse Deemed Too Risky For Dreier
• Chiquita's $500M Inversion Deal Triggers Investor Suit
• Investors Try Again To Fight Kenneth Cole's Go-Private Deal
• Justices Question Their Powers In Class Action Removal Row
• Geithner Says AIG Failure Would Have Caused 'Mass Panic'
• Judge Casts Doubt On $337M RMBS Suit Against RBS
• Argentina Fights $539M Payment Blockade In 2nd Circ.
• Wells Fargo Investors Urge 9th Circ. To Revive $80M Suit
• Athlon Shareholder Challenges $7.1B Encana Buyout
• Barclays Says NY Dark Pool Suit Oversteps Jurisdiction
• Goldman Must Foot Some Of Libya Fund's Costs In $1B Suit
• Madoff Sends Email From Jail Backing Convicted Ex-Aide
• Deutsche Bank Plucks Compliance Head From Goldman
• What 2013 Conflict Minerals Filings Mean For 2014: Part 1
• CFTC Charges Commodity Pool Operators With Forex Fraud
• Stradley Ronon Lands Ex-Steptoe Securities Chair
• FINRA Arbitration Fails Diversity, Bias Tests, Group Says
• Schiff Hardin Opens Dallas Office With Ex-Squire Patton Attys
• Credit Suisse's Timeliness Claim Doesn't Fly In RMBS Rows
• Bloomberg Deal Ends Sneak Peeks At Consumer Report
• NYSE To Reclaim Market Surveillance From FINRA
• UK's Libor Investigation Yields First Guilty Plea
• Allergan Aims To Block Ackman From Voting Stock At Meeting
• CFTC Paves Way For Broader Advertising Of Private Funds
• Proskauer Says Stanford Ponzi Abetting Suit Is 'Stale'
• Investors Say Fidelity Broke Deal To Sell $423M In EFH Notes
• Calif. Appeals Court Gives Duped Investors Shot At Remedy
• Regulators To Eye SIFI Labeling, Hear MetLife's Challenge
• Ex-Stiefel Exec Tells 11th Circ. His Stock Suit Was Timely
• Paulson Says AIG Got 'Harsh' Deal In Bailout
• Robbins Geller Pays Defense Fees In Botched Boeing Case
• MRI International Found Liable In $800M Ponzi Scheme
• CFTC Commish Taps Ex-WilmerHale Atty For Chief Counsel
• Chancery Axes Monster Investor's Records Suit
• Ex-Oriole Calls Feds' Insider Trading Indictment Flawed
• Jiau's Insider Trading Appeal Brushed Aside At High Court
• High Court Refuses Section 11 Challenge In Harbinger Suit
• SEC Wins $358M Sanction Against Hedge Fund Manager
• HP Latest To Pursue Spinoff As Investors Shun Conglomerates
• Multimedia Games $1.1B Deal Stiffs Shareholders, Suit Says
• High Court Rejects Abu Dhabi Fund's $7.5B Citigroup Dispute
• Argentina-Like Debt Contracts Need Revamp, IMF Says
• FINRA Says New Rule Would Cut, But Not Gut Arbitrator List
• Herbalife Taps Ex-FTC Official As Global Compliance VP
• Electra Investors Vote Down Bramson's Shakeup Play
• High Court Rejects Appeal By Ex-Galleon Trader Goffer
• Supreme Court Punts On Bombshell FCPA Case
• High Court Snubs Investors' Appeal Over $23M Oil Well Scam
• In-House Insights From KBR General Counsel Andrew Farley
• Do Capital Markets Need Financial Guaranty Insurers?
