Securities Archive » April, 2018

Securities - April, 2018

480 articles

• 'Testing The Waters' Expansion Could Make IPOs Easier
• Mass. Man Owes $1.3M For Med. Marijuana Stock Scheme
• Glencore To Shell Out $2M To Settle Illegal Trading Claims
• Corporate Advisers Argue Retrial Barred By Double Jeopardy
• MF Global Ch. 11 Litigation Trust Seeks 3-Year Extension
• 'Idol' Lenders Say Apollo Mismanaged Co. For Own Benefit
• Lowe's Chose Bad Fund For 401(K), ERISA Suit Says
• Pfizer, Insurer Duel Over Venue For $30M Coverage Fight
• NYC Jury Mulls Complex Medicare Insider Trading Case
• Panasonic, In-Flight Unit To Pay $280M To End FCPA Probe
• Reed Smith Hires GE Digital Chief Compliance Officer
• Supreme Court Won't Hear Barclays Dark Pool Cert Appeal
• Ocwen Escapes Investor Suit Over Alleged Misstatements
• SEC Sues Securities Atty, 2 Others Over Microcap Schemes
• CFTC Demands $103M In Iraqi Currency Fraud Case
• Autonomy's Ex-CFO Convicted Of Fraud Linked To HP Deal
• The Fastest Federal Civil Court For A Decade
• Orbital Must Share Internal Probe Docs, Pensioners Say
• Corporate America, Expect A Spike In SEC Reporting
• $6.1B Fuji, Xerox Deal Temporarily Blocked By NY Judge
• SEC's Clayton Hasn't Shut Door On IPO Arbitration Pacts
• Ex-Barclays Trader Slams DOJ's 'Futile' FIRREA Indictment
• SEC Can Monitor Mass. Medical Co. Amid Fraud Charges
• REIT Looks To Chuck Investor Suit Over $1.4B Merger
• Wells Fargo, Other Lenders Want 8th Circ. To Nix Ponzi Suit
• Microsemi Sued Over Missing Info On $8.35B Microchip Deal
• $57M SunEdison Deal May Be In Trouble After Funds Opt Out
• Atty Asks 9th Circ. To Affirm He Didn't Defraud EB-5 Investor
• Ex-Trader's Acquittal Shines Spotlight On Evidence Of Intent
• A. Schulman Investor Sues Over $2.25B LyondellBasell Deal
• 2nd Circ. Won't Toss 25-Year Sentence For Stock Fraudster
• Tesla Can't Appeal Green Light For Suit Over SolarCity Tie-Up
• Precious Metals Co. Duped Buyers Out Of $16M, CFTC Says
• Equity Press Releases: When Time Is Not On Your Side
• Investor Wants To Trade Claims While On Creditor Committee
• 11th Circ. Transfers GOP Suit Over SEC Regs To DC Circ.
• Colony NorthStar Hid $375M Write-Down, Investor Says
• AARP, AGs Fight Invalidation Of Fiduciary Rule At 5th Circ.
• Banks Say 2nd Circ. Revival Dooms Claims In Libor MDL
• Real Industry Equity, Stock Groups Contest Ch. 11 Plan
• Woodbridge Creditor Seeks Block On Shapiro Play For $133K
• Disbarred Mass. Atty Gets Nearly 5 Years For Investor Scams
• Ex-HSBC Banker Gets 2 Years In Prison For Forex Fraud
• Erin Energy Hits Ch. 11 Amid Africa Oil Production Issues
• Don't Revive $2.5B Offering Suit, Barclays Tells 2nd Circ.