• Takeaways From Chancery's Cornerstone Decision
• Another Blow Dealt To Restitution, Disgorgement Defense
• In Case You Missed It: Hottest Stories In Securities Law360
• Argentina Ordered To Stop Local Debt Payment Deposits
• Chadbourne & Parke Wants Stanford Ponzi Abetting Suit Axed
• MetLife, Balking At SIFI Label, Pushes Back At Regulators
• Iraq Asks 2nd Circ. For $10B Oil-For-Food Rehearing
• Ex-UBS Trader Facing Libor Charges Blasts US Overreach
• UK Court Says Credit Suisse Can Collect On Broken Contract
• Petters Trustee Settles Clawback Suit For $322M
• Accountant Pleads Guilty To Hiding Swiss Bank Account
• Jefferies Trader Ordered Free Pending Appeal By 2nd Circ.
• French Trial Over Airbus Insider Trading Grounded
• Millennial Media Inflated Stock Prior To $152M IPO, Fund Says
• SEC Not Prioritizing Rule 13(d) Reform, Commissioner Says
• Anadarko, EOG Agree To Disclose Fracking Financial Risks
• Brokers Still Wary Of Social Media Despite Rule Clarity
• Delaware Rundown: What You Missed In Q3
• Post-Deepwater Securities Suit Against BP Trimmed
• Allergan's Hope For Rival Deal Dims Amid Investor Outcry
• Sidley Snags Weil Gotshal Securities Partner In Dallas
• FINRA Enforcement Official Decamps To Shulman Rogers
• IndyMac Reversal Will Significantly Impact '33 Act Cases
• How New UK Sentencing Guidelines Measure Up To US Rules
• Ex-CEO Of Energy Co. Sent Defamatory Letters, Suit Says
• Morgan Lewis Nabs Ex-SEC Enforcer For Chicago Office
• 5th Circ. Revives Investors' Amedisys Medicare Fraud Suit
• Argentina Asks 2nd Circ. To Toss Order Expanding Debt Class
• High-Frequency Trader Indicted In 1st 'Spoofing' Case
• Ex-Rothstein Partner Gets 33 Mos. For Fraud, Bribery
• 9th Circ. Affirms Toss Of Investor Suit Over Nvidia Chips
• Wells Fargo Keeps Victory In $8.2M Blue Cross Lending Suit
• JPMorgan Heads Deny Negligence Led To $2.6B Settlements
• AIG Bailout Crafted To Protect Public, Fed Official Says
• K&L Gates Hires Ex-CalPERS GC As Partner In Seattle
• Del. Chancery Backs Hotel Magnate's Partners In Contract Row
• Fairway Board, PE Backers Look To Ax Derivative Suit
• Latham & Watkins Lures Back Solicitor General's Office Atty
• Solicitor General Will Speak To High Court In Omnicare Suit
• In Premier Proxy Fight Of 2014, Momentum Sidelines Darden
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• Banking Giants Manipulated Swaps Benchmark, Suit Says
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• Judge OKs $295M MF Global Payout To Unsecured Creditors
• 10th Circ. Dow Ruling Shows Class Actions Alive And Well
• BP Must Face Foreign Investors In Texas Court, Judge Rules
• Carlton Fields Soups Up West Coast Post With 4 Litigators
• TD Bank Snubbed On Rehearing Of $67M Ponzi Case Verdict
• JPMorgan Escapes Auction Rate Securities Class Action
• NYMEX Can't Shake CFTC Suit Over Leaked Trade Info
• Energy Co. CEO Gets 25 Years, $58M Fine For Investment Fraud
• Triaxx Funds End Objections To BofA's $8.5B MBS Deal
• SEC Admin Proceedings Are Unconstitutional, Suit Claims
• Exec Gets 15 Months In EBay Insider Trading Case
• Under Activist Pressure, Coke Tweaks Equity Plan Again
• BP Deepwater Securities Claim Not Time-Barred, Judge Says
• JPMorgan Says It's Paid Out 5th Of Required Consumer Aid
• New Energy Escapes Shareholder Class Action
• Angels In Limbo Until Next Year
• 2nd Circ. Asked To Revive Facebook Insider Trading Suit
• 11th Circ. Weighs In On Duty To Disclose Merger Talks
• High Court To Go Fishing For Answers In Anti-Shredding Case