• Wall Street Groups Urge Reforms To Reverse IPO Decline
• Remington's Nonconsensual Releases Not Allowed, SEC Says
• DC Circ. Questions Foreign Tax Treatment Of Bearer Shares
• Puerto Rican Unions Sue To Void Restructuring Proceedings
• Florida Broker-Dealer Charged In 'Shell Factory' Fraud
• 5th Circ. Affirms Convictions In Tax Co.'s $2M Ponzi Scheme
• $1.5B Stanford Trial Against Proskauer Postponed
• SEC May Expand 'Testing The Waters' Benefits To All Issuers
• NJ Atty Disbarred Over Conviction In $5M Investment Plots
• Roth Dropped In Trimmed Renewable Energy Co. Investor Suit
• Israeli Gov't Contractor Agrees To $3M Deal In Securities Suit
• Cozen O'Connor Snags 14-Atty Drinker Biddle Litigation Team
• Courts Must Soon Tackle Critical Questions About ICOs
• SEC's Jackson Decries 'Middle-Market Tax' On IPOs
• Value Dispute Revives Dissolved LLC, Del. Court Rules
• Rite Aid Investor Wants Merger Appraisal Rights Preserved
• Facebook Investor Sues Over Cambridge Analytica Cover-Up
• SEC's $35M Yahoo Fine Lacks Bite Without Targeting Execs
• Proskauer Pulls Bid At 5th Circ. To Stay $1.5B Stanford Trial
• Elio Motors Puts Brakes On IPO, Pursues Coin Offering
• HSBC Bankers Stick Up For Former Exec Ahead Of Sentencing
• AXA Seeks 2nd Circ. Rehearing In Annuities Suit
• Willbros Investor Sues Over Proposed $108M Sale To Primoris
• Texas Judge OKs $33M Attys' Fees In $100M Halliburton Deal
• Calibrating Structural And Decisional Independence For ALJs
• Wilmington Trust Loan Cover-Up Case Goes To Del. Jury
• SEC Gets $2.7M In Oil Field 'Man Camp' Judgments
• Ex-UBS Trader Acquitted Of Spoofing Scheme
• Case Against Ex-UBS Trader In Spoofing Trial Heads To Jury
• FCA Investigator Disputes Boss' Statements In Libor Case
• 'Doubt' Fatal To Wilmington Trust Exec Case, Defense Says
• Allegiant Hit With Stock-Drop Suit Amid Safety Lapse Report
• 3 Firms To Pay $800K More Amid Billable Hour Probe
• Patriot National's Plan Releases Too Broad, Ch. 11 Judge Says
• Puerto Rico Judge Must Rethink Sharing Of Fiscal Plan Docs
• Autonomy CFO Atty Channels Johnnie Cochran At Trial's End
• Buckley Sandler Picks Up White Collar Atty From Jones Day
• CMS Wasn't 'Swiss Cheese,' Insider Trading Jury Told
• Proskauer Asks 5th Circ. To Stay $1.5B Stanford Trial
• Goldman Sachs Let Off Hook For Ex-VP's $10M Legal Fees
• Hong Kong OKs Listing Reforms To Allow Dual-Class Stock
• PE Firm Partner Convicted Of Insider Trading In Lattice Bid
• Yahoo Fined $35M For Waiting Nearly 2 Yrs To Reveal Breach
• Longfin, CEO Relieved From SEC's $27M Asset Freeze
• 2nd Circ. Nixes Etsy Securities Suit Over Stock Drop
• SEC Takes Closer Look At 5 NYSE Proposed Bitcoin ETFs
• Valeant Can Add NY Investor Fraud Suit To 27 Others In NJ
• Biotech Co. Execs Charged In $12.7M Painkiller Fraud
• Ex-Bank CEO Sues Money Manager Over Alleged $100M Fraud
• 'Shotgun Pleading' Stymies CSX Investor Suit Over CEO Hire
• New TCJA Reporting Rules For Life Settlement Transactions
• Crypto Set To Drive Demand For Traditional Services: Part 2
• SEC Sanctions Dun & Bradstreet $9.2M Over FCPA Claims
• Proskauer Loses Bid To Delay $1.5B Clawback Trial
• 9th Circ. Affirms Wedbush Sanctions For Reporting Violations
• Autonomy CFO Lies 'Snowballed' In Investor Fraud, Jury Told
• Wilmington Trust Fraud Trial Not Complex, DOJ Tells Jury
• Nine West Files Ch. 11 Plan With $200M Stalking Horse Bid
• Longford Capital Adds Former Jenner & Block Atty To Team
• Crypto Giant Can't Arbitrate Laundering Claims: 11th Circ.
• Tile Shop Aims To Settle Investor Suits Over Supplier Link
• DOJ Expects New Foreign Ally In Bribery Fight, Deputy Says
• FirstEnergy Reaches Deal With Creditors In Ch. 11 Cases
• Zohar Reaches Deal To End Dismissal, Stay Fights In Ch. 11
• Nasdaq Seeks Rule Change To Stimulate Small-Cap Trading
• High Court Split On Accountability Issue In Lucia Arguments
• High Court Won't Review Sentinel's Clawback Attempt
• Del. Justices Affirm 57% Discount To Clearwire Appraisal
• 2nd Circ. Upholds DLA Piper Win In Malpractice Suit
• Mass. Resident Stole $7M From Duped Investors, Jury Hears
• Ex-BigLaw Atty Who Shot Wife Found Guilty Of Murder
• Docufilm Maker Denied Access To Theranos Depo Videos
• Genetics Co. Hid Cancer Test Overbilling, Investor Says
• Have Your Cake, Eat It Too: Stocks Taxed As Assets In M&As
• Investors Want Another Shot At Chipotle E. Coli Suit
• Stanford Ponzi Scheme Receiver, Ex-GC Reach Settlement
• Crypto Set To Drive Demand For Traditional Services: Part 1
• Orphaned By Feds, SEC Judges Find Ally In O'Melveny Advocate
• New Remedial Actions For Tax-Advantaged Bonds And P3s
• Orbital ATK Ordered To Fork Over Docs In Securities Suit
• If Lucia Wins On SEC Judges, What Comes Next?
• 9th Circ. Splits From Similar Rulings On Tender Offer Suits
• Windups, Jury Charge Loom In Wilmington Trust Trial
• Disney Workers Urge 9th Circ. To Revive Valeant ERISA Suit
• 2nd Circ. Affirms SEC's $26M Win Over Ponzi Schemer
• Puerto Rico Sales Tax Bond Fight Sparks Muni Market Anxiety
• Fitbit Investors' $8.25M Atty Fee Bid 'A Little Rich,' Judge Says
• Health Hires: Goodwin, Shook Hardy, Michael Best, Orrick
• Third Person Charged With Fraud In $25M Crypto Card Plot
• Ex-Aveo CFO Denied Quick Win In SEC's Cancer Drug Suit
• UK Litigation Roundup: Here's What You Missed In London
• Dean Foods Wants $45M Disgorged By Gambler Billy Walters
• DeVry Board Must Face Bulk Of Investor's False Ad Claims
• Investor Suit Over GFI Merger Gets Judge's Heave-Ho
• FDIC Fights Citibank, Others' Exit From $695M RMBS Suit
• Exxon Takes AG Climate Probe Fight To 2nd Circ.
• Possible Trouble On Horizon For ALJs In High Court Case
• 2 Water Island Funds Contest Barracuda $1.6B Buyout Price
• Investing In US Real Estate On A (Possibly) Tax-Free Basis
• Rule 23 Changes: Avoid Delays In Class Settlement Approval
• Puerto Rico Fed Board Approves Pension-Cutting Fiscal Plan
• Lehman Judge Fumes At RMBS Trusts' Distribution Moves
• CytRx, Class Dispute $685K Pump & Dump Deal Fee Award
• Fla. Exec Pleads Guilty In $150M Brazilian Investment Scheme
• Logistics Co. Investor Cries Foul On Board's Control Transfer
• Burning Questions Arise About SEC's Best Interest Standard
• Wells Fargo Asks 8th Circ. To Salvage Foreign Tax Credits
• Uber Investors Face Uphill Battle In 'Gloppy' Fraud Suit
• Proskauer Tells 5th Circ. It's Immune From $1.5B Stanford Suit
• Marathon Settles ERISA Suit Over $88M In 'Risky' Investments
• BlackRock, Royal Park Can't Toll RMBS Suits Against HSBC
• Invenergy To Pay $1 In Damages For Investor Sale Dispute
• High Court's Whistleblower Ruling Kills Ex-UBS Exec's Claim
• NJ Hedge Fund Owner Can't Escape Convictions In $4M Fraud
• Mass. Official Says SEC Proposals Shortchange Investors
• Feds Want Graft Retrial Jury To Hear Of Platinum's Downfall
• Abbott Must Give Docs To Alere Investors In Stock-Drop Suit
• CBS Directors Must Face Bulk Of Redstone Pay Suit
• Margaritaville Developer Dodges Some Investor Claims
• Investors Say Live Nation's Iffy Compliance Made Stock Drop
• Tax Reform Creates New Opportunities For REITs
• SEC Can Review Expert Docs In Camelot Exec's Fraud Case
• How Companies Can Foster Internal Whistleblowing
• Mediation Progress Pushes Zohar Dismissal Trial One Week
• CEO Leveraging Under Armour For Personal Gain, Suit Says
• SEC Unveils Plans For 'Best Interest' Standard For Brokers
• HD Sale Never Triggered Stock Awards, Del. Justices Told
• Investment Fund Looks To Get $27M Golf Club Co. Award OK'd
• Judge Rips Ex-Autonomy CFO's Defense In HP Fraud Trial
• IPOs Reach Market More Quickly As SEC Comments Dwindle
• NuStar GP Investor Seeks To Halt $7.9B Restructuring Deal
• Jurisdiction Gives NY Judge Pause In Trust Atty Fee Suit
• Trustee Slams Patriot National Ch. 11 Plan On Ghost Releases
• Dickinson Wright Wins Hearing On Malpractice Suit Evidence
• No Quick End To Relativity Co-Founder Fraud Claims: Judge
• Golf-Course Stock Tipper Gets Supervised Release Slashed
• Texas Sets Pace In State Cryptocurrency Crackdowns
• Exxon Climate Probes Greenlighted By Courts: What's Next
• Del. Justices Asked To Nix 57% Clearwire Appraisal Plunge
• Murphy & McGonigle Nabs CFTC Atty For Securities Team
• Best Practices For Building A Better Meeting
• PHH Shareholder Sues Over Proposed $360M Sale To Ocwen
• SEC Commish Warns Of Overreliance On New Market Rules
• Indicted Binary Options Co. Founder Faces CFTC Fraud Suit
• GE Board Accused Of Misstating Insurance, Power Financials
• Miami Auditor's Battle With City Not Over Even After Verdict
• Broker Stole $5.7M From Pension Fund, Say Prosecutors, SEC
• SFO Plans Changes To Witness Preparation After Libor Case
• Tips For Defending PCAOB Investigations
• Equipment Co.'s Stocks Didn't Lose Value In Sale, Judge Says
• 2nd Circ. Cool On Saving Funds' Suit Against DLA Piper
• Investment Funds Hit Ocwen With Stock-Drop Suit
• Defense Wraps Wilmington Trust Exec Fraud Case In A Day
• Gannett Looks To Spike ERISA Suit Over 401(k)'s Tegna Stock
• Koch Calls For Oxbow Carbon Valuation, No Price Guarantees
• Twitter Fights Investors' Class Cert. In User Metrics Suit
• Atty's Ex-Buddy Who Decoded Insider-Trade Texts Ducks Jail
• Google Investors Can't Revive Suit Over Anti-Poaching Deals
• Bitcoin 'Founder' Slams $10.2B Suit As A 'Shakedown'
• CSX Board Misled Investors On CEO Hire, Suit Claims
• NY AG Wants Info From Crypto-Exchanges In Industry Inquiry
• Wells Fargo Defeats Class Cert. Bid In Royal Park RMBS Suit
• Wells Fargo Fights Inside Trading Row Over Account Scandal
• Barclays To Pay $29M To Settle Electric Rate Manipulation Suit
• 5 Ways Law Firms Are Becoming More Like Hotels
• Ill. Adviser Gets 12.5 Years For $5M Investment Scheme
• Platinum Partners Fraud Case To Be Split Into 2 Trials
• Goldman Investors Seek Cert. Again After 2nd Circ. Reversal
• Claims Against AXA Trumped By SLUSA, NJ Panel Says
• Tippee Wants Separate Trial In $5M Insider Trading Case
• A Setback For FCPA-Based Securities Class Actions
• At Trial Ex-Barclays Euribor Traders Deny Acting Dishonestly
• Dropping Ranks: Lathrop's Rough Patch
• Dropping Ranks: Andrews Kurth's Pre-Merger Dip
• Why BigLaw's Partnerships Are Shrinking
• Dropping Ranks: Stroock's 'Shrink To Grow' Strategy
• Ex-UBS Trader's Alleged Spoofing Was Fraud, Jury Hears
• Investors Say ETE's Convertible Unit Plan Was Unauthorized
• Elaine Wynn Settles Claims Against Steve Wynn And Wynn GC
• SEC Reaches Deal With Exec Convicted In Dewey Fraud
• Relativity CEO Says Investor Can't Beat Claims Injunction
• Del. Chancellor Tosses Ecuadorean Sibling Inheritance Suit
• Autonomy Misled UK Watchdog Before $11B HP Buy, Jury Told
• SEC Wants ALJ Case Sent Back, Seeks Removal Power
• Binary Options Co. Founder Indicted For $2.1M Fraud
• Wilmington Trust Execs Say Crime Unproven, Seek Case Toss
• 'Fifth' Pleas Admissible In $270M Fraud Trial, Court Rules
• 6 Questions As SEC Eyes New Standards For Broker Conduct
• NYU, Employees Square Off In $358M Retirement Plan Trial
• Confidentially Marketed Public Offerings Carve Bigger Niche
• Investment Co. Asks To Leave Towers-Willis Merger Suit
• DOJ Wants More Info On $4.9B WestRock-KapStone Deal
• Trump Taps WilmerHale Partner For CFTC Post
• DLA Piper Adds 2 Securities Litigators To Dallas Office
• NJ Man Must Pay $750K Over Woodbridge-Linked Securities
• Construction Co. Sued Over Allegedly Vague Stock Proposal
• Alston & Bird Gets Partner From Eversheds Insurance Practice
• Gorsuch's 1st Year Shows He Is A Conservative Activist
• Willbros Investors Notch $10M Deal In Stock Drop Fight
• Orbital Investors Demand More Info In Securities Suit
• OvaScience Board Ducks Shareholders' IVF Treatment Suit
• Traders' Chats Show Plot To Rig Euribor, Prosecutors Tell Jury
• A Primer On Valuing Cryptocurrencies
• Megafirms Find New Heights In Grounded Market
• How 5 Firms Grew Without Merging
• The Law360 400
• Law360 Reveals 400 Largest US Firms
• Ex-Katten Atty Pushes To Deep-Six Fraud Verdict
• 'Fifth' Pleas To Be Heard In $270M Citadel Fraud Trial
• SEC In-House Judges' Powers Unconstitutional, Justices Told
• SEC Charges Supplement Co. CEO With Penny Stock Fraud
• Goldman Fights Investors' Cert. After 2nd Circ. Reversal
• Faux Federal Reserve Scammers Cop To Fraud Conspiracy
• Ex-Investment Adviser Gets Nearly 5 Yrs. For Stealing $3M
• Russian Must Pay $302M In International Data Hacking Case
• Firm Hit With Malpractice Suit Over Stock Plan Transaction
• Zohar Ch. 11 Dismissal Hearing Procedures Set By Court
• CSS, Rosenthal Will Lead Gas Partnership Conversion Suit
• Funds Fight Bids To Toss $80B Valeant Price-Gouging Suit
• A Chat With Baker Botts CMO Gillian Ward
• Brit Extradited To NYC For Alleged $37M Bitcoin Scam
• True Value PE Buy-In Vote Beats Injunction To Move Ahead
• 2nd Circ. Sides With Deutsche In Investors' Laundering Case
• Volcker Rule Changes Pass In House
• Investors Say Pa. Vertical Farm Owner Bilked Them For $1M
• How PACA And PSA Super Liens Impact Real Estate Sales
• ESMA Widens Scrutiny Of Op Risk For CCPs, Trading Venues
• The Right To Experts In PCAOB Hearings
• Trump Tariffs May Violate Investment Treaty Protections
• Mass. Top Court Won't Quash AG Climate Probe Of Exxon
• Fla. Firm Fights Sanctions In Billionaire Sex Offender Row
• Cumulus Defends Valuation To Open Ch. 11 Plan Confirmation
• Va. Man Duped Investors Out Of $1.2M, CFTC Says
• Avee Objects To Abbott Dismissal Move In $36M Escrow Suit
• Attys Vie To Lead Challenge To Gas Partnership Conversion
• FisherBroyles Snags Blockchain Pro From Sheppard Mullin
• SIBOR-Rigging Suit Axed At Hearing, But Plaintiffs Get Redo
• SunPower Investors' Stock-Drop Suit May Be Thrown Out
• Former Snap Employee Must Arbitrate Dispute Over His Firing
• Tallgrass Energy Investors Say Merger Plan Lacks Key Info
• Chubb Stiffed Ex-Exec On $600K In Stock Pay, Suit Says
• CFTC Says NY Co., Execs Committed Commodity Pool Fraud
• NY Traders Charged With $1.1M Forex Fraud Scheme
• True Value Investors Want More Info Before Vote On Buyout
• Visium Took Medicare Tips With 'Grain Of Salt,' Jury Hears
• Forex Trader Must Arbitrate 'Last Look' Claims, Judge Says
• Judge Rips Feuding Parties In NY Solar Co.'s Ch. 11
• 9th Circ. Judge Doubts Las Vegas Sands Shareholder Suit
• Ex-HSBC Exec Seeks No Prison Over $3.5B Forex Deal
• Statoil, Ex-Employee Settle Wrongful Termination, Fraud Row
• Securities Settlements In 2018 Exceed Value For All Of 2017
• Adviser Who Ran $5M Fraud To Turn Over Assets, Profits
• Ex-General Cable Execs Can't Skirt Claims In SEC Fraud Suit
• Regulators' Jurisdictional Overreach In Crypto Enforcement
• Finance-Savvy Millennials Are Shifting Business Of Law
• Regulators Consider Relaxing Capital Rule For Big Banks
• Energy Entrepreneur Gets 4 Years For $1.2M Pipeline Scheme
• Aviva Ends $35M Note Fraud Claims Against Dewey Execs
• Feds Seek Leniency For BigLaw Atty's Insider Trading Partner
• Iranian Banker's Bail Bid Iffy In $115M Sanctions-Dodging Row
• SEC Looks To Spur Trading Of Smaller Companies
• Government Rests Case In Wilmington Trust Loan Fraud Trial
• Greenberg Traurig Snags Atty From Leading Japanese Firm
• Immigration Atty Appeals EB-5 Fraud Suit Loss At 9th Circ.
• $6M Investment Fraud Trial Set To Begin After Health Delays
• Ex-Nortel Execs Beat Long-Simmering Securities Fraud Suit
• Credit Suisse Has Edge On Cert. In Forex Case, Judge Says
• Ballard Spahr Grows White Collar Group With Ex-Prosecutor
• 5 Tips For Plan Administrators Navigating A Chaotic Market
• True Value Stockholders Hammer Plans For PE Firm Buy-In
• Teva Investor Suit Over $40.5B Merger Sent To Conn.
• Mass. Crackdown Reflects Increased State Regulation Of ICOs
• Prosecutors Say Ex-Traders Gamed System With Euribor Rig
• Attorney-Client Privilege Is Alive And Well
• Money Laundering-Themed Securities Suits Are On The Rise
• Dissolving Practice
• Bondholders Ratchet Up Puerto Rico Sales Tax Revenues Spat
• NY Judge Iffy On Credit Suisse's Bid To Kill $1B RMBS Suit
• Potomac Manager Testifies About PLX's Underperformance
• Shkreli Must Repay Investor $388K Over Property Deal Woes
• KPMG Cites Wariness Over Wilmington Trust Internal Audits
• Robbins Geller To Lead InterOil Investors' Exxon Suit
• TD Ameritrade Sued Over Futures Contracts Liquidations
• Russian Laundromat Case Offers Banks Compliance Lessons
• GGP Shareholders Sue To Block $9.25B Brookfield Merger
• Koch's Oxbow Carbon Files Options For $2.6B Company Sale
• 2nd Circ. Says AXA's Annuity Deception Didn't Trigger SLUSA
• Royalty Flow Cancels IPO, Blames Reg A+ 'Backlash'
• Zohar Funds Manager Denied Docs From Other Court Cases
• Toys R Us Asks For Extra $80M In DIP Financing
• Musk Seeks Appeal Over Tesla Control In SolarCity Takeover
• DOJ Assists Ex-State Street Exec Chasing Foreign Evidence
• Report: Crypto Investments Plagued By 'Widespread Fraud'
• DOJ Fails To Appeal 2nd Circ.'s Compelled Testimony Ruling
• Dialysis Co. Agrees To Boost Compliance Dept. In Billing Suit
• ERISA Stock-Drop Suits Take A Back Seat As Market Roars
• Chinese Data Co. To Pay $9M To End Investor Stock-Drop Suit
• DOJ Seeks UK Banking Group Testimony In Libor-Rigging Suit
• Congress' Spoofing Law Not Vague, DOJ Tells High Court
• Trader Agrees To Disgorgement In SEC's 'Layering' Case
• SEC Probe Sparks Longfin Investor Suit Over Stock Flop
• Dissolving Practice: How To Fix A Dysfunctional Law Firm
• Chicago Tax Revenue Scheme May Not Be Bankruptcy-Proof
• What To Expect From The 2nd Criminal Spoofing Trial
• Actuary Agrees To Help Fla. Property Investors In $157M Suit
• BofI Seeks Dismissal, Sanctions For 'Copy-Cat' Investor Suit
• Fla. Coke Bottler Says Ex-Exec Owns No Part Of Company
• Patriot National Creditor's Bid To Continue $110M Suit Denied
• California Attorney Denied New Stock Fraud Trial
• Fired UBS 'Whistleblower' Says 2 Ex-Colleagues Defamed Him
• SEC Accuses Pair Of Raising $3.8M In Ponzi, Drilling Schemes
• Examiner OK'd In Ch. 11 Tied To Alleged Indian Fraudster
• Defense Pushes KPMG Auditor On Wilmington Trust Waivers
• Split Platinum Trials Back On The Table In $1B Fraud Case
• Billionaire Sex Offender Fights Firm's Sanctions Bid
• Medical Device Maker Partially Shakes Investor Fraud Suit
• SEC Delays Action On Nasdaq Plan To Relax SPAC Rules
• Proskauer Nabs Ex-SEC Enforcer For Securities Team
• Insurers Cannot Rely On 'Absurd' Exclusion Applications
• Congressional Forecast: April
• Investor Sues Cryptocurrency Biz After Hack Of Funds
• Dissolving Practice: Partner Agreement Clauses That Can Help
• When Are Minority Stockholders Controllers?
• 1st Euribor-Rigging Trial Gets Underway In London
• Willis Tells 5th Circ. $120M Stanford Ponzi Deal Is Best Offer
• UK Litigation Roundup: Here's What You Missed In London
• Class Argues Dual-Natured Harm In $55B Charter-TWC Merger
• Cogentix Hit With Stockholder Class Challenge To $239M Sale
• Autonomy CFO Hid Hardware Biz In $11B HP Buy, Jury Told
• Medicare Trial Witness Has Beef With Hedge Fund, Jury Told
• Del. Justices Won't Review Dole's $222M Coverage Battle
• HSBC, Deutsche Get $340M In Libor Settlements Approved
• Zillow Seeks To Ax Investor Suit Over Co-Marketing Program
• SEC Seeks Default Judgment Against No-Show Resort Co.
• 3 Investment Adviser Firms To Settle SEC Claims For $15M
• Uber, Fund Spar Over Docs In Illicit Biz Practices Suit
• Feds Want 7-Year Prison Term For Ex-HSBC Forex Banker
• Ariad Investors' Attys Seek 30% Of $3.5M Class Settlement
• SEC Freezes $27M In Allegedly Illegal Longfin Share Proceeds
• Dissolving Practice: The Unfinished Business Doctrine
• XpresSpa Founders Hit With Sanctions Bid In Takeover Fight
• Comparing Anti-Corruption Guidance In France, UK And US
• Senate Regulatory Relief Bill Would Benefit Community Banks
• Should We Trust The Fiduciary Rule Is Gone?
• Judge Denies Bias And Texas State Sen.'s New Trial Bid
• SEC Launches Deliberations On New Plan For Bitcoin ETFs
• My Big Coin Consents To Injunction As Fraud Case Continues
• Intercontinental Exchange Snaps Up Chicago Stock Exchange
• Hong Kong Aims To Grab Bigger Share Of Global Listings
• BlackRock, Others To Share Mutual Fund Metrics, NY AG Says
• More Claims Advance In RCS Creditor Trust's Schorsch Suit
• Blue Bell Seeks To Toss Investor Suit Over Listeria Outbreak
• SEC Awards $2.2M To Whistleblower Under 'Safe Harbor' Rule
• Genworth, Investors Reach Deal To End Suit Over $2.7B Sale
• Mining Investors Threaten Och-Ziff's $413M FCPA Deal
• Good Technology's $35M Settlement With JP Morgan OK'd
• Ex-NHL Owner Conned Investors Out Of $14M, SEC Says
• Longtime DOJ Prosecutor To Head SEC's Chicago Office
• Windstream, Investors Float $10.5M REIT Suit Settlement
• Film Scammer Cops To Role In $12M Fraud Conspiracy
• Woodbridge Creditor Seeks To Halt Ponzi Class Actions
• 1st Circ. Upholds Sarepta Win In Drug Trial Investor Suit
• MusclePharm Sues Liberty Again Over SEC Case Costs
• SEC Says $15B Disgorgement Suit Misinterprets Kokesh
• Stradley Ronon Adds 2 Ex-SEC Investment Management Attys
• SEC, Feds Say Vistaprint Insider Helped Man Net Nearly $1M
• Global Regulators Move To Improve Corporate Bond Reporting
• Antiquated FINRA Rules Stifle Small Co. Capital Formation
• Applying The Business Judgment Rule To Director Pay Claims
• Fla. Court Urged To Let Brazil Investment Fraud Suit Proceed
• Onus Is On Celebrity ICO Pitchmen For Greater Due Diligence
• Bogus Trades, Lies Drove $300M Stock Fraud, Jury Hears
• NY Fed's Next President Offers Continuity For Top Bank
• Company Sues Angry Investor For Alleged Libel, Defamation
• Judge Tosses Teva Investors' Price-Fixing Suit From Bench
• Deutsche Bank, Morgan Stanley Settle RMBS Suit
• Cryptocurrency Co. Says Virtual Money Not Futures
• Zohar Funds To Mediate Ch. 11 Issues Ahead Of Hearing
• Merrill Lynch Beats Securities Suit After Supreme Court Run
• JPML Won't Centralize Bitcoin Buyers' Mt. Gox Suits
• Man Tipped On Stocks By Ex-BigLaw Atty Angles For No Jail
• TBS Founder's Estate Sues Execs For $90M Over Lost Shares
• Steak 'N Shake Owner Fights Investor's Reorg Injunction Bid
• Ex-HSBC Exec's Banker Friends Must Unmask To Defend Him
• Layne Investors Say More Info Needed On $565M Sale
• Challengers Of Trump's '2-For-1' Order Seek To Revive Suit
• Broker, Radio Host Duped Elderly, Mass. Regulator Says
• Board Oversight Of Cybersecurity: 8 Considerations
• New SEC Case Bucks The Valuation Trend
• FDIC Slams European Banks' Libor-Rigging Defenses In UK
• Ticket Schemer, Investment Fraudster Sentenced To Prison
• 'Acrimony' Warrants Ch. 11 Trustee For Zohar, UST Says
• SAC Capital, Founder Beat $8B Stock Scheme Suit In NJ
• Pot Cryptocurrency Startup Says Token Buyers Must Arbitrate
• JPMorgan Caused Suicide, Wall Street Mogul's Estate Claims
• KPMG Fronting Ex-Employees' Legal Fees In PCAOB Case
• Trust Attorneys' Fee Fight Decision Deferred To NY Court
• NY Fed Selects SF Fed President For Top Slot
• Justices Punt Tribune Co. Clawback Row After Merit Ruling
• AbbVie Says Suit Over Nixed $54B Shire Merger Should End
• Sidley Must Face Some Of Linkwell Investor's Merger Suit
• SEC Probes Fintech Co. Longfin After Blockchain Buy
• Fieldwood Energy Gets OK For Prepackaged Ch. 11 Plan
• Tax Reform's Impact On Private Equity
• Crypto Developments Are Indeed Alarming
• Revolving-Door Roundup: Arnold & Porter, Jones Day, Crowell
• SEC Slams Ex-Apollo Exec's Bid To Toss False Billing Suit
• SunEdison Preferred Investors Want $57M Deal Clarified
• Crypto 'Visa' Card Duo Accused Of $32M ICO Fraud
• REIT Directors Duck Investor Suit Over $41M Loan Write-Down
• PCAOB Case Expands Legal Exposure For Audit Failures
• Wilmington Trust Wary Of Loan Rechecks, Ex-Manager Says
• Puerto Rico Gov. Rejects Oversight Board's New Budget Cuts
• Embraer Wins Dismissal In FCPA-Related Class Action Case
• Hemp Oil Co. Still Faces Class Action Over Hyped Acquisition
• Adviser Accused Of Conning Pro Athlete To Mediate With SEC
• Energy Cos. To Tell Pension Fund About Paris Accord Risks
• Pension Fund Asset Managers Sue To Block Hostile Takeover
• Ex-UBS Trader Gets Feds' 'Front Running' Evidence Nixed
• BancorpSouth Strikes $13M Deal In Shareholder Suit
• Broker Fails To Beat SEC Suit Over Sloppy Activity Reports
• US Bank Escapes Class Action Over RMBS Trustee Role
• Former Acting US Atty In Manhattan Heads 'Home' To Cleary
• No Secrets Means No Medicare Insider Trading, Jury Hears
• Former Brooklyn Criminal Division Chief Returns To Goodwin
• TrueCar Hit With Investor Action Over USAA Web Sales
• Fintech 'Unicorn' Founder Stole $48M In Scam, SEC Claims
• Goldman Sachs Slams 'Irrelevant' FDIC Motion In RMBS Row
• BakerHostetler Shuts Down Hermitage's DQ Sanction Bid
• Muni Bond Verdict Can't Sway SEC's Suit, Ex-NY Official Says
• Wendy's Shareholders' Data Breach Suits Consolidated
• How Senate Bill Would Change Compliance For Midsize Banks
• Biotech Startup Seres Beats Suit Over Stock Drop
• A Notable Footnote In High Court Merit Management Decision
• The SEC Cyber Unit's First 6 Months, And What's Ahead